SOUNDHOUND AI INC SOUN
CLASS A COM · Common Stock · CUSIP 836100107 · ISIN US8361001071
American audio recognition and cognition company
- SectorTechnology
- IndustryServices-Prepackaged Software
- HeadquartersClaymont, DE
- Founded2005
- Websitesoundhound.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.76. Options: 12 managers hold calls ($7.1m notional), 11 hold puts ($2.8m).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 38 |
| Q4 2022 | 36 |
| Q1 2023 | 75 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 18 | 13 |
| Q1 2023 | 57 | 16 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $1.3m | $384.0k | 0.30 |
| Q4 2022 | $1.1m | $342.7k | 0.32 |
| Q1 2023 | $7.1m | $2.8m | 0.40 |
Biggest buyers
| No Street GP LP | New | +2.0m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +2.0m |
| HRT FINANCIAL LP | New | +598.8k |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | Added | +460.7k |
| JANE STREET GROUP, LLC | New | +381.7k |
| Sassicaia Capital Advisers LLC | New | +299.6k |
| MILLENNIUM MANAGEMENT LLC | New | +293.7k |
| Schonfeld Strategic Advisors LLC | Added | +195.5k |
| Sculptor Capital LP | New | +185.0k |
| Bayesian Capital Management, LP | New | +161.3k |
Biggest sellers
| Cota Capital Management, LLC | Sold out | -2.0m |
| KPCB DGF II Associates, LLC | Sold out | -892.5k |
| GCM Grosvenor Holdings, LLC | Reduced | -851.8k |
| KIM, LLC | Reduced | -625.0k |
| Liberty Street Advisors, Inc. | Reduced | -400.0k |
| Mirae Asset Global Investments Co., Ltd. | Reduced | -73.8k |
| GROUP ONE TRADING LLC | Reduced | -28.4k |
| Sand Hill Global Advisors, LLC | Reduced | -25.0k |
| WOLVERINE TRADING, LLC | Sold out | -18.9k |
| SIMPLEX TRADING, LLC | Sold out | -12.2k |
Biggest calls
| SIMPLEX TRADING, LLC | Added | $1.4m502.2k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.3m464.5k shares |
| JANE STREET GROUP, LLC | New | $1.2m422.1k shares |
| GROUP ONE TRADING LLC | New | $1.2m417.4k shares |
| CITADEL ADVISORS LLC | New | $836.0k302.9k shares |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | Unchanged | $660.0k239.2k shares |
| Belvedere Trading LLC | New | $292.3k105.9k shares |
| Walleye Trading LLC | New | $137.2k49.7k shares |
| XR Securities LLC | New | $133.9k48.5k shares |
| Cutler Group LLC / CA | Added | $26.0k141.9k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $625.1k226.5k shares |
| Sculptor Capital LP | New | $510.6k185.0k shares |
| Walleye Capital LLC | New | $504.0k182.6k shares |
| GROUP ONE TRADING LLC | Added | $315.7k114.4k shares |
| CITADEL ADVISORS LLC | Added | $253.6k91.9k shares |
| CANTOR FITZGERALD, L. P. | New | $245.9k564 shares |
| JANE STREET GROUP, LLC | New | $167.5k60.7k shares |
| SIMPLEX TRADING, LLC | Reduced | $162.0k58.8k shares |
| Cutler Group LLC / CA | New | $36.0k11.2k shares |
| Belvedere Trading LLC | New | $4.1k1.5k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution filed 2026-07-30 | 8.3% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 6.6% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.2% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 1 | $96.0k | 0 | — | — |
| Q3 2022 | 0 | — | 1 | $54.0k | — |
| Q4 2022 | 0 | — | 2 | $1.2m | — |
| Q1 2023 | 2 | — | 9 | $1.0m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-03-24 | MARCUS LAWRENCE Director | Sold | $151.5k75.0k shares |
| 2023-03-23 | MARCUS LAWRENCE Director · By Marcus Family Trust, Dated 7/8/04 | Sold | $95.4k48.9k shares |
| 2023-03-23 | MARCUS LAWRENCE Director | Sold | $52.5k26.1k shares |
| 2023-03-21 | STONEHOCKER TIMOTHY Chief Technology Officer | Sold | $6.1k3.1k shares |
| 2023-03-09 | MOHAJER KEYVAN CEO, director | Sold | $235.6k95.0k shares |
| 2023-03-09 | SHARAN NITESH Chief Financial Officer | Sold | $148.8k60.0k shares |
| 2023-03-09 | ZAGORSEK MICHAEL Chief Operating Officer | Sold | $105.4k42.5k shares |
| 2023-03-09 | HOM JAMES MING Chief Product Officer, director | Sold | $83.4k33.6k shares |
| 2023-03-09 | EMAMI MAJID VP, Engineering | Sold | $83.4k33.6k shares |
| 2023-03-09 | Ball Eric R. Director | Sold | $25.4k10.4k shares |
| 2023-03-09 | SROKA DIANA Director | Sold | $12.9k5.2k shares |
| 2023-02-22 | STONEHOCKER TIMOTHY Chief Technology Officer | Sold | $15.7k4.2k shares |
| 2023-02-07 | STONEHOCKER TIMOTHY Chief Technology Officer | Sold | $44.8k10.0k shares |
| 2023-02-06 | STONEHOCKER TIMOTHY Chief Technology Officer | Sold | $56.5k15.0k shares |
| 2023-01-26 | STONEHOCKER TIMOTHY Chief Technology Officer | Sold | $5.6k3.7k shares |
| 2023-01-20 | Ball Eric R. Director · Preferred Stock | Bought | —3.3k shares |
| 2023-01-20 | SHARAN NITESH Chief Financial Officer · Preferred Stock | Bought | —3.3k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 6.5m $18.0m | Reduced -9.1k |
| Anchorage Capital Group, L.L.C. 1.36% of their portfolio | 3.2m $8.8m | Unchanged |
| No Street GP LP 0.70% of their portfolio | 2.0m $5.5m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 2.0m $5.4m | New |
| BlackRock Inc. 0.00% of their portfolio | 1.8m $5.1m | Added +62.7k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 1.2m $3.4m | Reduced -73.8k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.1m $3.1m | Added +47.0k |
| TOCQUEVILLE ASSET MANAGEMENT L.P. 0.06% of their portfolio | 1.1m $2.9m | Added +460.7k |
| NOMURA HOLDINGS INC 0.03% of their portfolio | 1.1m $2.9m | Unchanged |
| GCM Grosvenor Holdings, LLC 0.75% of their portfolio | 1.0m $2.8m | Reduced -851.8k |
| HRT FINANCIAL LP 0.02% of their portfolio | 598.8k $1.7m | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 582.6k $1.6m | Added +7.4k |
| KIM, LLC 0.09% of their portfolio | 475.0k $1.3m | Reduced -625.0k |
| STATE STREET CORP 0.00% of their portfolio | 440.3k $1.2m | Added +24.1k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 381.7k $1.1m | New |
| Liberty Street Advisors, Inc. 12.19% of their portfolio | 336.1k $927.7k | Reduced -400.0k |
| Blackstone Inc. 0.00% of their portfolio | 303.4k $837.4k | Unchanged |
| Sassicaia Capital Advisers LLC 0.72% of their portfolio | 299.6k $826.9k | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 293.7k $811.0k | New |
| Schonfeld Strategic Advisors LLC 0.01% of their portfolio | 208.8k $576.4k | Added +195.5k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 203.8k $562.6k | Added +12.6k |
| LINCOLN NATIONAL CORP 0.01% of their portfolio | 201.8k $556.9k | Unchanged |
| Sculptor Capital LP 0.01% of their portfolio | 185.0k $510.6k | New |
| Bayesian Capital Management, LP 0.06% of their portfolio | 161.3k $445.2k | New |
| Verition Fund Management LLC 0.01% of their portfolio | 146.6k $404.6k | New |
| Bank of New York Mellon Corp 0.00% of their portfolio | 127.2k $351.1k | Added +72.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 119.9k $331.0k | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 87.5k $241.4k | New |
| Virtu Financial LLC 0.02% of their portfolio | 68.8k $190.0k | New |
| Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio | 60.7k $167.5k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 60.0k $165.6k | New |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 56.9k $157.0k | New |
| Diametric Capital, LP 0.08% of their portfolio | 56.6k $156.2k | New |
| CANTOR FITZGERALD, L. P. 0.00% of their portfolio | 56.4k $111.1k | New |
| Prosperity Wealth Management, Inc. 0.12% of their portfolio | 54.5k $150.3k | New |
| Sand Hill Global Advisors, LLC 0.01% of their portfolio | 48.6k $134.1k | Reduced -25.0k |
| MORGAN STANLEY 0.00% of their portfolio | 47.9k $132.1k | Added +41.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 45.7k $126.0k | Added +1.8k |
| Walleye Capital LLC 0.00% of their portfolio | 43.1k $118.9k | New |
| Jump Financial, LLC 0.00% of their portfolio | 37.6k $103.8k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 32.8k $90.4k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 29.8k $82.3k | Added +15.1k |
| Jefferies Financial Group Inc. 0.00% of their portfolio | 28.7k $79.1k | New |
| Ergoteles LLC 0.00% of their portfolio | 26.6k $73.4k | New |
| SG Americas Securities, LLC 0.00% of their portfolio | 25.5k $70.0k | New |
| CIBC Asset Management Inc 0.00% of their portfolio | 24.6k $68.0k | New |
| Avestar Capital, LLC 0.01% of their portfolio | 23.5k $64.9k | New |
| Hilltop Holdings Inc. 0.01% of their portfolio | 23.4k $64.6k | New |
| IAM Advisory, LLC 0.02% of their portfolio | 20.1k $55.6k | New |
| CONNABLE OFFICE INC 0.01% of their portfolio | 20.0k $55.1k | New |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 18.6k $51.2k | New |
| Kovack Advisors, Inc. 0.01% of their portfolio | 17.3k $47.7k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 16.7k $46.1k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 15.7k $43.3k | Added +28 |
| GSA CAPITAL PARTNERS LLP 0.00% of their portfolio | 15.1k $42.0k | New |
| CTC Capital Management, LLC 0.08% of their portfolio | 13.1k $36.2k | New |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 12.9k $35.7k | New |
| Cresset Asset Management, LLC 0.00% of their portfolio | 11.6k $31.9k | Unchanged |
| StoneX Group Inc. 0.00% of their portfolio | 10.5k $29.0k | New |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 10.1k $27.8k | New |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 7.9k $21.9k | Reduced -28.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 6.8k $18.7k | New |
| BARCLAYS PLC 0.00% of their portfolio | 4.1k $11.4k | New |
| Anchor Investment Management, LLC 0.00% of their portfolio | 3.0k $8.3k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.4k $4.0k | Reduced -3.3k |
| Trivant Custom Portfolio Group, LLC 0.00% of their portfolio | 1.0k $2.8k | First filing |
| Cutler Group LLC / CA 0.00% of their portfolio | 800 $2.0k | Added +238 |
| JANICZEK WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 679 $1.8k | Reduced -7.5k |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 600 $1.7k | New |
| UBS Group AG 0.00% of their portfolio | 328 $905 | Reduced -5.4k |
| Tradewinds Capital Management, LLC 0.00% of their portfolio | 240 $663 | New |
| Belpointe Asset Management LLC 0.00% of their portfolio | 150 $414 | New |
| Walleye Trading LLC 0.00% of their portfolio | 77 $213 | New |
| FMR LLC 0.00% of their portfolio | 54 $150 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |