Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

102 institutional holders +5 vs Q3 2022
4,804,2294.8m shares reported held*
$156.6mreported value*
15 new 41 added 26 reduced 12 sold out net bought ≈ $28.3m (+807.1k shares)

Q3 2022 share counts are adjusted for a 2-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.60. Options: 11 managers hold calls ($70.0m notional), 9 hold puts ($26.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 97Q4 22: 102102Q3 22Q4 22
Numbers
QuarterHolders
Q3 202297
Q4 2022102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $57.4mQ3 22 puts: $28.4mQ3 22P/C 0.50Q4 22 calls: $70.0mQ4 22 puts: $26.7mQ4 22P/C 0.38
Numbers
QuarterCallsPutsP/C
Q3 2022$57.4m$28.4m0.50
Q4 2022$70.0m$26.7m0.38

Biggest buyers

JANE STREET GROUP, LLC Added +919,466+919.5k
HighTower Advisors, LLC Added +175,038+175.0k
OLD MISSION CAPITAL LLC Added +82,460+82.5k
Stegent Equity Advisors, Inc. New +75,320+75.3k
ENVESTNET ASSET MANAGEMENT INC Added +61,430+61.4k
BANK OF MONTREAL /CAN/ Added +49,842+49.8k
Mint Tower Capital Management B.V. New +40,000+40.0k
MORGAN STANLEY Added +29,426+29.4k
LPL Financial LLC Added +24,942+24.9k
JTC Employer Solutions Trustee Ltd New +24,732+24.7k

Biggest sellers

Nishkama Capital, LLC Sold out -365,530-365.5k
Financial Enhancement Group LLC Sold out -117,034-117.0k
HRT FINANCIAL LP Reduced -88,272-88.3k
Spinnaker Capital LTD Reduced -86,000-86.0k
Qube Research & Technologies Ltd Sold out -36,986-37.0k
AMARILLO NATIONAL BANK Reduced -36,914-36.9k
PEAK6 Investments LLC Sold out -26,162-26.2k
OSAIC HOLDINGS, INC. Reduced -26,056-26.1k
Avidian Wealth Enterprises, LLC Reduced -21,860-21.9k
Claraphi Advisory Network, LLC Sold out -16,266-16.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $21.7m683.3k shares
GOLDMAN SACHS GROUP INC New $12.7m400.0k shares
MILLENNIUM MANAGEMENT LLC Added $9.5m300.0k shares
JANE STREET GROUP, LLC Added $9.1m286.6k shares
CITADEL ADVISORS LLC Reduced $8.8m277.3k shares
GROUP ONE TRADING LLC Reduced $4.2m131.4k shares
SIMPLEX TRADING, LLC Reduced $2.5m77.9k shares
WOLVERINE TRADING, LLC Reduced $1.5m48.3k shares
HAP Trading, LLC New $52.0k12.2k shares
Cutler Group LLC / CA Reduced $8.0k36.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.6m301.9k shares
CITADEL ADVISORS LLC Reduced $8.2m257.0k shares
JANE STREET GROUP, LLC Reduced $4.8m152.5k shares
GROUP ONE TRADING LLC Added $1.9m59.8k shares
WOLVERINE TRADING, LLC Reduced $1.4m45.4k shares
SIMPLEX TRADING, LLC Reduced $733.0k23.1k shares
Cutler Group LLC / CA Added $25.0k6.0k shares
HAP Trading, LLC New $15.0k177.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,092,0201.1m $34.7m $34.7m 0.07% Added +919.5k +919,466
2 Janney Capital Management LLC 0.68% of their portfolio PITTSBURGH, PA 298,107298.1k $9.5m $9.5m 0.68% Reduced -12.9k -12,919
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 193,696193.7k $6.1m $6.1m 0.01% Reduced -26.1k -26,056
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 188,534188.5k $6.0m $6.0m 0.01% Added +175.0k +175,038
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 149,796149.8k $4.8m $4.8m 0.00% Added +24.9k +24,942
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 136,706136.7k $4.3m $4.3m 0.00% Added +29.4k +29,426
7 AMARILLO NATIONAL BANK 0.97% of their portfolio AMARILLO, TX 131,860131.9k $4.2m $4.2m 0.97% Reduced -36.9k -36,914
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 129,157129.2k $4.1m $4.1m 0.00% Added +7.2k +7,201
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 124,420124.4k $3.9m $3.9m 0.00% Added +61.4k +61,430
10 OLD MISSION CAPITAL LLC 0.15% of their portfolio CHICAGO, IL 111,250111.2k $3.5m $3.5m 0.15% Added +82.5k +82,460
11 Avidian Wealth Enterprises, LLC 0.20% of their portfolio Houston, TX 98,74298.7k $3.1m $3.1m 0.20% Reduced -21.9k -21,860
12 KLR INVESTMENT ADVISORS, LLC 2.26% of their portfolio PROVIDENCE, RI 86,41086.4k $2.7m $2.7m 2.26% First filing
13 Spinnaker Capital LTD 41.90% of their portfolio LONDON, X0 86,00086.0k $5.5m $5.5m 41.90% Reduced -86.0k -86,000
14 MENLO ADVISORS LLC 1.89% of their portfolio MENLO PARK, CA 79,42979.4k $2.5m $2.5m 1.89% Reduced -61 -61
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 75,42575.4k $2.4m $2.4m 0.00% Reduced -8.8k -8,829
16 Stegent Equity Advisors, Inc. 2.86% of their portfolio HOUSTON, TX 75,32075.3k $2.4m $2.4m 2.86% New
17 Mountain Lake Investment Management LLC 1.92% of their portfolio SAN FRANCISCO, CA 72,00072.0k $2.3m $2.3m 1.92% Reduced -8.0k -8,000
18 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 71,10671.1k $2.3m $2.3m 0.02% Added +6.3k +6,292
19 OLIVER LAGORE VANVALIN INVESTMENT GROUP 1.29% of their portfolio FLINT, MI 71,02371.0k $2.3m $2.3m 1.29% Added +6.3k +6,265
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 70,29470.3k $2.2m $2.2m 0.00% Added +17.3k +17,306
21 Graticule Asia Macro Advisors LLC 0.81% of their portfolio NEW YORK, NY 70,00070.0k $2.2m $2.2m 0.81% Unchanged
22 Pettinga Financial Advisors LLC 0.71% of their portfolio EVANSVILLE, IN 68,45068.5k $2.2m $2.2m 0.71% Added +5.9k +5,948
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 58,41658.4k $1.9m $1.9m 0.00% Reduced -10.1k -10,082
24 Nokomis Capital, L.L.C. 0.78% of their portfolio DALLAS, TX 58,03058.0k $1.8m $1.8m 0.78% Added +3.8k +3,800
25 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 56,98457.0k $1.8m $1.8m 0.00% Added +49.8k +49,842
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 56,37556.4k $1.8m $1.8m 0.00% Added +6.2k +6,165
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 54,74854.7k $1.7m $1.7m 0.00% Added +19.0k +19,012
28 Rothschild Wealth LLC 0.82% of their portfolio OAK BROOK, IL 46,19046.2k $1.4m $1.4m 0.82% Reduced -10.8k -10,794
29 HOLLENCREST CAPITAL MANAGEMENT 0.17% of their portfolio NEWPORT BEACH, CA 42,94042.9k $1.4m $1.4m 0.17% Added +80 +80
30 Mint Tower Capital Management B.V. 0.14% of their portfolio AMSTERDAM, P7 40,00040.0k $1.3m $1.3m 0.14% New
31 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 39,01039.0k $1.2m $1.2m 0.02% Reduced -88.3k -88,272
32 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.86% of their portfolio JUPITER, FL 38,60538.6k $1.2m $1.2m 0.86% Reduced -735 -735
33 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 36,99737.0k $1.2m $1.2m 0.01% Added +11.6k +11,599
34 Private Wealth Advisors, LLC 0.50% of their portfolio Fresno, CA 36,78436.8k $1.2m $1.2m 0.50% Added +426 +426
35 WEALTHSOURCE PARTNERS, LLC 0.08% of their portfolio SAN LUIS OBISPO, CA 34,46634.5k $1.1m $1.1m 0.08% Added +98 +98
36 Valence8 US LP 0.75% of their portfolio Cambridge, MA 31,37631.4k $995.9k $995.9k 0.75% First filing
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,24931.2k $991.0k $991.0k 0.00% Added +5.4k +5,357
38 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 28,55628.6k $906.0k $906.0k 0.03% Added +9.9k +9,898
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 27,83927.8k $883.6k $883.6k 0.00% Added +3.9k +3,929
40 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 26,39526.4k $837.8k $837.8k 0.06% Reduced -405 -405
41 JTC Employer Solutions Trustee Ltd 0.07% of their portfolio ST HELIER, Y9 24,73224.7k $784.0k $784.0k 0.07% New
42 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.22% of their portfolio NEW YORK, NY 24,51424.5k $778.1k $778.1k 0.22% Reduced -846 -846
43 Cheviot Value Management, LLC 0.19% of their portfolio BEVERLY HILLS, CA 23,73023.7k $753.2k $753.2k 0.19% Unchanged
44 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 23,50623.5k $746.1k $746.1k 0.01% Added +2.9k +2,932
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,11923.1k $734.0k $734.0k 0.00% Added +3.6k +3,637
46 Dubuque Bank & Trust Co 0.09% of their portfolio Dubuque, IA 21,05621.1k $668.0k $668.0k 0.09% Added +6.4k +6,440
47 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 20,50020.5k $651.0k $651.0k 0.00% New
48 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 20,30020.3k $644.3k $644.3k 0.03% New
49 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 20,29820.3k $644.3k $644.3k 0.00% Added +6.0k +5,966
50 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 20,28920.3k $644.0k $644.0k 0.03% Added +1.9k +1,879
51 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 18,40018.4k $1.4m $1.4m 0.00% Unchanged
52 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 17,66217.7k $560.6k $560.6k 0.01% Added +3.6k +3,580
53 GAGNON SECURITIES LLC 0.12% of their portfolio New York, NY 16,95817.0k $538.2k $538.2k 0.12% Added +74 +74
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,71516.7k $531.0k $531.0k 0.00% Added +6.6k +6,643
55 Energy Opportunities Capital Management, LLC 1.51% of their portfolio AUSTIN, TX 16,41016.4k $520.9k $520.9k 1.51% Reduced -860 -860
56 Silphium Asset Management Ltd 0.51% of their portfolio London, X0 16,00016.0k $507.8k $507.8k 0.51% Unchanged
57 K.J. Harrison & Partners Inc 0.13% of their portfolio TORONTO, A6 15,24015.2k $647.3k $647.3k 0.13% Added +150 +150
58 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,19615.2k $482.0k $482.0k 0.00% Reduced -290 -290
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,03515.0k $477.2k $477.2k 0.00% Added +2.1k +2,057
60 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 14,12814.1k $448.4k $448.4k 0.02% New
61 SeaCrest Wealth Management, LLC 0.06% of their portfolio PURCHASE, NY 13,50013.5k $428.5k $428.5k 0.06% Unchanged
62 SPROTT INC. 0.03% of their portfolio TORONTO, A6 12,10612.1k $384.2k $384.2k 0.03% Added +690 +690
63 Seelaus Asset Management LLC 0.27% of their portfolio CHATHAM, NJ 11,30011.3k $359.0k $359.0k 0.27% Reduced -350 -350
64 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,25811.3k $357.3k $357.3k 0.00% Added +1.2k +1,232
65 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 10,71710.7k $821.0k $821.0k 0.02% Added +4.7k +4,679
66 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 10,31010.3k $323.3k $323.3k 0.00% Added +1.4k +1,400
67 Larson Financial Group LLC 0.04% of their portfolio ST LOUIS, MO 10,21210.2k $324.1k $324.1k 0.04% Reduced -296 -296
68 Cruiser Capital Advisors, LLC 0.22% of their portfolio Stamford, CT 10,00010.0k $317.4k $317.4k 0.22% New
69 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 9,5629.6k $303.5k $303.5k 0.02% Added +3.3k +3,342
70 SteelPeak Wealth, LLC 0.02% of their portfolio WOODLAND HILLS, CA 9,4519.5k $300.0k $300.0k 0.02% New
71 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 9,2349.2k $293.0k $293.0k 0.01% New
72 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,1369.1k $290.0k $290.0k 0.00% Reduced -7.8k -7,822
73 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 7,6847.7k $243.9k $243.9k 0.01% Added +1.1k +1,136
74 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,5407.5k $239.3k $239.3k 0.01% Reduced -778 -778
75 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 7,4477.4k $236.0k $236.0k 0.01% Reduced -3.3k -3,283
76 Cutler Group LLC / CA 0.03% of their portfolio SAN FRANCISCO, CA 7,3627.4k $233.0k $233.0k 0.03% Reduced -7.0k -7,000
77 JT Stratford LLC 0.07% of their portfolio GAINESVILLE, GA 7,1707.2k $227.6k $227.6k 0.07% New
78 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,9356.9k $220.1k $220.1k 0.00% Added +1.9k +1,885
79 Pekin Hardy Strauss, Inc. 0.03% of their portfolio CHICAGO, IL 6,7706.8k $214.9k $214.9k 0.03% Reduced -670 -670
80 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 4,7044.7k $149.3k $149.3k 0.00% Unchanged
81 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 3,2063.2k $101.8k $101.8k 0.01% New
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,1002.1k $70.1k $70.1k 0.00% New
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0002.0k $63.5k $63.5k 0.00% Unchanged
84 Turim 21 Investimentos Ltda. 0.02% of their portfolio RIO DE JANEIRO, D5 1,3521.4k $42.9k $42.9k 0.02% Unchanged
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,0001.0k $31.7k $31.7k 0.00% Reduced -1.0k -1,000
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 822822 $26.1k $26.1k 0.00% Reduced -40 -40
87 Fortis Advisors, LLC 0.01% of their portfolio WAYNE, PA 600600 $19.0k $19.0k 0.01% Unchanged
88 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 552552 $17.5k $17.5k 0.00% Added +370 +370
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 550550 $17.5k $17.5k 0.00% Unchanged
90 BerganKDV Wealth Management, LLC 0.00% of their portfolio BLOOMINGTON, MN 300300 $9.5k $9.5k 0.00% Unchanged
91 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 200200 $6.0k $6.0k 0.00% Added +100 +100
92 Phocas Financial Corp. 0.00% of their portfolio ALAMEDA, CA 170170 $5.4k $5.4k 0.00% New
93 Clearview Wealth Advisors LLC 0.00% of their portfolio SALEM, OR 150150 $4.8k $4.8k 0.00% Unchanged
94 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 9494 $3.0k $3.0k 0.00% Unchanged
95 Coston, McIsaac & Partners 0.00% of their portfolio BAR HARBOR, ME 7070 $2.0k $2.0k 0.00% New
96 U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio AUSTIN, TX 6464 $2.0k $2.0k 0.00% New
97 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5050 $1.6k $1.6k 0.00% Reduced -152 -152
98 MB, LEVIS & ASSOCIATES, LLC 0.00% of their portfolio CENTER VALLEY, PA 2525 $786 $786 0.00% First filing
99 Semmax Financial Advisors Inc. 0.00% of their portfolio Winston Salem, NC 2424 $1.0k $1.0k 0.00% Unchanged
100 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 66 $190 $190 0.00% Unchanged