Vault-13

SOLID POWER INC SLDPW

*W EXP 12/08/202 · Equity WRT · CUSIP 83422N113

17 institutional holders -2 vs Q2 2024
8,089,2138.1m shares reported held*
$872.5kreported value*
1 new 1 added 3 reduced 3 sold out net sold ≈ $68.2k (-649.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.11. Options: 2 managers hold calls ($108.8k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 19Q1 23: 18Q2 23: 19Q3 23: 17Q4 23: 16Q1 24: 18Q2 24: 19Q3 24: 1717Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202222
Q4 202219
Q1 202318
Q2 202319
Q3 202317
Q4 202316
Q1 202418
Q2 202419
Q3 202417

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 2 bought or addedQ4 22: 10 cut or sold outQ1 23: 1 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 5 cut or sold outQ3 23: 2 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 6 bought or addedQ4 23: 3 cut or sold outQ1 24: 6 bought or addedQ1 24: 2 cut or sold outQ1 24Q2 24: 3 bought or addedQ2 24: 5 cut or sold outQ3 24: 2 bought or addedQ3 24: 6 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022210
Q1 202315
Q2 202325
Q3 202325
Q4 202363
Q1 202462
Q2 202435
Q3 202426

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ4 23 calls: $74.3kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $78.1kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $63.7kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $108.8kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$74.3k$00.00
Q1 2024$78.1k$00.00
Q2 2024$63.7k$00.00
Q3 2024$108.8k$00.00

Biggest buyers

Biggest sellers

LMR Partners LLP Sold out -650,228-650.2k
UBS Group AG Reduced -20,173-20.2k
NWF Advisory Services Inc. Reduced -5,000-5.0k
JANE STREET GROUP, LLC Reduced -2,254-2.3k
MORGAN STANLEY Sold out -1,370-1.4k
HOLLENCREST CAPITAL MANAGEMENT Sold out -222-222

Biggest calls

LMR Partners LLP New $68.3k650.2k shares
MILLENNIUM MANAGEMENT LLC Unchanged $40.5k385.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 1 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 2 sellingQ1 24: 0 buyingQ1 24: 1 sellingQ1 24Q2 24: 0 buyingQ2 24: 1 sellingQ3 24: 0 buyingQ3 24: 3 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20231$626.3k0——
Q2 20230—1$4.0k—
Q3 20230—0——
Q4 20230—2$299.0k$275.6k
Q1 20240—1$793.1k$793.1k
Q2 20240—1$975.0k$626.2k
Q3 20240—3$927.9k$804.4k
DateInsiderTradeSharesPrice ValueTheir holding
2024-09-10 Buettner-Garrett Joshua Chief Technology Officer Sold plan 187,500 $1.21 $226.9k187.5k shares -18%
2024-08-29 Goldberg Steven H Director Sold 59,197 $1.45 $85.8k59.2k shares -42%
2024-08-19 Buettner-Garrett Joshua Chief Technology Officer Sold plan 187,500 $1.42 $266.2k187.5k shares -22%
2024-08-09 Roe Lesa B Director Sold 27,900 $1.35 $37.7k27.9k shares -16%
2024-07-09 Buettner-Garrett Joshua Chief Technology Officer Sold plan 187,500 $1.66 $311.2k187.5k shares -22%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERSTONE HOLDINGS LLC 0.10% of their portfolio New York, NY 6,051,0316.1m $635.4k $635.4k 0.10% Unchanged
2 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 604,873604.9k $72.6k $72.6k 0.00% Unchanged
3 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio SAN FRANCISCO, CA 405,316405.3k $48.6k $48.6k 0.00% Unchanged
4 Standard Investments LLC 0.00% of their portfolio New York, NY 266,666266.7k $32.0k $32.0k 0.00% Unchanged
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 262,159262.2k $27.5k $27.5k 0.00% Reduced -2.3k -2,254
6 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 180,071180.1k $20.1k $20.1k 0.00% Unchanged
7 Taconic Capital Advisors LP 0.00% of their portfolio NEW YORK, NY 147,808147.8k $17.7k $17.7k 0.00% Unchanged
8 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 38,84738.8k $4.1k $4.1k 0.00% Unchanged
9 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 31,72731.7k $3.3k $3.3k 0.00% Added +164 +164
10 NWF Advisory Services Inc. 0.00% of their portfolio Los Angeles, CA 31,60031.6k $3.3k $3.3k 0.00% Reduced -5.0k -5,000
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,49229.5k $3.5k $3.5k 0.00% New
12 Kepos Capital LP 0.00% of their portfolio NEW YORK, NY 17,30017.3k $2.0k $2.0k 0.00% Unchanged
13 KENNEDY LEWIS MANAGEMENT LP 0.01% of their portfolio NEW YORK, NY 10,90010.9k $1.1k $1.1k 0.01% Unchanged
14 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,00010.0k $1.1k $1.1k 0.00% Unchanged
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,4031.4k $147 $147 0.00% Reduced -20.2k -20,173
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2020 $2 $2 0.00% Unchanged
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged