SPLUNK INC SPLK 1.125 06.15.27
NOTE 1.125% 6/1 · US DOMESTIC · CUSIP 848637AF1
73
institutional holders
+5 vs Q4 2022
61.6m
shares reported held*
$1.0bnreported value*
12 new
15 added
21 reduced
7 sold out
net bought ≈ $17.8m (-30.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.84.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 66 |
| Q4 2022 | 68 |
| Q1 2023 | 73 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 32 |
| Q1 2023 | 27 | 28 |
Biggest buyers
| Aequim Alternative Investments LP | New | +25.0m |
| SOROS FUND MANAGEMENT LLC | Added | +23.5m |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | Added | +17.3m |
| DeepCurrents Investment Group LLC | New | +11.0m |
| FMR LLC | Added | +10.4m |
| READYSTATE ASSET MANAGEMENT LP | New | +10.0m |
| CAMDEN ASSET MANAGEMENT L P /CA | Added | +9.9m |
| PIER 88 INVESTMENT PARTNERS LLC | Added | +7.1m |
| LAZARD ASSET MANAGEMENT LLC | Added | +6.0m |
| RATIONAL ADVISORS, INC. | New | +5.6m |
Biggest sellers
| Aequim Alternative Investments LP | Sold out | -20.0m |
| JANE STREET GROUP, LLC | Reduced | -19.5m |
| BlackRock Inc. | Reduced | -16.4m |
| BANK OF MONTREAL /CAN/ | Sold out | -13.2m |
| Jefferies Financial Group Inc. | Reduced | -12.9m |
| Segantii Capital Management Ltd | Sold out | -10.0m |
| ADVENT CAPITAL MANAGEMENT /DE/ | Reduced | -5.0m |
| NorthCoast Asset Management LLC | Sold out | -4.9m |
| STATE STREET CORP | Reduced | -3.5m |
| SHENKMAN CAPITAL MANAGEMENT INC | Reduced | -3.4m |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| VOYA INVESTMENT MANAGEMENT LLC 0.22% of their portfolio | 241.9m $207.9m | Unchanged |
| SOROS FUND MANAGEMENT LLC 2.61% of their portfolio | 159.7m $137.3m | Added +23.5m |
| Invesco Ltd. 0.03% of their portfolio | 109.6m $93.6m | Unchanged |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio | 58.2m $49.5m | Added +5.0m |
| Calamos Advisors LLC 0.24% of their portfolio | 55.1m $47.2m | Unchanged |
| CAMDEN ASSET MANAGEMENT L P /CA 1.39% of their portfolio | 48.8m $41.7m | Added +9.9m |
| ADVENT CAPITAL MANAGEMENT /DE/ 0.65% of their portfolio | 39.5m $34.0m | Reduced -5.0m |
| SHENKMAN CAPITAL MANAGEMENT INC 2.07% of their portfolio | 31.7m $27.2m | Reduced -3.4m |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.04% of their portfolio | 28.4m $24.3m | Added +17.3m |
| STATE STREET CORP 0.00% of their portfolio | 26.7m $22.9m | Reduced -3.5m |
| Aequim Alternative Investments LP 0.68% of their portfolio | 25.0m $21.5m | New |
| FMR LLC 0.00% of their portfolio | 20.7m $17.7m | Added +10.4m |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 20.3m $17.5m | Reduced -1.9m |
| PUTNAM INVESTMENTS LLC 0.03% of their portfolio | 19.7m $16.8m | Added +1.4m |
| PIER 88 INVESTMENT PARTNERS LLC 4.04% of their portfolio | 19.6m $16.7m | Added +7.1m |
| BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio | 14.5m $12.4m | Added +4.0m |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 14.4m $12.3m | Reduced -235.0k |
| Amundi 0.01% of their portfolio | 13.8m $11.8m | Reduced -2.3m |
| Birch Grove Capital LP 10.28% of their portfolio | 13.1m $11.2m | Unchanged |
| LMR Partners LLP 0.20% of their portfolio | 12.5m $10.7m | Added +2.0m |
| DeepCurrents Investment Group LLC 0.41% of their portfolio | 11.0m $9.4m | New |
| Centiva Capital, LP 0.47% of their portfolio | 10.0m $8.6m | Unchanged |
| Lynrock Lake LP 0.40% of their portfolio | 10.0m $8.6m | Unchanged |
| READYSTATE ASSET MANAGEMENT LP 1.06% of their portfolio | 10.0m $8.6m | New |
| LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio | 8.4m $7.3m | Added +6.0m |
| SILVERBACK ASSET MANAGEMENT LLC 1.10% of their portfolio | 8.0m $6.9m | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 7.5m $6.4m | Reduced -16.4m |
| MORGAN STANLEY 0.00% of their portfolio | 7.0m $6.0m | Reduced -422.0k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 6.6m $5.7m | Unchanged |
| OAKTREE CAPITAL MANAGEMENT LP 0.06% of their portfolio | 6.5m $5.6m | Reduced -756.0k |
| Lombard Odier Asset Management (Europe) Ltd 0.26% of their portfolio | 5.9m $5.1m | Added +3.5m |
| PRIVATE MANAGEMENT GROUP INC 0.22% of their portfolio | 5.7m $4.9m | Added +3.7m |
| AVIVA PLC 0.02% of their portfolio | 5.7m $4.8m | Reduced -250.0k |
| RATIONAL ADVISORS, INC. 0.39% of their portfolio | 5.6m $4.8m | New |
| Sonora Investment Management Group, LLC 0.40% of their portfolio | 5.4m $4.6m | Added +375.0k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 5.2m $4.5m | Reduced -19.5m |
| Governors Lane LP 0.64% of their portfolio | 5.0m $4.3m | Unchanged |
| AXA S.A. 0.01% of their portfolio | 4.7m $4.1m | Unchanged |
| Liberty Mutual Group Asset Management Inc. 0.71% of their portfolio | 3.6m $3.1m | Reduced -375.0k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 3.5m $3.0m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 3.5m $3.0m | Reduced -1.7m |
| WESTWOOD HOLDINGS GROUP INC 0.03% of their portfolio | 3.4m $2.9m | Reduced -1.5m |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio | 3.3m $2.8m | Unchanged |
| AQR Arbitrage LLC 0.08% of their portfolio | 3.0m $2.6m | Reduced -702.0k |
| HighTower Advisors, LLC 0.01% of their portfolio | 3.0m $2.5m | New |
| TORONTO DOMINION BANK 0.00% of their portfolio | 2.0m $1.7m | Unchanged |
| ZAZOVE ASSOCIATES LLC 0.16% of their portfolio | 2.0m $1.7m | Unchanged |
| EDMOND DE ROTHSCHILD HOLDING S.A. 0.04% of their portfolio | 1.9m $1.6m | Unchanged |
| Jefferies Financial Group Inc. 0.03% of their portfolio | 1.5m $1.3m | Reduced -12.9m |
| SSI INVESTMENT MANAGEMENT LLC 0.06% of their portfolio | 1.1m $905.8k | Reduced -2.5m |
| Man Group plc 0.00% of their portfolio | 1.0m $858.5k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 900.0k $772.7k | Added +200.0k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 475.0k $405.9k | Unchanged |
| Bellecapital International Ltd. 0.07% of their portfolio | 343.0k $294.2k | Unchanged |
| INGALLS & SNYDER LLC 0.01% of their portfolio | 285.0k $244.0k | Unchanged |
| SANDLER CAPITAL MANAGEMENT 0.04% of their portfolio | 250.0k $213.6k | Reduced -250.0k |
| BRC Group Holdings, Inc. 0.05% of their portfolio | 207.0k $176.9k | New |
| LOOMIS SAYLES & CO L P 0.03% of their portfolio | 186.3k $17.9m | Reduced -37.0k |
| LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio | 46.0k $39.0k | Unchanged |
| Oaktree Fund Advisors, LLC 0.03% of their portfolio | 37.0k $31.8k | Added +9.0k |
| MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio | 33.8k $28.9m | Reduced -22.5k |
| waypoint wealth counsel 0.01% of their portfolio | 21.0k $17.9k | New |
| Marcum Wealth, LLC 0.00% of their portfolio | 12.0k $10.3k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.0k $8.0k | New |
| SG Americas Securities, LLC 0.01% of their portfolio | 7.0k $604.0k | New |
| UBS Group AG 0.00% of their portfolio | 6.0k $5.1k | Unchanged |
| Context Capital Management, LLC 0.36% of their portfolio | 5.0k $4.3m | Unchanged |
| Boussard & Gavaudan Investment Management LLP 0.41% of their portfolio | 5.0k $4.3m | Reduced -2.5k |
| Candriam S.C.A. 0.02% of their portfolio | 4.0k $3.2m | Unchanged |
| Verition Fund Management LLC 0.05% of their portfolio | 3.6k $3.1m | New |
| NATIXIS 0.01% of their portfolio | 338 $1.2m | New |
| Spire Wealth Management 0.00% of their portfolio | 20 $1.7k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |