Vault-13

SOUNDHOUND AI INC SOUN

CLASS A COM · Common Stock · CUSIP 836100107 · ISIN US8361001071

American audio recognition and cognition company

75 institutional holders +39 vs Q4 2022
27,219,07027.2m shares reported held*
$75.1mreported value*
44 new 13 added 10 reduced 6 sold out net bought ≈ $8.2m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.76. Options: 12 managers hold calls ($7.1m notional), 11 hold puts ($2.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 38Q4 22: 36Q1 23: 7575Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202238
Q4 202236
Q1 202375

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 18 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 16 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221813
Q1 20235716

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $1.3mQ3 22 puts: $384.0kQ3 22P/C 0.30Q4 22 calls: $1.1mQ4 22 puts: $342.7kQ4 22P/C 0.32Q1 23 calls: $7.1mQ1 23 puts: $2.8mQ1 23P/C 0.40
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$384.0k0.30
Q4 2022$1.1m$342.7k0.32
Q1 2023$7.1m$2.8m0.40

Biggest buyers

No Street GP LP New +2,000,000+2.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +1,973,792+2.0m
HRT FINANCIAL LP New +598,814+598.8k
TOCQUEVILLE ASSET MANAGEMENT L.P. Added +460,718+460.7k
JANE STREET GROUP, LLC New +381,699+381.7k
Sassicaia Capital Advisers LLC New +299,600+299.6k
MILLENNIUM MANAGEMENT LLC New +293,666+293.7k
Schonfeld Strategic Advisors LLC Added +195,544+195.5k
Sculptor Capital LP New +185,000+185.0k
Bayesian Capital Management, LP New +161,300+161.3k

Biggest sellers

Cota Capital Management, LLC Sold out -2,036,569-2.0m
KPCB DGF II Associates, LLC Sold out -892,481-892.5k
GCM Grosvenor Holdings, LLC Reduced -851,765-851.8k
KIM, LLC Reduced -625,000-625.0k
Liberty Street Advisors, Inc. Reduced -400,000-400.0k
Mirae Asset Global Investments Co., Ltd. Reduced -73,772-73.8k
GROUP ONE TRADING LLC Reduced -28,437-28.4k
Sand Hill Global Advisors, LLC Reduced -25,000-25.0k
WOLVERINE TRADING, LLC Sold out -18,857-18.9k
SIMPLEX TRADING, LLC Sold out -12,250-12.2k

Biggest calls

SIMPLEX TRADING, LLC Added $1.4m502.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m464.5k shares
JANE STREET GROUP, LLC New $1.2m422.1k shares
GROUP ONE TRADING LLC New $1.2m417.4k shares
CITADEL ADVISORS LLC New $836.0k302.9k shares
HIGHBRIDGE CAPITAL MANAGEMENT LLC Unchanged $660.0k239.2k shares
Belvedere Trading LLC New $292.3k105.9k shares
Walleye Trading LLC New $137.2k49.7k shares
XR Securities LLC New $133.9k48.5k shares
Cutler Group LLC / CA Added $26.0k141.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $625.1k226.5k shares
Sculptor Capital LP New $510.6k185.0k shares
Walleye Capital LLC New $504.0k182.6k shares
GROUP ONE TRADING LLC Added $315.7k114.4k shares
CITADEL ADVISORS LLC Added $253.6k91.9k shares
CANTOR FITZGERALD, L. P. New $245.9k564 shares
JANE STREET GROUP, LLC New $167.5k60.7k shares
SIMPLEX TRADING, LLC Reduced $162.0k58.8k shares
Cutler Group LLC / CA New $36.0k11.2k shares
Belvedere Trading LLC New $4.1k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2026-07-30 8.3% 33.2m≈ $214.9m 2026-07-30
VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 6.6% new 25.9m≈ $167.3m 2026-04-29
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 5.2% new 20.3m≈ $131.6m 2026-04-30

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 1 sellingQ3 22Q4 22: 0 buyingQ4 22: 2 sellingQ1 23: 2 buyingQ1 23: 9 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20221$96.0k0——
Q3 20220—1$54.0k—
Q4 20220—2$1.2m—
Q1 20232—9$1.0m—
DateInsiderTradeSharesPrice ValueTheir holding
2023-03-24 MARCUS LAWRENCE Director Sold 75,000 $2.02 $151.5k75.0k shares -9%
2023-03-23 MARCUS LAWRENCE Director · By Marcus Family Trust, Dated 7/8/04 Sold 48,905 $1.95 $95.4k48.9k shares -5%
2023-03-23 MARCUS LAWRENCE Director Sold 26,095 $2.01 $52.5k26.1k shares -25%
2023-03-21 STONEHOCKER TIMOTHY Chief Technology Officer Sold 3,081 $1.98 $6.1k3.1k shares -<1%
2023-03-09 MOHAJER KEYVAN CEO, director Sold 95,000 $2.48 $235.6k95.0k shares -8%
2023-03-09 SHARAN NITESH Chief Financial Officer Sold 60,000 $2.48 $148.8k60.0k shares -11%
2023-03-09 ZAGORSEK MICHAEL Chief Operating Officer Sold 42,500 $2.48 $105.4k42.5k shares -8%
2023-03-09 HOM JAMES MING Chief Product Officer, director Sold 33,612 $2.48 $83.4k33.6k shares -8%
2023-03-09 EMAMI MAJID VP, Engineering Sold 33,612 $2.48 $83.4k33.6k shares -8%
2023-03-09 Ball Eric R. Director Sold 10,438 $2.43 $25.4k10.4k shares -16%
2023-03-09 SROKA DIANA Director Sold 5,219 $2.48 $12.9k5.2k shares -8%
2023-02-22 STONEHOCKER TIMOTHY Chief Technology Officer Sold 4,152 $3.79 $15.7k4.2k shares -<1%
2023-02-07 STONEHOCKER TIMOTHY Chief Technology Officer Sold 10,000 $4.48 $44.8k10.0k shares -1%
2023-02-06 STONEHOCKER TIMOTHY Chief Technology Officer Sold 15,000 $3.77 $56.5k15.0k shares -1%
2023-01-26 STONEHOCKER TIMOTHY Chief Technology Officer Sold 3,736 $1.50 $5.6k3.7k shares -<1%
2023-01-20 Ball Eric R. Director · Preferred Stock Bought 3,334 — —3.3k shares new
2023-01-20 SHARAN NITESH Chief Financial Officer · Preferred Stock Bought 3,334 — —3.3k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 6,515,9726.5m $18.0m $18.0m 0.00% Reduced -9.1k -9,113
2 Anchorage Capital Group, L.L.C. 1.36% of their portfolio NEW YORK, NY 3,197,7673.2m $8.8m $8.8m 1.36% Unchanged
3 No Street GP LP 0.70% of their portfolio San Francisco, CA 2,000,0002.0m $5.5m $5.5m 0.70% New
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 1,973,7922.0m $5.4m $5.4m 0.01% New
5 BlackRock Inc. 0.00% of their portfolio New York, NY 1,846,2391.8m $5.1m $5.1m 0.00% Added +62.7k +62,692
6 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 1,222,5201.2m $3.4m $3.4m 0.01% Reduced -73.8k -73,772
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,106,7721.1m $3.1m $3.1m 0.00% Added +47.0k +46,967
8 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.06% of their portfolio New York, NY 1,067,5131.1m $2.9m $2.9m 0.06% Added +460.7k +460,718
9 NOMURA HOLDINGS INC 0.03% of their portfolio TOKYO, M0 1,065,9241.1m $2.9m $2.9m 0.03% Unchanged
10 GCM Grosvenor Holdings, LLC 0.75% of their portfolio Chicago, IL 1,009,1891.0m $2.8m $2.8m 0.75% Reduced -851.8k -851,765
11 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 598,814598.8k $1.7m $1.7m 0.02% New
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 582,633582.6k $1.6m $1.6m 0.00% Added +7.4k +7,414
13 KIM, LLC 0.09% of their portfolio WICHITA, KS 475,000475.0k $1.3m $1.3m 0.09% Reduced -625.0k -625,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 440,282440.3k $1.2m $1.2m 0.00% Added +24.1k +24,100
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 381,699381.7k $1.1m $1.1m 0.00% New
16 Liberty Street Advisors, Inc. 12.19% of their portfolio New York, NY 336,112336.1k $927.7k $927.7k 12.19% Reduced -400.0k -400,000
17 Blackstone Inc. 0.00% of their portfolio NEW YORK, NY 303,398303.4k $837.4k $837.4k 0.00% Unchanged
18 Sassicaia Capital Advisers LLC 0.72% of their portfolio JERICHO, NY 299,600299.6k $826.9k $826.9k 0.72% New
19 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 293,666293.7k $811.0k $811.0k 0.00% New
20 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 208,844208.8k $576.4k $576.4k 0.01% Added +195.5k +195,544
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 203,837203.8k $562.6k $562.6k 0.00% Added +12.6k +12,629
22 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 201,758201.8k $556.9k $556.9k 0.01% Unchanged
23 Sculptor Capital LP 0.01% of their portfolio New York, NY 185,000185.0k $510.6k $510.6k 0.01% New
24 Bayesian Capital Management, LP 0.06% of their portfolio Brooklyn, NY 161,300161.3k $445.2k $445.2k 0.06% New
25 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 146,584146.6k $404.6k $404.6k 0.01% New
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 127,226127.2k $351.1k $351.1k 0.00% Added +72.8k +72,846
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 119,912119.9k $331.0k $331.0k 0.00% New
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 87,45087.5k $241.4k $241.4k 0.00% New
29 Virtu Financial LLC 0.02% of their portfolio New York, NY 68,77068.8k $190.0k $190.0k 0.02% New
30 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 60,68060.7k $167.5k $167.5k 0.01% Unchanged
31 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 60,00060.0k $165.6k $165.6k 0.00% New
32 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 56,88856.9k $157.0k $157.0k 0.00% New
33 Diametric Capital, LP 0.08% of their portfolio BOSTON, MA 56,60056.6k $156.2k $156.2k 0.08% New
34 CANTOR FITZGERALD, L. P. 0.00% of their portfolio NEW YORK, NY 56,40056.4k $111.1k $111.1k 0.00% New
35 Prosperity Wealth Management, Inc. 0.12% of their portfolio San Ramon, CA 54,45054.5k $150.3k $150.3k 0.12% New
36 Sand Hill Global Advisors, LLC 0.01% of their portfolio Palo Alto, CA 48,57548.6k $134.1k $134.1k 0.01% Reduced -25.0k -25,000
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 47,86247.9k $132.1k $132.1k 0.00% Added +41.9k +41,877
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,70245.7k $126.0k $126.0k 0.00% Added +1.8k +1,809
39 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 43,06243.1k $118.9k $118.9k 0.00% New
40 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 37,60337.6k $103.8k $103.8k 0.00% New
41 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 32,76132.8k $90.4k $90.4k 0.00% New
42 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 29,82329.8k $82.3k $82.3k 0.00% Added +15.1k +15,097
43 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 28,67028.7k $79.1k $79.1k 0.00% New
44 Ergoteles LLC 0.00% of their portfolio NEW YORK, NY 26,60026.6k $73.4k $73.4k 0.00% New
45 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 25,53425.5k $70.0k $70.0k 0.00% New
46 CIBC Asset Management Inc 0.00% of their portfolio TORONTO, Z4 24,62324.6k $68.0k $68.0k 0.00% New
47 Avestar Capital, LLC 0.01% of their portfolio New York, NY 23,50023.5k $64.9k $64.9k 0.01% New
48 Hilltop Holdings Inc. 0.01% of their portfolio DALLAS, TX 23,40023.4k $64.6k $64.6k 0.01% New
49 IAM Advisory, LLC 0.02% of their portfolio EASTON, PA 20,15020.1k $55.6k $55.6k 0.02% New
50 CONNABLE OFFICE INC 0.01% of their portfolio KALAMAZOO, MI 19,95720.0k $55.1k $55.1k 0.01% New
51 PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 18,56618.6k $51.2k $51.2k 0.00% New
52 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 17,27517.3k $47.7k $47.7k 0.01% New
53 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 16,69616.7k $46.1k $46.1k 0.00% New
54 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,70015.7k $43.3k $43.3k 0.00% Added +28 +28
55 GSA CAPITAL PARTNERS LLP 0.00% of their portfolio LONDON, X0 15,07715.1k $42.0k $42.0k 0.00% New
56 CTC Capital Management, LLC 0.08% of their portfolio Chicago, IL 13,10013.1k $36.2k $36.2k 0.08% New
57 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 12,93412.9k $35.7k $35.7k 0.00% New
58 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 11,57311.6k $31.9k $31.9k 0.00% Unchanged
59 StoneX Group Inc. 0.00% of their portfolio NEW YORK, NY 10,50210.5k $29.0k $29.0k 0.00% New
60 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 10,06310.1k $27.8k $27.8k 0.00% New
61 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 7,9447.9k $21.9k $21.9k 0.00% Reduced -28.4k -28,437
62 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,7806.8k $18.7k $18.7k 0.00% New
63 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,1194.1k $11.4k $11.4k 0.00% New
64 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 3,0003.0k $8.3k $8.3k 0.00% New
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,4001.4k $4.0k $4.0k 0.00% Reduced -3.3k -3,292
66 Trivant Custom Portfolio Group, LLC 0.00% of their portfolio SAN DIEGO, CA 1,0001.0k $2.8k $2.8k 0.00% First filing
67 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 800800 $2.0k $2.0k 0.00% Added +238 +238
68 JANICZEK WEALTH MANAGEMENT, LLC 0.00% of their portfolio DENVER, CO 679679 $1.8k $1.8k 0.00% Reduced -7.5k -7,500
69 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 600600 $1.7k $1.7k 0.00% New
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 328328 $905 $905 0.00% Reduced -5.4k -5,378
71 Tradewinds Capital Management, LLC 0.00% of their portfolio BELLINGHAM, WA 240240 $663 $663 0.00% New
72 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 150150 $414 $414 0.00% New
73 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 7777 $213 $213 0.00% New
74 FMR LLC 0.00% of their portfolio BOSTON, MA 5454 $150 $150 0.00% New
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged