Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

110 institutional holders +8 vs Q4 2022
4,253,2084.3m shares reported held*
$134.4mreported value*
28 new 39 added 21 reduced 16 sold out net sold ≈ $14.8m (-384.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.59. Options: 9 managers hold calls ($19.9m notional), 8 hold puts ($13.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 97Q4 22: 102Q1 23: 110110Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202297
Q4 2022102
Q1 2023110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 37 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225638
Q1 20236737

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $57.4mQ3 22 puts: $28.4mQ3 22P/C 0.50Q4 22 calls: $70.0mQ4 22 puts: $26.7mQ4 22P/C 0.38Q1 23 calls: $19.9mQ1 23 puts: $13.6mQ1 23P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2022$57.4m$28.4m0.50
Q4 2022$70.0m$26.7m0.38
Q1 2023$19.9m$13.6m0.68

Biggest buyers

Simplicity Solutions, LLC New +131,290+131.3k
Bleakley Financial Group, LLC New +131,290+131.3k
Silphium Asset Management Ltd Added +94,000+94.0k
Spinnaker Capital LTD Added +86,000+86.0k
TOWNSQUARE CAPITAL LLC New +79,115+79.1k
DFPG INVESTMENTS, LLC New +76,581+76.6k
AXXCESS WEALTH MANAGEMENT, LLC New +53,249+53.2k
Hilltop Holdings Inc. New +50,236+50.2k
Financial Enhancement Group LLC New +48,781+48.8k
MMCAP International Inc. SPC New +40,618+40.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -981,489-981.5k
OLD MISSION CAPITAL LLC Sold out -111,250-111.2k
Avidian Wealth Enterprises, LLC Sold out -98,742-98.7k
AE Wealth Management LLC Sold out -71,106-71.1k
OLIVER LAGORE VANVALIN INVESTMENT GROUP Reduced -70,774-70.8k
ROYAL BANK OF CANADA Reduced -56,158-56.2k
HRT FINANCIAL LP Sold out -39,010-39.0k
CITADEL ADVISORS LLC Reduced -32,488-32.5k
RENAISSANCE TECHNOLOGIES LLC Sold out -20,500-20.5k
FLOW TRADERS U.S. LLC Sold out -20,289-20.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $7.7m246.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.6m178.9k shares
JANE STREET GROUP, LLC Reduced $2.3m73.7k shares
GROUP ONE TRADING LLC Reduced $1.9m59.9k shares
WOLVERINE TRADING, LLC Reduced $1.4m46.1k shares
SIMPLEX TRADING, LLC Reduced $909.0k29.0k shares
HAP Trading, LLC Added $37.0k16.6k shares
Cutler Group LLC / CA Reduced $2.0k2.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.9m157.4k shares
CITADEL ADVISORS LLC Reduced $4.6m145.1k shares
JANE STREET GROUP, LLC Reduced $2.7m87.1k shares
WOLVERINE TRADING, LLC Reduced $702.0k22.4k shares
SIMPLEX TRADING, LLC Reduced $536.0k17.1k shares
GROUP ONE TRADING LLC Reduced $94.1k3.0k shares
Cutler Group LLC / CA Added $21.0k15.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Janney Capital Management LLC 0.68% of their portfolio PITTSBURGH, PA 289,164289.2k $9.1m $9.1m 0.68% Reduced -8.9k -8,943
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 197,385197.4k $6.2m $6.2m 0.01% Added +3.7k +3,689
3 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 192,655192.7k $6.0m $6.0m 0.01% Added +4.1k +4,121
4 Spinnaker Capital LTD 100.00% of their portfolio LONDON, X0 172,000172.0k $5.4m $5.4m 100.00% Added +86.0k +86,000
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 166,811166.8k $5.2m $5.2m 0.00% Added +17.0k +17,015
6 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 161,692161.7k $5.1m $5.1m 0.00% Added +32.5k +32,535
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 159,591159.6k $5.0m $5.0m 0.00% Added +22.9k +22,885
8 AMARILLO NATIONAL BANK 0.86% of their portfolio AMARILLO, TX 136,172136.2k $4.3m $4.3m 0.86% Added +4.3k +4,312
9 Simplicity Solutions, LLC 0.11% of their portfolio MINNEAPOLIS, MN 131,290131.3k $4.1m $4.1m 0.11% New
10 Bleakley Financial Group, LLC 0.14% of their portfolio PARSIPPANY, NJ 131,290131.3k $4.1m $4.1m 0.14% New
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 111,932111.9k $3.5m $3.5m 0.00% Reduced -12.5k -12,488
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 110,531110.5k $3.5m $3.5m 0.01% Reduced -981.5k -981,489
13 Silphium Asset Management Ltd 2.92% of their portfolio London, X0 110,000110.0k $3.5m $3.5m 2.92% Added +94.0k +94,000
14 Pettinga Financial Advisors LLC 0.82% of their portfolio EVANSVILLE, IN 83,85083.8k $2.6m $2.6m 0.82% Added +15.4k +15,400
15 KLR INVESTMENT ADVISORS, LLC 2.30% of their portfolio PROVIDENCE, RI 83,35583.4k $2.6m $2.6m 2.30% Reduced -3.1k -3,055
16 MENLO ADVISORS LLC 1.73% of their portfolio MENLO PARK, CA 80,25980.3k $2.5m $2.5m 1.73% Added +830 +830
17 TOWNSQUARE CAPITAL LLC 0.05% of their portfolio Lehi, UT 79,11579.1k $2.5m $2.5m 0.05% New
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 78,50578.5k $2.6m $2.6m 0.00% Added +21.5k +21,521
19 DFPG INVESTMENTS, LLC 0.26% of their portfolio SANDY, UT 76,58176.6k $2.4m $2.4m 0.26% New
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 76,35776.4k $2.4m $2.4m 0.00% Added +932 +932
21 Stegent Equity Advisors, Inc. 2.26% of their portfolio HOUSTON, TX 72,32672.3k $2.3m $2.3m 2.26% Reduced -3.0k -2,994
22 Mountain Lake Investment Management LLC 2.06% of their portfolio SAN FRANCISCO, CA 72,00072.0k $2.3m $2.3m 2.06% Unchanged
23 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.50% of their portfolio JUPITER, FL 67,54367.5k $2.1m $2.1m 1.50% Added +28.9k +28,938
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 63,88163.9k $2.0m $2.0m 0.00% Added +7.5k +7,506
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 60,65460.7k $1.9m $1.9m 0.00% Added +5.9k +5,906
26 Nokomis Capital, L.L.C. 0.74% of their portfolio DALLAS, TX 58,03058.0k $1.8m $1.8m 0.74% Unchanged
27 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 57,51757.5k $1.8m $1.8m 0.07% Added +37.2k +37,217
28 AXXCESS WEALTH MANAGEMENT, LLC 0.13% of their portfolio CARLSBAD, CA 53,24953.2k $1.7m $1.7m 0.13% New
29 Rothschild Wealth LLC 0.53% of their portfolio OAK BROOK, IL 50,47350.5k $1.6m $1.6m 0.53% Added +4.3k +4,283
30 Hilltop Holdings Inc. 0.21% of their portfolio DALLAS, TX 50,23650.2k $1.6m $1.6m 0.21% New
31 Financial Enhancement Group LLC 0.29% of their portfolio ANDERSON, IN 48,78148.8k $1.5m $1.5m 0.29% New
32 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.20% of their portfolio NEW YORK, NY 47,54847.5k $1.5m $1.5m 0.20% Added +23.0k +23,034
33 HOLLENCREST CAPITAL MANAGEMENT 0.14% of their portfolio NEWPORT BEACH, CA 42,94042.9k $1.3m $1.3m 0.14% Unchanged
34 MMCAP International Inc. SPC 0.25% of their portfolio GRAND CAYMAN, E9 40,61840.6k $1.3m $1.3m 0.25% New
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 40,29240.3k $1.3m $1.3m 0.00% Added +9.0k +9,043
36 Private Wealth Advisors, LLC 0.48% of their portfolio Fresno, CA 35,89135.9k $1.1m $1.1m 0.48% Reduced -893 -893
37 Mint Tower Capital Management B.V. 0.15% of their portfolio AMSTERDAM, P7 35,00035.0k $1.1m $1.1m 0.15% Reduced -5.0k -5,000
38 Valence8 US LP 0.63% of their portfolio Cambridge, MA 34,35334.4k $1.1m $1.1m 0.63% Added +3.0k +2,977
39 WEALTHSOURCE PARTNERS, LLC 0.07% of their portfolio SAN LUIS OBISPO, CA 33,16133.2k $1.0m $1.0m 0.07% Reduced -1.3k -1,305
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,68031.7k $994.0k $994.0k 0.00% Added +8.6k +8,561
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 30,96131.0k $971.2k $971.2k 0.00% Added +3.1k +3,122
42 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 29,46129.5k $924.2k $924.2k 0.01% Added +905 +905
43 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 28,39328.4k $890.7k $890.7k 0.00% Added +8.1k +8,095
44 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 27,30027.3k $856.4k $856.4k 0.01% Added +3.8k +3,794
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,92825.9k $813.4k $813.4k 0.00% Reduced -32.5k -32,488
46 JTC Employer Solutions Trustee Ltd 0.08% of their portfolio ST HELIER, Y9 24,73224.7k $774.0k $774.0k 0.08% Unchanged
47 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 24,02724.0k $754.0k $754.0k 0.01% Reduced -13.0k -12,970
48 Cheviot Value Management, LLC 0.18% of their portfolio BEVERLY HILLS, CA 23,73023.7k $744.4k $744.4k 0.18% Unchanged
49 Dubuque Bank & Trust Co 0.09% of their portfolio Dubuque, IA 22,05622.1k $691.9k $691.9k 0.09% Added +1.0k +1,000
50 Brevan Howard Capital Management LP 0.14% of their portfolio ST. HELIER, Y9 20,70020.7k $649.4k $649.4k 0.14% New
51 SeaCrest Wealth Management, LLC 0.09% of their portfolio PURCHASE, NY 20,57020.6k $645.3k $645.3k 0.09% Added +7.1k +7,070
52 Diametric Capital, LP 0.31% of their portfolio BOSTON, MA 20,38720.4k $639.5k $639.5k 0.31% New
53 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,94018.9k $594.1k $594.1k 0.01% Added +1.3k +1,278
54 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 18,40018.4k $1.4m $1.4m 0.00% Unchanged
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,82317.8k $559.0k $559.0k 0.00% Added +1.1k +1,108
56 GAGNON SECURITIES LLC 0.11% of their portfolio New York, NY 16,98417.0k $532.8k $532.8k 0.11% Added +26 +26
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,75316.8k $525.5k $525.5k 0.00% Added +1.7k +1,718
58 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 16,52516.5k $518.0k $518.0k 0.00% Added +1.3k +1,329
59 K.J. Harrison & Partners Inc 0.10% of their portfolio TORONTO, A6 15,24015.2k $474.3k $474.3k 0.10% Unchanged
60 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 14,16914.2k $444.5k $444.5k 0.01% New
61 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 14,16914.2k $444.5k $444.5k 0.01% Added +41 +41
62 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,13614.1k $444.0k $444.0k 0.00% Reduced -56.2k -56,158
63 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,13514.1k $443.4k $443.4k 0.01% Added +6.6k +6,595
64 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 13,45313.5k $422.0k $422.0k 0.02% Added +6.0k +6,006
65 Requisite Capital Management, LLC 0.13% of their portfolio DALLAS, TX 13,12013.1k $411.6k $411.6k 0.13% New
66 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 12,25412.3k $384.4k $384.4k 0.00% New
67 SPROTT INC. 0.03% of their portfolio TORONTO, A6 11,50811.5k $361.0k $361.0k 0.03% Reduced -598 -598
68 Seelaus Asset Management LLC 0.26% of their portfolio CHATHAM, NJ 11,30011.3k $340.0k $340.0k 0.26% Unchanged
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,74810.7k $337.2k $337.2k 0.00% Reduced -510 -510
70 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 10,03010.0k $314.6k $314.6k 0.02% Added +468 +468
71 SOUTHPORT MANAGEMENT, L.L.C. 2.08% of their portfolio Wilson, WY 10,00010.0k $313.7k $313.7k 2.08% New
72 Cruiser Capital Advisors, LLC 0.27% of their portfolio Stamford, CT 10,00010.0k $313.7k $313.7k 0.27% Unchanged
73 Deuterium Capital Management, LLC 0.53% of their portfolio Clearwater, FL 10,00010.0k $313.7k $313.7k 0.53% New
74 Pasadena Private Wealth, LLC 0.09% of their portfolio PASADENA, CA 9,8429.8k $308.7k $308.7k 0.09% New
75 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,5389.5k $299.2k $299.2k 0.00% New
76 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 9,1809.2k $285.7k $285.7k 0.00% Reduced -1.1k -1,130
77 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,4918.5k $266.4k $266.4k 0.00% Reduced -645 -645
78 INSIGNEO ADVISORY SERVICES, LLC 0.08% of their portfolio MIAMI, FL 8,0658.1k $253.0k $253.0k 0.08% New
79 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,9356.9k $217.6k $217.6k 0.00% Unchanged
80 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 6,6876.7k $209.8k $209.8k 0.01% New
81 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,5846.6k $206.5k $206.5k 0.00% New
82 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 4,7044.7k $147.6k $147.6k 0.00% Unchanged
83 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,9173.9k $122.9k $122.9k 0.01% Reduced -6.3k -6,295
84 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 2,6182.6k $82.1k $82.1k 0.00% Reduced -588 -588
85 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 2,1792.2k $68.0k $68.0k 0.00% New
86 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0002.0k $62.7k $62.7k 0.00% Unchanged
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $62.7k $62.7k 0.00% Added +1.0k +1,000
88 Cutler Group LLC / CA 0.01% of their portfolio SAN FRANCISCO, CA 1,9161.9k $60.0k $60.0k 0.01% Reduced -5.4k -5,446
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,8081.8k $56.7k $56.7k 0.00% Added +1.3k +1,258
90 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 1,5201.5k $47.7k $47.7k 0.00% New
91 Turim 21 Investimentos Ltda. 0.04% of their portfolio RIO DE JANEIRO, D5 1,3521.4k $42.4k $42.4k 0.04% Unchanged
92 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,3301.3k $41.7k $41.7k 0.00% Reduced -770 -770
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 822822 $25.8k $25.8k 0.00% Unchanged
94 Fortis Advisors, LLC 0.01% of their portfolio WAYNE, PA 600600 $18.8k $18.8k 0.01% Unchanged
95 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 500500 $15.7k $15.7k 0.01% New
96 BerganKDV Wealth Management, LLC 0.00% of their portfolio BLOOMINGTON, MN 300300 $9.4k $9.4k 0.00% Unchanged
97 Blume Capital Management, Inc. 0.00% of their portfolio BERKELEY, CA 250250 $7.8k $7.8k 0.00% New
98 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 249249 $7.8k $7.8k 0.00% Reduced -70.8k -70,774
99 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 200200 $6.3k $6.3k 0.00% Added +150 +150
100 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 164164 $12.5k $12.5k 0.00% Reduced -10.6k -10,553