Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

112 institutional holders +2 vs Q1 2023
4,809,1744.8m shares reported held*
$162.4mreported value*
19 new 42 added 26 reduced 17 sold out net bought ≈ $16.9m (+502.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.78. Options: 10 managers hold calls ($32.5m notional), 7 hold puts ($12.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 97Q4 22: 102Q1 23: 110Q2 23: 112112Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202297
Q4 2022102
Q1 2023110
Q2 2023112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 43 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225638
Q1 20236737
Q2 20236143

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $57.4mQ3 22 puts: $28.4mQ3 22P/C 0.50Q4 22 calls: $70.0mQ4 22 puts: $26.7mQ4 22P/C 0.38Q1 23 calls: $19.9mQ1 23 puts: $13.6mQ1 23P/C 0.68Q2 23 calls: $32.5mQ2 23 puts: $12.1mQ2 23P/C 0.37
Numbers
QuarterCallsPutsP/C
Q3 2022$57.4m$28.4m0.50
Q4 2022$70.0m$26.7m0.38
Q1 2023$19.9m$13.6m0.68
Q2 2023$32.5m$12.1m0.37

Biggest buyers

JANE STREET GROUP, LLC Added +359,726+359.7k
Trek Financial, LLC New +163,263+163.3k
CIBC WORLD MARKETS CORP New +126,512+126.5k
GARNET EQUITY CAPITAL HOLDINGS, INC. New +65,000+65.0k
HighTower Advisors, LLC Added +60,862+60.9k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV New +38,630+38.6k
Financial Enhancement Group LLC Added +34,191+34.2k
DFPG INVESTMENTS, LLC Added +30,900+30.9k
TOWNSQUARE CAPITAL LLC Added +29,377+29.4k
OLD MISSION CAPITAL LLC New +28,994+29.0k

Biggest sellers

Spinnaker Capital LTD Sold out -172,000-172.0k
AMARILLO NATIONAL BANK Sold out -136,172-136.2k
Mountain Lake Investment Management LLC Sold out -72,000-72.0k
Hilltop Holdings Inc. Sold out -50,236-50.2k
RAYMOND JAMES & ASSOCIATES Reduced -38,561-38.6k
Mint Tower Capital Management B.V. Sold out -35,000-35.0k
J.P. Morgan Private Wealth Advisors LLC Sold out -28,393-28.4k
JPMORGAN CHASE & CO Reduced -22,977-23.0k
Brevan Howard Capital Management LP Sold out -20,700-20.7k
Valence8 US LP Reduced -17,883-17.9k

Biggest calls

Lloyd Harbor Capital Management, LLC New $13.5m402.5k shares
CITADEL ADVISORS LLC Reduced $7.9m235.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.8m144.3k shares
GROUP ONE TRADING LLC Added $3.1m93.8k shares
JANE STREET GROUP, LLC Reduced $1.9m57.8k shares
WOLVERINE TRADING, LLC Reduced $914.1k27.5k shares
Praetorian PR LLC New $187.5k2.5k shares
HAP Trading, LLC Added $40.0k21.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Added $03.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.1m152.7k shares
CITADEL ADVISORS LLC Reduced $4.0m119.5k shares
JANE STREET GROUP, LLC Reduced $2.1m61.7k shares
WOLVERINE TRADING, LLC Added $777.8k23.4k shares
GROUP ONE TRADING LLC Added $130.9k3.9k shares
Cutler Group LLC / CA Reduced $6.0k5.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 470,257470.3k $15.8m $15.8m 0.02% Added +359.7k +359,726
2 Janney Capital Management LLC 0.65% of their portfolio PITTSBURGH, PA 280,461280.5k $9.4m $9.4m 0.65% Reduced -8.7k -8,703
3 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 253,517253.5k $8.5m $8.5m 0.02% Added +60.9k +60,862
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 200,232200.2k $6.7m $6.7m 0.01% Added +2.8k +2,847
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 176,278176.3k $5.9m $5.9m 0.00% Added +16.7k +16,687
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 174,486174.5k $5.9m $5.9m 0.00% Added +7.7k +7,675
7 Trek Financial, LLC 0.48% of their portfolio Scottsdale, AZ 163,263163.3k $5.5m $5.5m 0.48% New
8 Simplicity Solutions, LLC 0.12% of their portfolio MINNEAPOLIS, MN 135,295135.3k $4.5m $4.5m 0.12% Added +4.0k +4,005
9 Bleakley Financial Group, LLC 0.14% of their portfolio PARSIPPANY, NJ 135,295135.3k $4.5m $4.5m 0.14% Added +4.0k +4,005
10 Silphium Asset Management Ltd 2.21% of their portfolio London, X0 132,700132.7k $4.5m $4.5m 2.21% Added +22.7k +22,700
11 CIBC WORLD MARKETS CORP 0.03% of their portfolio NEW YORK, NY 126,512126.5k $4.2m $4.2m 0.03% New
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 123,131123.1k $4.1m $4.1m 0.00% Reduced -38.6k -38,561
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 116,268116.3k $3.9m $3.9m 0.00% Added +4.3k +4,336
14 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 108,492108.5k $3.6m $3.6m 0.07% Added +29.4k +29,377
15 DFPG INVESTMENTS, LLC 0.33% of their portfolio SANDY, UT 107,481107.5k $3.7m $3.7m 0.33% Added +30.9k +30,900
16 Pettinga Financial Advisors LLC 0.86% of their portfolio EVANSVILLE, IN 86,50386.5k $2.9m $2.9m 0.86% Added +2.7k +2,653
17 KLR INVESTMENT ADVISORS, LLC 2.34% of their portfolio PROVIDENCE, RI 84,74084.7k $2.8m $2.8m 2.34% Added +1.4k +1,385
18 Financial Enhancement Group LLC 0.52% of their portfolio ANDERSON, IN 82,97283.0k $2.8m $2.8m 0.52% Added +34.2k +34,191
19 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 78,09478.1k $2.6m $2.6m 0.10% Added +20.6k +20,577
20 MENLO ADVISORS LLC 1.65% of their portfolio MENLO PARK, CA 77,95978.0k $2.6m $2.6m 1.65% Reduced -2.3k -2,300
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 75,65375.7k $2.6m $2.6m 0.00% Reduced -2.9k -2,852
22 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.61% of their portfolio JUPITER, FL 75,04075.0k $2.5m $2.5m 1.61% Added +7.5k +7,497
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 69,20069.2k $2.3m $2.3m 0.00% Added +5.3k +5,319
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 66,01666.0k $2.2m $2.2m 0.00% Reduced -10.3k -10,341
25 GARNET EQUITY CAPITAL HOLDINGS, INC. 2.33% of their portfolio NEW YORK, NY 65,00065.0k $2.2m $2.2m 2.33% New
26 Nokomis Capital, L.L.C. 0.71% of their portfolio DALLAS, TX 58,03058.0k $1.9m $1.9m 0.71% Unchanged
27 Stegent Equity Advisors, Inc. 2.15% of their portfolio HOUSTON, TX 57,18957.2k $1.9m $1.9m 2.15% Reduced -15.1k -15,137
28 AXXCESS WEALTH MANAGEMENT, LLC 0.13% of their portfolio CARLSBAD, CA 53,24953.2k $1.8m $1.8m 0.13% Unchanged
29 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.18% of their portfolio NEW YORK, NY 45,37045.4k $1.5m $1.5m 0.18% Reduced -2.2k -2,178
30 HOLLENCREST CAPITAL MANAGEMENT 0.15% of their portfolio NEWPORT BEACH, CA 43,04043.0k $1.4m $1.4m 0.15% Added +100 +100
31 Rothschild Wealth LLC 0.43% of their portfolio OAK BROOK, IL 40,86040.9k $1.4m $1.4m 0.43% Reduced -9.6k -9,613
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 40,72240.7k $1.4m $1.4m 0.00% Added +430 +430
33 MMCAP International Inc. SPC 0.45% of their portfolio GRAND CAYMAN, E9 40,61840.6k $1.4m $1.4m 0.45% Unchanged
34 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.13% of their portfolio CEDAR RAPIDS, IA 38,63038.6k $1.3m $1.3m 0.13% New
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 37,67737.7k $1.3m $1.3m 0.00% Reduced -23.0k -22,977
36 Private Wealth Advisors, LLC 0.51% of their portfolio Fresno, CA 36,26436.3k $1.2m $1.2m 0.51% Added +373 +373
37 WEALTHSOURCE PARTNERS, LLC 0.07% of their portfolio SAN LUIS OBISPO, CA 33,06933.1k $1.1m $1.1m 0.07% Reduced -92 -92
38 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 28,99429.0k $973.3k $973.3k 0.04% New
39 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 28,92128.9k $970.9k $970.9k 0.01% Reduced -540 -540
40 SIMPLEX TRADING, LLC 0.04% of their portfolio CHICAGO, IL 28,14628.1k $944.0k $944.0k 0.04% Added +14.7k +14,693
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,91127.9k $937.0k $937.0k 0.00% Added +11.2k +11,158
42 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 26,99127.0k $906.1k $906.1k 0.01% Reduced -309 -309
43 UBS Group AG 0.00% of their portfolio ZURICH, V8 26,63526.6k $894.1k $894.1k 0.00% Reduced -4.3k -4,326
44 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 25,69625.7k $863.0k $863.0k 0.00% Added +1.7k +1,669
45 JTC Employer Solutions Trustee Ltd 0.08% of their portfolio ST HELIER, Y9 24,73224.7k $831.0k $831.0k 0.08% Unchanged
46 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 24,56824.6k $824.0k $824.0k 0.01% New
47 Dubuque Bank & Trust Co 0.10% of their portfolio Dubuque, IA 24,22624.2k $813.3k $813.3k 0.10% Added +2.2k +2,170
48 Cheviot Value Management, LLC 0.17% of their portfolio BEVERLY HILLS, CA 23,73023.7k $796.6k $796.6k 0.17% Unchanged
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,01022.0k $739.0k $739.0k 0.00% Reduced -9.7k -9,670
50 SeaCrest Wealth Management, LLC 0.09% of their portfolio PURCHASE, NY 21,74021.7k $729.8k $729.8k 0.09% Added +1.2k +1,170
51 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 20,55220.6k $689.9k $689.9k 0.00% New
52 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 20,49520.5k $688.0k $688.0k 0.01% Added +1.6k +1,555
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,46720.5k $687.0k $687.0k 0.00% Added +2.6k +2,644
54 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.26% of their portfolio FLINT, MI 20,23120.2k $679.2k $679.2k 0.26% Added +20.0k +19,982
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,47219.5k $653.7k $653.7k 0.00% Reduced -6.5k -6,456
56 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 18,40018.4k $1.4m $1.4m 0.00% Unchanged
57 Requisite Capital Management, LLC 0.15% of their portfolio DALLAS, TX 17,40417.4k $584.3k $584.3k 0.15% Added +4.3k +4,284
58 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 16,72016.7k $561.0k $561.0k 0.00% Added +195 +195
59 Diametric Capital, LP 0.25% of their portfolio BOSTON, MA 16,49916.5k $553.9k $553.9k 0.25% Reduced -3.9k -3,888
60 Valence8 US LP 0.36% of their portfolio Cambridge, MA 16,47016.5k $552.9k $552.9k 0.36% Reduced -17.9k -17,883
61 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 16,44716.4k $552.1k $552.1k 0.01% Added +2.3k +2,312
62 K.J. Harrison & Partners Inc 0.09% of their portfolio TORONTO, A6 15,24015.2k $509.6k $509.6k 0.09% Unchanged
63 PETRA FINANCIAL ADVISORS INC 0.45% of their portfolio COLORADO SRPINGS, CO 15,10515.1k $507.1k $507.1k 0.45% New
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,01814.0k $470.0k $470.0k 0.00% Reduced -118 -118
65 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 12,80312.8k $429.8k $429.8k 0.00% Reduced -1.4k -1,366
66 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 12,80312.8k $429.8k $429.8k 0.00% Reduced -1.4k -1,366
67 SPROTT INC. 0.04% of their portfolio TORONTO, A6 11,83111.8k $397.2k $397.2k 0.04% Added +323 +323
68 SOUTHPORT MANAGEMENT, L.L.C. 2.13% of their portfolio Wilson, WY 11,60011.6k $389.4k $389.4k 2.13% Added +1.6k +1,600
69 Larson Financial Group LLC 0.04% of their portfolio ST LOUIS, MO 11,59311.6k $389.2k $389.2k 0.04% Added +7.7k +7,676
70 Seelaus Asset Management LLC 0.30% of their portfolio CHATHAM, NJ 11,25011.2k $378.0k $378.0k 0.30% Reduced -50 -50
71 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 10,99011.0k $368.8k $368.8k 0.00% Added +1.8k +1,810
72 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 10,83410.8k $363.7k $363.7k 0.02% Added +804 +804
73 180 WEALTH ADVISORS, LLC 0.08% of their portfolio FEDERAL WAY, WA 10,57510.6k $352.8k $352.8k 0.08% New
74 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 10,48010.5k $352.0k $352.0k 0.02% New
75 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,20110.2k $342.4k $342.4k 0.00% Added +1.7k +1,710
76 Cruiser Capital Advisors, LLC 0.34% of their portfolio Stamford, CT 10,00010.0k $335.7k $335.7k 0.34% Unchanged
77 Deuterium Capital Management, LLC 0.46% of their portfolio Clearwater, FL 10,00010.0k $335.7k $335.7k 0.46% Unchanged
78 Pasadena Private Wealth, LLC 0.09% of their portfolio PASADENA, CA 9,9249.9k $333.1k $333.1k 0.09% Added +82 +82
79 INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio MIAMI, FL 8,0658.1k $270.7k $270.7k 0.05% Unchanged
80 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 7,8317.8k $260.3k $260.3k 0.00% New
81 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,5927.6k $254.9k $254.9k 0.00% New
82 Pekin Hardy Strauss, Inc. 0.04% of their portfolio CHICAGO, IL 7,4007.4k $248.4k $248.4k 0.04% New
83 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,9356.9k $232.8k $232.8k 0.00% Unchanged
84 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,8676.9k $230.5k $230.5k 0.00% Reduced -3.9k -3,881
85 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 6,6516.7k $223.3k $223.3k 0.00% New
86 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,4206.4k $215.5k $215.5k 0.00% Reduced -164 -164
87 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 4,7044.7k $157.9k $157.9k 0.00% Unchanged
88 Cutler Group LLC / CA 0.02% of their portfolio SAN FRANCISCO, CA 3,0163.0k $101.0k $101.0k 0.02% Added +1.1k +1,100
89 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 2,1792.2k $72.4k $72.4k 0.00% Unchanged
90 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0002.0k $67.1k $67.1k 0.00% Unchanged
91 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $67.1k $67.1k 0.00% Unchanged
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,6441.6k $55.2k $55.2k 0.00% Added +822 +822
93 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 1,5201.5k $51.0k $51.0k 0.00% Unchanged
94 Turim 21 Investimentos Ltda. 0.02% of their portfolio RIO DE JANEIRO, D5 1,3521.4k $45.4k $45.4k 0.02% Unchanged
95 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2501.2k $42.0k $42.0k 0.00% Reduced -558 -558
96 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,2501.2k $42.0k $42.0k 0.00% Reduced -80 -80
97 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,0011.0k $33.6k $33.6k 0.00% New
98 FNY Investment Advisers, LLC 0.04% of their portfolio NEW YORK, NY 1,0001.0k $33.0k $33.0k 0.04% New
99 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 500500 $16.8k $16.8k 0.01% Unchanged
100 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 380380 $13.0k $13.0k 0.00% New