Vault-13

SOUNDHOUND AI INC SOUNW

*W EXP 04/26/202 · Equity WRT · CUSIP 836100115

9 institutional holders +1 vs Q1 2026
347,341347.3k shares reported held*
$664.6kreported value*
2 new 4 added 1 reduced 1 sold out net sold ≈ $62.7k (-32.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.91. Options: 1 managers hold calls ($23.5k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 18Q4 22: 17Q1 23: 17Q2 23: 13Q3 23: 13Q4 23: 15Q1 24: 9Q2 24: 9Q3 24: 9Q4 24: 11Q1 25: 7Q2 25: 10Q3 25: 8Q4 25: 9Q1 26: 8Q2 26: 99Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202218
Q4 202217
Q1 202317
Q2 202313
Q3 202313
Q4 202315
Q1 20249
Q2 20249
Q3 20249
Q4 202411
Q1 20257
Q2 202510
Q3 20258
Q4 20259
Q1 20268
Q2 20269

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 2 bought or addedQ3 24: 1 cut or sold outQ4 24: 7 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 2 bought or addedQ1 25: 6 cut or sold outQ2 25: 7 bought or addedQ2 25: 1 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 3 cut or sold outQ4 25: 3 bought or addedQ4 25: 5 cut or sold outQ4 25Q1 26: 2 bought or addedQ1 26: 5 cut or sold outQ2 26: 6 bought or addedQ2 26: 2 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202421
Q4 202474
Q1 202526
Q2 202571
Q3 202533
Q4 202535
Q1 202625
Q2 202662

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ3 25 calls: $88.0kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $42.6kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $26.7kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $23.5kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$88.0k$00.00
Q4 2025$42.6k$00.00
Q1 2026$26.7k$00.00
Q2 2026$23.5k$00.00

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +5,700+5.7k
MORGAN STANLEY New +1,000+1.0k
UBS Group AG Added +374+374
BANK OF MONTREAL /CAN/ New +250+250
OSAIC HOLDINGS, INC. Added +200+200
JANE STREET GROUP, LLC Added +18+18

Biggest sellers

CSS LLC/IL Sold out -32,745-32.7k
ARISTEIA CAPITAL, L.L.C. Reduced -7,434-7.4k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $23.5k12.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 24: 0 buyingQ4 24: 9 sellingQ1 25: 0 buyingQ1 25: 7 sellingQ1 25Q2 25: 0 buyingQ2 25: 7 sellingQ3 25: 0 buyingQ3 25: 6 sellingQ3 25Q4 25: 0 buyingQ4 25: 7 sellingQ1 26: 0 buyingQ1 26: 7 sellingQ1 26Q2 26: 0 buyingQ2 26: 5 sellingQ3 26: 0 buyingQ3 26: 5 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—9$48.0m$42.3m
Q1 20250—7$5.0m$3.7m
Q2 20250—7$8.5m$3.2m
Q3 20250—6$7.4m$4.1m
Q4 20250—7$10.3m$7.1m
Q1 20260—7$2.2m$365.2k
Q2 20260—5$1.8m—
Q3 20260—5$1.6m$9.6k
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-17 SROKA DIANA Director Sold 1,552 $6.11 $9.5k1.6k shares -1%
2026-09-15 MOHAJER KEYVAN CEO, director Sold 137,290 $6.33 $869.0k137.3k shares -4%
2026-09-15 ZAGORSEK MICHAEL Chief Operating Officer Sold 71,113 $6.33 $450.1k71.1k shares -3%
2026-09-15 EMAMI MAJID CSO & SVP, Engineering Sold 38,730 $6.33 $245.2k38.7k shares -4%
2026-09-15 HOM JAMES MING Chief Product Officer, director Sold 38,730 $6.33 $245.2k38.7k shares -3%
2026-08-27 SROKA DIANA Director Sold plan 1,343 $7.15 $9.6k1.3k shares -1%
2026-06-15 MOHAJER KEYVAN CEO, director Sold 126,540 $7.46 $944.0k126.5k shares -6%
2026-06-15 ZAGORSEK MICHAEL Chief Operating Officer Sold 64,994 $7.46 $484.9k65.0k shares -4%
2026-06-15 EMAMI MAJID CSO & SVP, Engineering Sold 28,843 $7.46 $215.2k28.8k shares -6%
2026-06-15 HOM JAMES MING Chief Product Officer, director Sold 28,843 $7.46 $215.2k28.8k shares -4%
2026-06-15 STONEHOCKER TIMOTHY Chief Technology Officer Sold 18,802 $7.46 $140.3k18.8k shares -4%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARISTEIA CAPITAL, L.L.C. 0.01% of their portfolio GREENWICH, CT 224,965225.0k $429.7k $429.7k 0.01% Reduced -7.4k -7,434
2 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 69,61669.6k $133.7k $133.7k 0.00% Added +18 +18
3 VR Advisory Services Ltd 0.00% of their portfolio CAMANA BAY, GRAND CAYMAN, E9 25,00025.0k $48.0k $48.0k 0.00% Unchanged
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,80024.8k $47.6k $47.6k 0.00% Added +5.7k +5,700
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0691.1k $2.1k $2.1k 0.00% Added +374 +374
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,0001.0k $1.9k $1.9k 0.00% New
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 500500 $960 $960 0.00% Added +200 +200
8 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 250250 $480 $480 0.00% New
9 Hilton Head Capital Partners, LLC 0.00% of their portfolio HILTON HEAD ISLAND, SC 141141 $271 $271 0.00% Unchanged