Vault-13

SONIM TECHNOLOGIES INC SONM

COM NEW · Common Stock · CUSIP 83548F200

Company which manufactures ultra-rugged mobile phones

15 institutional holders -4 vs Q3 2022
669,656669.7k shares reported held*
$284.5kreported value*
1 new 3 added 6 reduced 5 sold out net sold ≈ $33.0k (-77.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.42.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 19Q4 22: 1515Q3 22Q4 22
Numbers
QuarterHolders
Q3 202219
Q4 202215

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +114,589+114.6k
UBS Group AG New +46,334+46.3k
VANGUARD GROUP INC Added +184+184
WELLS FARGO & COMPANY/MN Added +43+43

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -162,000-162.0k
Virtu Financial LLC Reduced -16,152-16.2k
TWO SIGMA SECURITIES, LLC Sold out -14,143-14.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -13,788-13.8k
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC Sold out -10,400-10.4k
Wealthcare Advisory Partners LLC Sold out -10,254-10.3k
FMR LLC Reduced -10,002-10.0k
Bank of New York Mellon Corp Reduced -1,698-1.7k
GEODE CAPITAL MANAGEMENT, LLC Reduced -184-184
CITIGROUP INC Reduced -119-119

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AJP Holding Company, LLC 13D · may seek influence filed 2025-01-17
Stated purposeThe Reporting Persons acquired the Common Stock owned by them for investment purposes. The Reporting Persons believed the securities of the Issuer represented an attractive investment opportunity and have invested in the securities based on their review of the business of the Issuer and belief in the long term value of the Issuer and its securities. The Subscription Agreement entails two closings and the acquisition of 20,833,333 shares of Common Stock for the aggregate purchase price of $17,500,000 (provided that 952,381 shares of Common Stock were paid for and issued to the person designated by the Reporting Persons). The Reporting Persons intend to proceed with the second closing pursuant to the terms of the Subscription Agreement. The Subscription Agreement further provided for the c… Full filing
48.3% 19.5m 2025-01-17

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 1 sellingQ2 22Q3 22: 2 buyingQ3 22: 1 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20220—1$8.2k—
Q3 20222$12.5m1$5.5k—
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 217,478217.5k $92.4k $92.4k 0.00% Reduced -1.7k -1,698
2 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 155,171155.2k $66.0k $66.0k 0.00% Added +114.6k +114,589
3 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 75,31575.3k $31.0k $31.0k 0.00% Reduced -184 -184
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 46,33446.3k $19.9k $19.9k 0.00% New
5 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 43,90043.9k $19.0k $19.0k 0.00% Reduced -162.0k -162,000
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 40,81740.8k $17.3k $17.3k 0.00% Added +184 +184
7 Virtu Financial LLC 0.00% of their portfolio New York, NY 32,13332.1k $14.0k $14.0k 0.00% Reduced -16.2k -16,152
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 23,39123.4k $9.9k $9.9k 0.00% Unchanged
9 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 17,60017.6k $7.5k $7.5k 0.00% Reduced -119 -119
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 17,17617.2k $7.3k $7.3k 0.00% Unchanged
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 132132 $56 $56 0.00% Added +43 +43
12 EMFO, LLC 0.00% of their portfolio WESTON, FL 100100 $42 $42 0.00% Unchanged
13 FMR LLC 0.00% of their portfolio BOSTON, MA 9393 $40 $40 0.00% Reduced -10.0k -10,002
14 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1616 $0 $0 0.00% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged