SOLID POWER INC SLDP
CLASS A COM · Common Stock · CUSIP 83422N105
American company making solid-state rechargeable batteries
- SectorIndustrials
- IndustryMiscellaneous Electrical Machinery, Equipment & Supplies
- HeadquartersLouisville, CO
- Founded2012
- Websitesolidpowerbattery.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.54. Options: 8 managers hold calls ($955.9k notional), 6 hold puts ($160.3k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 131 |
| Q4 2022 | 149 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $865.6m | $1.5m | 0.00 |
| Q4 2022 | $955.9k | $160.3k | 0.17 |
Biggest buyers
| Invesco Ltd. | Added | +1.8m |
| BlackRock Inc. | Added | +888.3k |
| RENAISSANCE TECHNOLOGIES LLC | New | +727.4k |
| TWO SIGMA INVESTMENTS, LP | New | +651.3k |
| Yaupon Capital Management LP | Added | +611.6k |
| Squarepoint Ops LLC | New | +589.4k |
| STATE STREET CORP | Added | +378.2k |
| GOLDMAN SACHS GROUP INC | Added | +254.8k |
| SG Americas Securities, LLC | Added | +248.2k |
| FNY Investment Advisers, LLC | Added | +215.8k |
Biggest sellers
| RIVERSTONE HOLDINGS LLC | Reduced | -485.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -336.1k |
| Allianz Asset Management GmbH | Sold out | -300.0k |
| Qube Research & Technologies Ltd | Sold out | -207.3k |
| Schonfeld Strategic Advisors LLC | Reduced | -202.9k |
| CITADEL ADVISORS LLC | Reduced | -188.8k |
| OCCUDO QUANTITATIVE STRATEGIES LP | Reduced | -112.3k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Sold out | -84.8k |
| Shilanski & Associates, Inc. | Sold out | -59.5k |
| SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | Sold out | -59.5k |
Biggest calls
| WOLVERINE TRADING, LLC | Added | $452.0k177.9k shares |
| JANE STREET GROUP, LLC | Reduced | $121.4k47.8k shares |
| GROUP ONE TRADING LLC | Reduced | $117.6k46.3k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $116.8k46.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $84.0k33.3k shares |
| CITADEL ADVISORS LLC | Reduced | $64.0k25.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | Reduced | $01.7k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $94.5k37.2k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $58.4k23.0k shares |
| GROUP ONE TRADING LLC | Reduced | $7.4k2.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | Reduced | $0200 shares |
| Cutler Group LLC / CA | Added | $0600 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| CVI Investments, Inc. 13G · passive investor no change · filed 2026-08-14 | 9.9% |
| BlackRock, Inc. 13G · institution filed 2026-07-30 | 7.5% |
Fell to 5% or below in the last year: BMW Holding B.V. (4.7%, 2026-06-08), VANGUARD GROUP INC (0.0%, 2026-03-27)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 1 | $582.3k | 1 | $14.2m | — |
| Q4 2022 | 0 | — | 0 | — | — |
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.00% of their portfolio | 8.8m $22.4m | Added +888.3k |
| RIVERSTONE HOLDINGS LLC 0.87% of their portfolio | 8.4m $21.3m | Reduced -485.1k |
| VANGUARD GROUP INC 0.00% of their portfolio | 5.6m $14.2m | Reduced -4.9k |
| KIM, LLC 0.70% of their portfolio | 5.0m $12.7m | Unchanged |
| Invesco Ltd. 0.00% of their portfolio | 4.8m $12.1m | Added +1.8m |
| Fairhaven Wealth Management, LLC 4.60% of their portfolio | 4.3m $10.8m | Unchanged |
| STATE STREET CORP 0.00% of their portfolio | 2.3m $6.0m | Added +378.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.3m $5.7m | Added +72.9k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 1.1m $2.8m | Added +35.5k |
| Yaupon Capital Management LP 0.47% of their portfolio | 1.0m $2.6m | Added +611.6k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 864.5k $2.2m | Added +25.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 727.4k $1.8m | New |
| CVA Family Office, LLC 0.42% of their portfolio | 682.7k $1.7m | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 651.3k $1.7m | New |
| Squarepoint Ops LLC 0.01% of their portfolio | 589.4k $1.5m | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 499.7k $1.3m | Reduced -188.8k |
| FourWorld Capital Management LLC 1.75% of their portfolio | 477.1k $1.2m | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 441.4k $1.1m | Added +254.8k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 426.4k $1.1m | Added +1.5k |
| Taconic Capital Advisors LP 0.04% of their portfolio | 420.0k $1.1m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 371.9k $944.7k | Added +54.7k |
| MORGAN STANLEY 0.00% of their portfolio | 310.4k $788.3k | Added +103.6k |
| Sagefield Capital LP 0.20% of their portfolio | 304.6k $773.7k | Added +94.0k |
| SG Americas Securities, LLC 0.01% of their portfolio | 300.4k $763.0k | Added +248.2k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 286.0k $726.0k | Reduced -43.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 272.5k $692.0k | Reduced -336.1k |
| Vontobel Holding Ltd. 0.01% of their portfolio | 265.5k $674.3k | Added +7.2k |
| Swiss National Bank 0.00% of their portfolio | 252.9k $642.4k | Added +8.9k |
| FNY Investment Advisers, LLC 0.80% of their portfolio | 223.3k $567.0k | Added +215.8k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 219.7k $558.0k | Reduced -830 |
| OCCUDO QUANTITATIVE STRATEGIES LP 0.06% of their portfolio | 190.6k $484.1k | Reduced -112.3k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 169.5k $430.0k | Added +9.5k |
| Amundi 0.00% of their portfolio | 157.1k $370.8k | New |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 143.9k $365.6k | Added +3.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 125.5k $319.0k | Added +13.0k |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 120.7k $306.0k | Added +82.2k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 117.6k $298.8k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 96.2k $244.3k | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 95.8k $243.3k | Added +47.8k |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 95.3k $242.1k | Reduced -202.9k |
| Aristides Capital LLC 0.14% of their portfolio | 92.2k $234.1k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 92.0k $233.8k | Added +57.3k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 88.1k $223.7k | Reduced -6.2k |
| ACR Alpine Capital Research, LLC 0.01% of their portfolio | 85.0k $215.9k | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 81.3k $206.6k | Added +625 |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 76.5k $194.2k | Added +7.0k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 73.3k $186.2k | Unchanged |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 63.0k $160.1k | Added +7.0k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 62.7k $159.3k | Added +503 |
| Quantbot Technologies LP 0.01% of their portfolio | 58.4k $148.3k | New |
| Jump Financial, LLC 0.01% of their portfolio | 57.1k $145.0k | New |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 51.7k $131.3k | Added +29.9k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 51.4k $130.6k | Added +17.9k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 49.0k $124.5k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 48.9k $124.1k | Added +2.6k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 44.9k $114.0k | Added +27.3k |
| Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio | 41.3k $104.9k | New |
| Legal & General Group Plc 0.00% of their portfolio | 40.6k $103.4k | Unchanged |
| Virtu Financial LLC 0.01% of their portfolio | 39.5k $100.0k | Added +6.9k |
| Mascoma Wealth Management LLC 0.03% of their portfolio | 36.7k $93.3k | Added +22.0k |
| BARCLAYS PLC 0.00% of their portfolio | 35.6k $90.4k | First filing |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 35.1k $89.2k | Reduced -169 |
| THOROUGHBRED FINANCIAL SERVICES, LLC 0.01% of their portfolio | 35.0k $88.0k | New |
| Alpine Global Management, LLC 0.03% of their portfolio | 34.8k $88.0k | New |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 34.1k $86.6k | New |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 32.5k $83.0k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 31.2k $80.0k | Added +13.6k |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 29.6k $75.1k | Added +1.4k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 27.7k $70.4k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 26.9k $68.4k | Reduced -9.5k |
| C2C Wealth Management, LLC 0.01% of their portfolio | 26.8k $74.7k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 24.4k $62.0k | Reduced -6.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 23.6k $60.0k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 23.1k $59.0k | Added +2.4k |
| VIRGINIA RETIREMENT SYSTEMS ET Al 0.00% of their portfolio | 22.6k $57.4k | Unchanged |
| PICTET ASSET MANAGEMENT SA 0.00% of their portfolio | 22.4k $57.0k | New |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 22.0k $56.1k | Reduced -22.0k |
| Vident Investment Advisory, LLC 0.00% of their portfolio | 21.3k $54.1k | Added +1.0k |
| Spire Wealth Management 0.00% of their portfolio | 20.5k $52.0k | Added +13.0k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 19.4k $49.4k | Reduced -340 |
| Engineers Gate Manager LP 0.00% of their portfolio | 19.3k $49.0k | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 19.1k $48.5k | Added +6.9k |
| AMALGAMATED BANK 0.00% of their portfolio | 18.6k $47.0k | Unchanged |
| ProShare Advisors LLC 0.00% of their portfolio | 17.1k $43.3k | Added +2.6k |
| XTX Topco Ltd 0.01% of their portfolio | 16.7k $42.5k | New |
| MBL Wealth, LLC 0.01% of their portfolio | 15.0k $38.0k | Unchanged |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio | 14.2k $36.0k | Reduced -691 |
| GEM Asset Management, LLC 0.03% of their portfolio | 14.0k $35.6k | First filing |
| Laurel Wealth Advisors LLC 0.01% of their portfolio | 13.8k $35.1k | Unchanged |
| Belvedere Trading LLC 0.02% of their portfolio | 12.6k $31.9k | New |
| LPL Financial LLC 0.00% of their portfolio | 12.4k $31.4k | Added +885 |
| CITIGROUP INC 0.00% of their portfolio | 12.1k $30.7k | Added +2.7k |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 11.8k $30.0k | Reduced -500 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 11.8k $30.0k | New |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 11.8k $29.9k | Reduced -3.8k |
| SHELL ASSET MANAGEMENT CO 0.00% of their portfolio | 11.2k $28.0k | Reduced -756 |
| Valeo Financial Advisors, LLC 0.00% of their portfolio | 11.1k $28.1k | Unchanged |
| Chicago Capital, LLC 0.00% of their portfolio | 11.1k $28.1k | Unchanged |
| U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio | 11.0k $27.9k | Unchanged |
| EXCHANGE TRADED CONCEPTS, LLC 0.00% of their portfolio | 10.6k $26.9k | Unchanged |