Vault-13

SOLITARIO RESOURCES CORP XPL

COM · Common Stock · CUSIP 8342EP107

36 institutional holders +4 vs Q2 2023
8,179,4398.2m shares reported held*
10.3% of all shares outstanding*
$4.4mreported value*
4 new 7 added 9 reduced 0 sold out net sold ≈ $8.3k (-13.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 79.1m as of 2023-11-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.54.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 30Q4 22: 31Q1 23: 31Q2 23: 32Q3 23: 3636Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202230
Q4 202231
Q1 202331
Q2 202332
Q3 202336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 9 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022711
Q1 2023109
Q2 202388
Q3 2023119

Biggest buyers

GEODE CAPITAL MANAGEMENT, LLC Added +72,554+72.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +25,437+25.4k
HRT FINANCIAL LP New +14,108+14.1k
LPL Financial LLC New +12,000+12.0k
Provident Wealth Management, LLC Added +8,999+9.0k
TORONTO DOMINION BANK Added +4,148+4.1k
MILLENNIUM MANAGEMENT LLC Added +1,524+1.5k
ROYAL BANK OF CANADA Added +895+895
KESTRA PRIVATE WEALTH SERVICES, LLC Added +596+596
JPMORGAN CHASE & CO New +65+65

Biggest sellers

CITADEL ADVISORS LLC Reduced -40,516-40.5k
BlackRock Inc. Reduced -36,416-36.4k
K2 PRINCIPAL FUND, L.P. Reduced -34,953-35.0k
JACOB ASSET MANAGEMENT OF NEW YORK LLC Reduced -30,000-30.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -5,100-5.1k
Tower Research Capital LLC (TRC) Reduced -2,409-2.4k
NORTHERN TRUST CORP Reduced -1,925-1.9k
STATE STREET CORP Reduced -1,540-1.5k
Virtu Financial LLC Reduced -895-895

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
EdgePoint Investment Group Inc. 13G · institution filed 2025-11-14 8.1% 7.3m≈ $5.5m 2025-11-14

Fell to 5% or below in the last year: WEXFORD CAPITAL LP (4.9%, 2026-02-13)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 21: 3 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 1 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20213$25.0k0——
Q1 20220—1$18.2k—
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,012,4822.0m $1.1m $1.1m 0.00% Unchanged
2 Long Focus Capital Management, LLC 0.11% of their portfolio SAN JUAN, PR 1,409,7001.4m $768.0k $768.0k 0.11% Unchanged
3 JACOB ASSET MANAGEMENT OF NEW YORK LLC 0.68% of their portfolio HERMOSA BEACH, CA 884,300884.3k $481.8k $481.8k 0.68% Reduced -30.0k -30,000
4 K2 PRINCIPAL FUND, L.P. 0.14% of their portfolio TORONTO, A6 850,000850.0k $453.8k $453.8k 0.14% Reduced -35.0k -34,953
5 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 739,071739.1k $403.0k $403.0k 0.00% Reduced -5.1k -5,100
6 AEGIS FINANCIAL CORP 0.21% of their portfolio MC LEAN, VA 634,467634.5k $345.7k $345.7k 0.21% Unchanged
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 397,704397.7k $216.8k $216.8k 0.00% Added +72.6k +72,554
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 205,000205.0k $111.7k $111.7k 0.00% Unchanged
9 Fruth Investment Management 0.03% of their portfolio HOUSTON, TX 175,000175.0k $95.0k $95.0k 0.03% Unchanged
10 BANQUE PICTET & CIE SA 0.00% of their portfolio GENEVA 73, V8 100,000100.0k $54.5k $54.5k 0.00% Unchanged
11 Focused Wealth Management, Inc 0.01% of their portfolio Newburgh, NY 100,000100.0k $54.5k $54.5k 0.01% Unchanged
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 99,76199.8k $54.0k $54.0k 0.00% Unchanged
13 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 87,05687.1k $47.4k $47.4k 0.00% Unchanged
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 85,88885.9k $46.8k $46.8k 0.00% Reduced -1.9k -1,925
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 69,61169.6k $37.9k $37.9k 0.00% Reduced -1.5k -1,540
16 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 64,51464.5k $35.1k $35.1k 0.00% Unchanged
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 44,89944.9k $24.5k $24.5k 0.00% Unchanged
18 Provident Wealth Management, LLC 0.01% of their portfolio BRENTWOOD, TN 29,33229.3k $16.0k $16.0k 0.01% Added +9.0k +8,999
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,43725.4k $13.9k $13.9k 0.00% New
20 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,00025.0k $13.6k $13.6k 0.00% Unchanged
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,65324.7k $13.4k $13.4k 0.00% Reduced -40.5k -40,516
22 SOUNDMARK WEALTH MANAGEMENT, LLC 0.01% of their portfolio KIRKLAND, WA 19,10019.1k $10.4k $10.4k 0.01% Unchanged
23 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 15,54415.5k $8.5k $8.5k 0.00% Added +1.5k +1,524
24 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 14,10814.1k $7.0k $7.0k 0.00% New
25 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 13,59613.6k $7.4k $7.4k 0.00% Added +596 +596
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,00012.0k $6.5k $6.5k 0.00% New
27 Virtu Financial LLC 0.00% of their portfolio New York, NY 10,73810.7k $6.0k $6.0k 0.00% Reduced -895 -895
28 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 10,51910.5k $5.7k $5.7k 0.00% Reduced -2.4k -2,409
29 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 7,0007.0k $3.9k $3.9k 0.00% Unchanged
30 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 6,6026.6k $3.6k $3.6k 0.00% Added +4.1k +4,148
31 BlackRock Inc. 0.00% of their portfolio New York, NY 2,9332.9k $1.6k $1.6k 0.00% Reduced -36.4k -36,416
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,3442.3k $1.0k $1.0k 0.00% Added +895 +895
33 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 584584 $318 $318 0.00% Unchanged
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 431431 $235 $235 0.00% Added +34 +34
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6565 $35 $35 0.00% New
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged