Vault-13

SOUNDHOUND AI INC SOUN

CLASS A COM · Common Stock · CUSIP 836100107 · ISIN US8361001071

American audio recognition and cognition company

38 institutional holders
17,256,08517.3m shares reported held*
$56.0mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.24. Options: 5 managers hold calls ($1.3m notional), 5 hold puts ($384.0k).

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $553.0k168.6k shares
GROUP ONE TRADING LLC — $487.0k148.4k shares
SIMPLEX TRADING, LLC — $246.0k75.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares
Cutler Group LLC / CA — $01.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $268.0k81.8k shares
GROUP ONE TRADING LLC — $67.0k20.5k shares
SIMPLEX TRADING, LLC — $44.0k13.6k shares
Cutler Group LLC / CA — $5.0k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2026-07-30 8.3% 33.2m≈ $214.9m 2026-07-30
VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 6.6% new 25.9m≈ $167.3m 2026-04-29
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 5.2% new 20.3m≈ $131.6m 2026-04-30

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 20: 0 buyingQ4 20: 0 sellingQ1 21: 0 buyingQ1 21: 0 sellingQ1 21Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 1 sellingQ3 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20200—0——
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20221$96.0k0——
Q3 20220—1$54.0k—
DateInsiderTradeSharesPrice ValueTheir holding
2022-09-21 STONEHOCKER TIMOTHY Chief Technology Officer Sold 3,356 $3.04 $10.2k3.4k shares -<1%
2022-09-16 STONEHOCKER TIMOTHY Chief Technology Officer Sold 8,082 $3.59 $29.0k8.1k shares -1%
2022-08-20 STONEHOCKER TIMOTHY Chief Technology Officer Sold 5,043 $2.93 $14.8k5.0k shares -0%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Anchorage Capital Group, L.L.C. 0.94% of their portfolio NEW YORK, NY 3,197,7673.2m $10.5m $10.5m 0.94% —
2 Cota Capital Management, LLC 3.15% of their portfolio SAN FRANCISCO, CA 2,038,5952.0m $6.1m $6.1m 3.15% —
3 BlackRock Inc. 0.00% of their portfolio New York, NY 1,758,7691.8m $5.8m $5.8m 0.00% —
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,598,1941.6m $5.2m $5.2m 0.00% —
5 KIM, LLC 0.23% of their portfolio WICHITA, KS 1,500,0001.5m $4.9m $4.9m 0.23% —
6 NOMURA HOLDINGS INC 0.03% of their portfolio TOKYO, M0 1,065,9241.1m $3.5m $3.5m 0.03% —
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,051,2951.1m $3.4m $3.4m 0.00% —
8 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 976,626976.6k $3.2m $3.2m 0.01% —
9 KPCB DGF II Associates, LLC 41.45% of their portfolio MENLO PARK, CA 892,481892.5k $2.9m $2.9m 41.45% —
10 Liberty Street Advisors, Inc. 19.84% of their portfolio New York, NY 736,112736.1k $2.4m $2.4m 19.84% —
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 567,530567.5k $1.9m $1.9m 0.00% —
12 QUALCOMM INC/DE 1.91% of their portfolio SAN DIEGO, CA 500,000500.0k $1.6m $1.6m 1.91% —
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 351,382351.4k $1.2m $1.2m 0.00% —
14 Blackstone Inc. 0.00% of their portfolio NEW YORK, NY 303,398303.4k $995.0k $995.0k 0.00% —
15 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 201,758201.8k $662.0k $662.0k 0.02% —
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 191,208191.2k $627.0k $627.0k 0.00% —
17 Sand Hill Global Advisors, LLC 0.02% of their portfolio Palo Alto, CA 73,57573.6k $241.0k $241.0k 0.02% —
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 54,38054.4k $178.0k $178.0k 0.00% —
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 43,89343.9k $143.0k $143.0k 0.00% —
20 JANICZEK WEALTH MANAGEMENT, LLC 0.03% of their portfolio DENVER, CO 27,78127.8k $100.0k $100.0k 0.03% —
21 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 21,60021.6k $71.0k $71.0k 0.00% —
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,64815.6k $51.0k $51.0k 0.00% —
23 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 15,00015.0k $50.0k $50.0k 0.00% —
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,14214.1k $46.0k $46.0k 0.00% —
25 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 13,43113.4k $44.0k $44.0k 0.00% —
26 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 11,57311.6k $38.0k $38.0k 0.00% —
27 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 11,00011.0k $36.0k $36.0k 0.00% —
28 Atom Investors LP 0.01% of their portfolio AUSTIN, TX 10,61210.6k $35.0k $35.0k 0.01% —
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,5714.6k $15.0k $15.0k 0.00% —
30 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 2,6822.7k $8.0k $8.0k 0.00% —
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,0002.0k $6.0k $6.0k 0.00% —
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,1001.1k $4.0k $4.0k 0.00% —
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 976976 $3.0k $3.0k 0.00% —
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 648648 $2.0k $2.0k 0.00% —
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 400400 $1.0k $1.0k 0.00% —
36 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2626 $0 $0 0.00% —
37 DARK FOREST CAPITAL MANAGEMENT LP 0.00% of their portfolio NEW YORK, NY 88 $0 $0 0.00% —
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —