Vault-13

SPLUNK INC SPLK 1.125 09.15.25

NOTE 1.125% 9/1 · US DOMESTIC · CUSIP 848637AD6

70 institutional holders +0 vs Q3 2022
12,564,45812.6m shares reported held*
$799.0mreported value*
11 new 13 added 23 reduced 13 sold out net bought ≈ $59.5m (-12.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.59.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 70Q4 22: 7070Q3 22Q4 22
Numbers
QuarterHolders
Q3 202270
Q4 202270

Biggest buyers

LAZARD ASSET MANAGEMENT LLC Added +94,360,000+94.4m
Lodbrok Capital LLP New +21,225,000+21.2m
BNP PARIBAS FINANCIAL MARKETS New +18,491,000+18.5m
Point72 Asset Management, L.P. New +18,000,000+18.0m
WELLS FARGO & COMPANY/MN Added +12,399,000+12.4m
ROYAL BANK OF CANADA Added +10,443,000+10.4m
RWC Asset Management LLP New +9,100,000+9.1m
PALISADE CAPITAL MANAGEMENT, LP New +7,834,000+7.8m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +7,763,000+7.8m
Parallax Volatility Advisers, L.P. New +7,000,000+7.0m

Biggest sellers

Indaba Capital Management, L.P. Sold out -39,500,000-39.5m
WOLVERINE ASSET MANAGEMENT LLC Sold out -22,500,000-22.5m
ZAZOVE ASSOCIATES LLC Reduced -15,340,000-15.3m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -13,498,000-13.5m
AXA S.A. Reduced -11,540,000-11.5m
PALISADE CAPITAL MANAGEMENT, LP Sold out -10,974,000-11.0m
D. E. Shaw & Co., Inc. Reduced -8,200,000-8.2m
GOLDMAN SACHS GROUP INC Reduced -7,855,000-7.9m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -7,500,000-7.5m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -6,895,000-6.9m

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LAZARD ASSET MANAGEMENT LLC 0.13% of their portfolio NEW YORK, NY 100,182,000100.2m $94.6m $94.6m 0.13% Added +94.4m +94,360,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.10% of their portfolio ATLANTA, GA 93,800,00093.8m $88.5m $88.5m 0.10% Added +5.8m +5,800,000
3 ADVENT CAPITAL MANAGEMENT /DE/ 1.36% of their portfolio NEW YORK, NY 80,628,00080.6m $76.1m $76.1m 1.36% Reduced -13.5m -13,498,000
4 Lombard Odier Asset Management (Europe) Ltd 2.74% of their portfolio LONDON, X0 50,810,00050.8m $64.1m $64.1m 2.74% Unchanged
5 Calamos Advisors LLC 0.17% of their portfolio NAPERVILLE, IL 38,222,00038.2m $36.2m $36.2m 0.17% Reduced -456.0k -456,000
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 34,394,00034.4m $32.4m $32.4m 0.01% Reduced -7.9m -7,855,000
7 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 31,480,00031.5m $29.7m $29.7m 0.02% Unchanged
8 BlackRock Inc. 0.00% of their portfolio New York, NY 24,726,00024.7m $23.3m $23.3m 0.00% Added +1.6m +1,625,000
9 SSI INVESTMENT MANAGEMENT LLC 1.27% of their portfolio Los Angeles, CA 21,237,00021.2m $20.0m $20.0m 1.27% Reduced -714.0k -714,000
10 Lodbrok Capital LLP 8.07% of their portfolio LONDON, X0 21,225,00021.2m $20.1m $20.1m 8.07% New
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 20,551,00020.6m $19.5m $19.5m 0.00% Added +875.0k +875,000
12 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 19,763,00019.8m $18.5m $18.5m 0.03% Reduced -1.5m -1,500,000
13 CQS (US), LLC 2.40% of their portfolio NEW YORK, NY 19,250,00019.2m $18.2m $18.2m 2.40% Reduced -2.8m -2,800,000
14 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 18,491,00018.5m $17.5m $17.5m 0.04% New
15 Point72 Asset Management, L.P. 0.06% of their portfolio STAMFORD, CT 18,000,00018.0m $17.0m $17.0m 0.06% New
16 SHENKMAN CAPITAL MANAGEMENT INC 1.03% of their portfolio NEW YORK, NY 17,513,00017.5m $16.5m $16.5m 1.03% Reduced -6.9m -6,895,000
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,470,00017.5m $16.4m $16.4m 0.00% Added +10.4m +10,443,000
18 TENOR CAPITAL MANAGEMENT Co., L.P. 0.39% of their portfolio NEW YORK, NY 17,010,00017.0m $16.2m $16.2m 0.39% Added +7.8m +7,763,000
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 16,268,00016.3m $15.4m $15.4m 0.00% Added +12.4m +12,399,000
20 FMR LLC 0.00% of their portfolio BOSTON, MA 13,977,00014.0m $13.2m $13.2m 0.00% Unchanged
21 AXA S.A. 0.04% of their portfolio PARIS, I0 11,540,00011.5m $10.9m $10.9m 0.04% Reduced -11.5m -11,540,000
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,989,00010.0m $9.4m $9.4m 0.00% Added +2.5m +2,539,000
23 Man Group plc 0.03% of their portfolio LONDON, X0 9,947,0009.9m $9.4m $9.4m 0.03% Added +3.1m +3,100,000
24 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 9,431,0009.4m $9.0m $9.0m 0.01% Added +2.4m +2,400,000
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,333,0009.3m $8.8m $8.8m 0.00% Added +4.1m +4,149,000
26 RWC Asset Management LLP 0.27% of their portfolio LONDON, X0 9,100,0009.1m $8.6m $8.6m 0.27% New
27 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 8,956,0009.0m $8.5m $8.5m 0.01% Reduced -8.2m -8,200,000
28 Amundi 0.00% of their portfolio Paris, I0 8,000,0008.0m $7.7m $7.7m 0.00% Unchanged
29 PALISADE CAPITAL MANAGEMENT, LP 0.20% of their portfolio FORT LEE, NJ 7,834,0007.8m $7.4m $7.4m 0.20% New
30 Parallax Volatility Advisers, L.P. 0.17% of their portfolio San Francisco, CA 7,000,0007.0m $6.6m $6.6m 0.17% New
31 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,995,0006.0m $5.6m $5.6m 0.01% Reduced -571.0k -571,000
32 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 5,372,0005.4m $5.1m $5.1m 0.00% Reduced -700.0k -700,000
33 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 4,500,0004.5m $4.2m $4.2m 0.02% Unchanged
34 MacKay Shields LLC 0.11% of their portfolio New York, NY 4,471,0004.5m $4.2m $4.2m 0.11% Reduced -371.0k -371,000
35 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,516,0003.5m $3.3m $3.3m 0.00% First filing
36 AVIVA PLC 0.02% of their portfolio LONDON, X0 3,500,0003.5m $3.3m $3.3m 0.02% Reduced -1.5m -1,500,000
37 OAKTREE CAPITAL MANAGEMENT LP 0.03% of their portfolio LOS ANGELES, CA 3,288,0003.3m $3.1m $3.1m 0.03% Unchanged
38 Birch Grove Capital LP 1.42% of their portfolio New York, NY 3,000,0003.0m $2.8m $2.8m 1.42% Unchanged
39 CAMDEN ASSET MANAGEMENT L P /CA 0.09% of their portfolio Los Angeles, CA 2,950,0003.0m $2.8m $2.8m 0.09% Unchanged
40 INGALLS & SNYDER LLC 0.14% of their portfolio NEW YORK, NY 2,779,0002.8m $2.6m $2.6m 0.14% Reduced -1.8m -1,821,000
41 ZAZOVE ASSOCIATES LLC 0.23% of their portfolio INCLINE VILLAGE, NV 2,570,0002.6m $2.4m $2.4m 0.23% Reduced -15.3m -15,340,000
42 JUPITER ASSET MANAGEMENT LTD 0.03% of their portfolio London, X0 2,500,0002.5m $2.3m $2.3m 0.03% New
43 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,422,0002.4m $2.3m $2.3m 0.00% New
44 EDMOND DE ROTHSCHILD HOLDING S.A. 0.04% of their portfolio CHAMBESY, V8 2,000,0002.0m $1.9m $1.9m 0.04% Unchanged
45 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,910,0001.9m $1.8m $1.8m 0.00% Unchanged
46 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 1,900,0001.9m $1.8m $1.8m 0.01% Unchanged
47 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 850,000850.0k $804.6k $804.6k 0.00% Added +296.0k +296,000
48 LBP AM SA 0.02% of their portfolio Paris, I0 850,000850.0k $807.5k $807.5k 0.02% First filing
49 WESTWOOD HOLDINGS GROUP INC 0.00% of their portfolio DALLAS, TX 427,000427.0k $406.0k $406.0k 0.00% Unchanged
50 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 417,000417.0k $393.0k $393.0k 0.01% Reduced -32.0k -32,000
51 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 367,000367.0k $347.9k $347.9k 0.03% Reduced -37.0k -37,000
52 KBC Group NV 0.00% of their portfolio Brussels, C9 300,000300.0k $285.0k $285.0k 0.00% Unchanged
53 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 200,000200.0k $188.3k $188.3k 0.00% Reduced -300.0k -300,000
54 PIER 88 INVESTMENT PARTNERS LLC 0.04% of their portfolio SAN FRANCISCO, CA 190,000190.0k $179.4k $179.4k 0.04% Reduced -45.0k -45,000
55 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 139,000139.0k $131.2k $131.2k 0.00% Reduced -30.0k -30,000
56 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 74,00074.0k $69.7k $69.7k 0.00% Unchanged
57 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 64,00064.0k $60.0k $60.0k 0.00% Unchanged
58 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 43,00043.0k $40.5k $40.5k 0.00% Unchanged
59 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 26,00026.0k $24.5k $24.5k 0.00% Unchanged
60 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 23,00023.0k $21.6k $21.6k 0.01% Reduced -1.0k -1,000
61 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 21,00021.0k $20.0k $20.0k 0.00% New
62 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 20,00020.0k $18.8k $18.8k 0.00% Reduced -2.0k -2,000
63 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 18,00018.0k $17.0k $17.0k 0.00% First filing
64 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 13,00013.0k $12.3k $12.3k 0.00% New
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,00010.0k $941.5k $941.5k 0.00% Unchanged
66 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 8,4568.5k $7.0k $7.0k 0.00% Added +5.9k +5,880
67 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,0004.0k $3.8k $3.8k 0.00% Unchanged
68 Candriam S.C.A. 0.02% of their portfolio STRASSEN, N4 3,5003.5k $3.3m $3.3m 0.02% New
69 LAFFER TENGLER INVESTMENTS, INC. 0.40% of their portfolio Scottsdale, AZ 1,4581.5k $1.4m $1.4m 0.40% Reduced -121 -121
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged