Vault-13

SOLID POWER INC SLDP

CLASS A COM · Common Stock · CUSIP 83422N105

American company making solid-state rechargeable batteries

149 institutional holders +18 vs Q3 2022
55,633,63055.6m shares reported held*
$141.3mreported value*
34 new 47 added 24 reduced 22 sold out net bought ≈ $13.8m (+5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.54. Options: 8 managers hold calls ($955.9k notional), 6 hold puts ($160.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 131Q4 22: 149149Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022131
Q4 2022149

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 22 calls: $865.6mQ3 22 puts: $1.5mQ3 22P/C 0.00Q4 22 calls: $955.9kQ4 22 puts: $160.3kQ4 22P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2022$865.6m$1.5m0.00
Q4 2022$955.9k$160.3k0.17

Biggest buyers

Invesco Ltd. Added +1,821,251+1.8m
BlackRock Inc. Added +888,289+888.3k
RENAISSANCE TECHNOLOGIES LLC New +727,400+727.4k
TWO SIGMA INVESTMENTS, LP New +651,268+651.3k
Yaupon Capital Management LP Added +611,563+611.6k
Squarepoint Ops LLC New +589,432+589.4k
STATE STREET CORP Added +378,193+378.2k
GOLDMAN SACHS GROUP INC Added +254,753+254.8k
SG Americas Securities, LLC Added +248,236+248.2k
FNY Investment Advisers, LLC Added +215,850+215.8k

Biggest sellers

RIVERSTONE HOLDINGS LLC Reduced -485,112-485.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -336,096-336.1k
Allianz Asset Management GmbH Sold out -300,000-300.0k
Qube Research & Technologies Ltd Sold out -207,310-207.3k
Schonfeld Strategic Advisors LLC Reduced -202,900-202.9k
CITADEL ADVISORS LLC Reduced -188,821-188.8k
OCCUDO QUANTITATIVE STRATEGIES LP Reduced -112,252-112.3k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -84,832-84.8k
Shilanski & Associates, Inc. Sold out -59,513-59.5k
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC Sold out -59,513-59.5k

Biggest calls

WOLVERINE TRADING, LLC Added $452.0k177.9k shares
JANE STREET GROUP, LLC Reduced $121.4k47.8k shares
GROUP ONE TRADING LLC Reduced $117.6k46.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $116.8k46.0k shares
SIMPLEX TRADING, LLC Reduced $84.0k33.3k shares
CITADEL ADVISORS LLC Reduced $64.0k25.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $01.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $94.5k37.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $58.4k23.0k shares
GROUP ONE TRADING LLC Reduced $7.4k2.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0200 shares
Cutler Group LLC / CA Added $0600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CVI Investments, Inc. 13G · passive investor no change · filed 2026-08-14 9.9% no change 25.2m≈ $64.4m 2026-08-14
BlackRock, Inc. 13G · institution filed 2026-07-30 7.5% 16.9m≈ $43.6m 2026-07-30

Fell to 5% or below in the last year: BMW Holding B.V. (4.7%, 2026-06-08), VANGUARD GROUP INC (0.0%, 2026-03-27)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 1 buyingQ3 22: 1 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20221$582.3k1$14.2m—
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 8,816,4498.8m $22.4m $22.4m 0.00% Added +888.3k +888,289
2 RIVERSTONE HOLDINGS LLC 0.87% of their portfolio New York, NY 8,390,0008.4m $21.3m $21.3m 0.87% Reduced -485.1k -485,112
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 5,574,0315.6m $14.2m $14.2m 0.00% Reduced -4.9k -4,949
4 KIM, LLC 0.70% of their portfolio WICHITA, KS 5,000,0005.0m $12.7m $12.7m 0.70% Unchanged
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 4,759,8474.8m $12.1m $12.1m 0.00% Added +1.8m +1,821,251
6 Fairhaven Wealth Management, LLC 4.60% of their portfolio Oak Brook, IL 4,261,7034.3m $10.8m $10.8m 4.60% Unchanged
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,347,2952.3m $6.0m $6.0m 0.00% Added +378.2k +378,193
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,255,2442.3m $5.7m $5.7m 0.00% Added +72.9k +72,898
9 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,113,9251.1m $2.8m $2.8m 0.00% Added +35.5k +35,484
10 Yaupon Capital Management LP 0.47% of their portfolio NEW YORK, NY 1,038,1401.0m $2.6m $2.6m 0.47% Added +611.6k +611,563
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 864,465864.5k $2.2m $2.2m 0.00% Added +25.2k +25,228
12 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 727,400727.4k $1.8m $1.8m 0.00% New
13 CVA Family Office, LLC 0.42% of their portfolio DENVER, CO 682,719682.7k $1.7m $1.7m 0.42% Unchanged
14 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 651,268651.3k $1.7m $1.7m 0.01% New
15 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 589,432589.4k $1.5m $1.5m 0.01% New
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 499,694499.7k $1.3m $1.3m 0.00% Reduced -188.8k -188,821
17 FourWorld Capital Management LLC 1.75% of their portfolio NEW YORK, NY 477,129477.1k $1.2m $1.2m 1.75% Unchanged
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 441,393441.4k $1.1m $1.1m 0.00% Added +254.8k +254,753
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 426,380426.4k $1.1m $1.1m 0.00% Added +1.5k +1,461
20 Taconic Capital Advisors LP 0.04% of their portfolio NEW YORK, NY 420,036420.0k $1.1m $1.1m 0.04% Unchanged
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 371,947371.9k $944.7k $944.7k 0.00% Added +54.7k +54,686
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 310,367310.4k $788.3k $788.3k 0.00% Added +103.6k +103,639
23 Sagefield Capital LP 0.20% of their portfolio DALLAS, TX 304,596304.6k $773.7k $773.7k 0.20% Added +94.0k +93,965
24 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 300,357300.4k $763.0k $763.0k 0.01% Added +248.2k +248,236
25 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 285,966286.0k $726.0k $726.0k 0.00% Reduced -43.5k -43,461
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 272,457272.5k $692.0k $692.0k 0.00% Reduced -336.1k -336,096
27 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 265,464265.5k $674.3k $674.3k 0.01% Added +7.2k +7,237
28 Swiss National Bank 0.00% of their portfolio ZURICH, V8 252,900252.9k $642.4k $642.4k 0.00% Added +8.9k +8,900
29 FNY Investment Advisers, LLC 0.80% of their portfolio NEW YORK, NY 223,350223.3k $567.0k $567.0k 0.80% Added +215.8k +215,850
30 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 219,680219.7k $558.0k $558.0k 0.00% Reduced -830 -830
31 OCCUDO QUANTITATIVE STRATEGIES LP 0.06% of their portfolio FORT LAUDERDALE, FL 190,591190.6k $484.1k $484.1k 0.06% Reduced -112.3k -112,252
32 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 169,457169.5k $430.0k $430.0k 0.00% Added +9.5k +9,509
33 Amundi 0.00% of their portfolio Paris, I0 157,131157.1k $370.8k $370.8k 0.00% New
34 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 143,924143.9k $365.6k $365.6k 0.00% Added +3.0k +3,031
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 125,542125.5k $319.0k $319.0k 0.00% Added +13.0k +12,975
36 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 120,741120.7k $306.0k $306.0k 0.01% Added +82.2k +82,206
37 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 117,626117.6k $298.8k $298.8k 0.00% Unchanged
38 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 96,17396.2k $244.3k $244.3k 0.00% New
39 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 95,80095.8k $243.3k $243.3k 0.00% Added +47.8k +47,800
40 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 95,30095.3k $242.1k $242.1k 0.00% Reduced -202.9k -202,900
41 Aristides Capital LLC 0.14% of their portfolio LOUISVILLE, KY 92,15792.2k $234.1k $234.1k 0.14% New
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 92,03292.0k $233.8k $233.8k 0.00% Added +57.3k +57,345
43 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 88,06388.1k $223.7k $223.7k 0.00% Reduced -6.2k -6,200
44 ACR Alpine Capital Research, LLC 0.01% of their portfolio ST. LOUIS, MO 85,00085.0k $215.9k $215.9k 0.01% Unchanged
45 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 81,32581.3k $206.6k $206.6k 0.00% Added +625 +625
46 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 76,47676.5k $194.2k $194.2k 0.00% Added +7.0k +6,968
47 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 73,31773.3k $186.2k $186.2k 0.00% Unchanged
48 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 63,03863.0k $160.1k $160.1k 0.00% Added +7.0k +6,991
49 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 62,71862.7k $159.3k $159.3k 0.00% Added +503 +503
50 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 58,39458.4k $148.3k $148.3k 0.01% New
51 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 57,10457.1k $145.0k $145.0k 0.01% New
52 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 51,69251.7k $131.3k $131.3k 0.00% Added +29.9k +29,939
53 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 51,42651.4k $130.6k $130.6k 0.00% Added +17.9k +17,880
54 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 49,02049.0k $124.5k $124.5k 0.00% Unchanged
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 48,86748.9k $124.1k $124.1k 0.00% Added +2.6k +2,609
56 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 44,89044.9k $114.0k $114.0k 0.00% Added +27.3k +27,349
57 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 41,28541.3k $104.9k $104.9k 0.02% New
58 Legal & General Group Plc 0.00% of their portfolio London, X0 40,61040.6k $103.4k $103.4k 0.00% Unchanged
59 Virtu Financial LLC 0.01% of their portfolio New York, NY 39,46939.5k $100.0k $100.0k 0.01% Added +6.9k +6,895
60 Mascoma Wealth Management LLC 0.03% of their portfolio HANOVER, NH 36,73936.7k $93.3k $93.3k 0.03% Added +22.0k +22,000
61 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 35,60235.6k $90.4k $90.4k 0.00% First filing
62 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 35,12335.1k $89.2k $89.2k 0.00% Reduced -169 -169
63 THOROUGHBRED FINANCIAL SERVICES, LLC 0.01% of their portfolio BRENTWOOD, TN 34,97135.0k $88.0k $88.0k 0.01% New
64 Alpine Global Management, LLC 0.03% of their portfolio NEW YORK, NY 34,80634.8k $88.0k $88.0k 0.03% New
65 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 34,07534.1k $86.6k $86.6k 0.00% New
66 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 32,49732.5k $83.0k $83.0k 0.00% New
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,22631.2k $80.0k $80.0k 0.00% Added +13.6k +13,583
68 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 29,55129.6k $75.1k $75.1k 0.00% Added +1.4k +1,401
69 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 27,70027.7k $70.4k $70.4k 0.00% New
70 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 26,92126.9k $68.4k $68.4k 0.00% Reduced -9.5k -9,546
71 C2C Wealth Management, LLC 0.01% of their portfolio SCOTTSDALE, AZ 26,79826.8k $74.7k $74.7k 0.01% New
72 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,44624.4k $62.0k $62.0k 0.00% Reduced -6.0k -6,007
73 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 23,56423.6k $60.0k $60.0k 0.00% New
74 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 23,06923.1k $59.0k $59.0k 0.00% Added +2.4k +2,421
75 VIRGINIA RETIREMENT SYSTEMS ET Al 0.00% of their portfolio RICHMOND, VA 22,60022.6k $57.4k $57.4k 0.00% Unchanged
76 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 22,35622.4k $57.0k $57.0k 0.00% New
77 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 22,03122.0k $56.1k $56.1k 0.00% Reduced -22.0k -22,033
78 Vident Investment Advisory, LLC 0.00% of their portfolio Alpharetta, GA 21,28421.3k $54.1k $54.1k 0.00% Added +1.0k +1,020
79 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 20,50020.5k $52.0k $52.0k 0.00% Added +13.0k +13,000
80 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,43819.4k $49.4k $49.4k 0.00% Reduced -340 -340
81 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 19,28019.3k $49.0k $49.0k 0.00% New
82 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 19,08919.1k $48.5k $48.5k 0.00% Added +6.9k +6,949
83 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 18,61718.6k $47.0k $47.0k 0.00% Unchanged
84 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 17,06017.1k $43.3k $43.3k 0.00% Added +2.6k +2,614
85 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 16,71516.7k $42.5k $42.5k 0.01% New
86 MBL Wealth, LLC 0.01% of their portfolio CHARLOTTE, NC 15,00015.0k $38.0k $38.0k 0.01% Unchanged
87 TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio AUSTIN, TX 14,20314.2k $36.0k $36.0k 0.00% Reduced -691 -691
88 GEM Asset Management, LLC 0.03% of their portfolio Plymouth, MI 14,00014.0k $35.6k $35.6k 0.03% First filing
89 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 13,83113.8k $35.1k $35.1k 0.01% Unchanged
90 Belvedere Trading LLC 0.02% of their portfolio CHICAGO, IL 12,56512.6k $31.9k $31.9k 0.02% New
91 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,37212.4k $31.4k $31.4k 0.00% Added +885 +885
92 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,06912.1k $30.7k $30.7k 0.00% Added +2.7k +2,731
93 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 11,84511.8k $30.0k $30.0k 0.00% Reduced -500 -500
94 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,80911.8k $30.0k $30.0k 0.00% New
95 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 11,76611.8k $29.9k $29.9k 0.00% Reduced -3.8k -3,832
96 SHELL ASSET MANAGEMENT CO 0.00% of their portfolio THE HAGUE, P7 11,16711.2k $28.0k $28.0k 0.00% Reduced -756 -756
97 Valeo Financial Advisors, LLC 0.00% of their portfolio CARMEL, IN 11,07511.1k $28.1k $28.1k 0.00% Unchanged
98 Chicago Capital, LLC 0.00% of their portfolio Chicago, IL 11,07511.1k $28.1k $28.1k 0.00% Unchanged
99 U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio AUSTIN, TX 11,00011.0k $27.9k $27.9k 0.00% Unchanged
100 EXCHANGE TRADED CONCEPTS, LLC 0.00% of their portfolio Oklahoma City, OK 10,58210.6k $26.9k $26.9k 0.00% Unchanged