Vault-13

SOUND FINL BANCORP INC SFBC

COM · Common Stock · CUSIP 83607A100

28 institutional holders +2 vs Q1 2024
1,077,5501.1m shares reported held*
42.0% of all shares outstanding*
$46.2mreported value*
2 new 8 added 10 reduced 0 sold out net sold ≈ $386.4k (-9.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($574.8k this quarter). Holder counts are more reliable. Shares outstanding: 2.6m as of 2024-08-08, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $42.92.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 27Q1 23: 23Q2 23: 27Q3 23: 24Q4 23: 25Q1 24: 26Q2 24: 2828Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202223
Q4 202227
Q1 202323
Q2 202327
Q3 202324
Q4 202325
Q1 202426
Q2 202428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 9 cut or sold outQ2 23: 11 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 9 cut or sold outQ4 23: 14 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 7 cut or sold outQ2 24: 10 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202287
Q1 202359
Q2 2023118
Q3 202399
Q4 2023146
Q1 2024107
Q2 20241010

Biggest buyers

STATE STREET CORP New +4,595+4.6k
ALLIANCEBERNSTEIN L.P. Added +1,720+1.7k
GEODE CAPITAL MANAGEMENT, LLC Added +1,544+1.5k
DIMENSIONAL FUND ADVISORS LP Added +1,122+1.1k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +415+415
UBS Group AG Added +198+198
BlackRock Inc. Added +62+62
BANK OF AMERICA CORP /DE/ Added +15+15
VANGUARD GROUP INC Added +11+11
INNEALTA CAPITAL, LLC New +1+1

Biggest sellers

Empowered Funds, LLC Reduced -12,245-12.2k
M3F, Inc. Reduced -3,338-3.3k
Greenwich Investment Management, Inc. Reduced -1,302-1.3k
BEESE FULMER INVESTMENT MANAGEMENT, INC. Reduced -550-550
WELLS FARGO & COMPANY/MN Reduced -520-520
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC Reduced -419-419
NORTHERN TRUST CORP Reduced -176-176
MORGAN STANLEY Reduced -44-44
Pinnacle Holdings, LLC Reduced -41-41
Tower Research Capital LLC (TRC) Reduced -34-34

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ALLIANCEBERNSTEIN L.P. 13G · institution +2.3 pts · filed 2026-08-14 8.4% +2.3 pts 215.8k≈ $9.3m 2026-08-14

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 2 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 1 sellingQ2 23Q3 23: 0 buyingQ3 23: 2 sellingQ4 23: 0 buyingQ4 23: 2 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 1 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—2$52.1k—
Q1 20230—0——
Q2 20230—1$36.5k—
Q3 20230—2$55.4k—
Q4 20230—2$126.2k—
Q1 20240—0——
Q2 20240—1$31.5k—
DateInsiderTradeSharesPrice ValueTheir holding
2024-05-14 Haddad David S Jr Director Sold 564 $39.30 $22.2k564 shares -13%
2024-05-09 Haddad David S Jr Director Sold 236 $39.70 $9.4k236 shares -5%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STILWELL VALUE LLC 9.18% of their portfolio NEW YORK, NY 410,019410.0k $17.6m $17.6m 9.18% Unchanged
2 FJ Capital Management LLC 0.90% of their portfolio MCLEAN, VA 203,574203.6k $8.6m $8.6m 0.90% Unchanged
3 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 143,084143.1k $6.2m $6.2m 0.00% Added +1.7k +1,720
4 M3F, Inc. 1.50% of their portfolio SALT LAKE CITY, UT 93,96994.0k $4.0m $4.0m 1.50% Reduced -3.3k -3,338
5 Oppenheimer & Close, LLC 1.36% of their portfolio NEW YORK, NY 35,94535.9k $1.5m $1.5m 1.36% Unchanged
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 27,47127.5k $1.2m $1.2m 0.00% Added +11 +11
7 BlackRock Inc. 0.00% of their portfolio New York, NY 26,13526.1k $1.1m $1.1m 0.00% Added +62 +62
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.02% of their portfolio HOUSTON, TX 23,07523.1k $1.0m $1.0m 0.02% Added +415 +415
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 22,47822.5k $988.4k $988.4k 0.00% Added +1.5k +1,544
10 Financial Insights, Inc. 0.21% of their portfolio TACOMA, WA 17,89717.9k $769.6k $769.6k 0.21% Unchanged
11 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 16,81116.8k $739.0k $739.0k 0.00% Added +1.1k +1,122
12 Empowered Funds, LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 13,07513.1k $574.8k $574.8k 0.01% Reduced -12.2k -12,245
13 BEESE FULMER INVESTMENT MANAGEMENT, INC. 0.04% of their portfolio CANTON, OH 10,53010.5k $462.9k $462.9k 0.04% Reduced -550 -550
14 Greenwich Investment Management, Inc. 0.41% of their portfolio NORWALK, CT 10,38810.4k $446.7k $446.7k 0.41% Reduced -1.3k -1,302
15 Pinnacle Holdings, LLC 0.14% of their portfolio TULSA, OK 7,7097.7k $335.3k $335.3k 0.14% Reduced -41 -41
16 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 5,8745.9k $258.2k $258.2k 0.00% Unchanged
17 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 0.34% of their portfolio WASHINGTON, DC 5,8325.8k $250.8k $250.8k 0.34% Reduced -419 -419
18 Pacific Sage Partners, LLC 0.06% of their portfolio EDMONDS, WA 5,3715.4k $236.1k $236.1k 0.06% Unchanged
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,0635.1k $217.7k $217.7k 0.00% Reduced -176 -176
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 4,5954.6k $202.0k $202.0k 0.00% New
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 531531 $22.8k $22.8k 0.00% Added +198 +198
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 498498 $21.4k $21.4k 0.00% Reduced -520 -520
23 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 440440 $19.0k $19.0k 0.00% Unchanged
24 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 220220 $9.5k $9.5k 0.00% Reduced -34 -34
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2222 $964 $964 0.00% Reduced -44 -44
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1818 $774 $774 0.00% Added +15 +15
27 INNEALTA CAPITAL, LLC 0.00% of their portfolio AUSTIN, TX 11 $44 $44 0.00% New
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged