SLR INVESTMENT CORP SLRC
COM · Common Stock · CUSIP 83413U100
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 54.6m as of 2025-08-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $16.14. Options: 4 managers hold calls ($1.3m notional), 2 hold puts ($22.0k).
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 117 |
| Q4 2022 | 107 |
| Q1 2023 | 97 |
| Q2 2023 | 108 |
| Q3 2023 | 99 |
| Q4 2023 | 118 |
| Q1 2024 | 117 |
| Q2 2024 | 116 |
| Q3 2024 | 120 |
| Q4 2024 | 118 |
| Q1 2025 | 112 |
| Q2 2025 | 129 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 41 | 48 |
| Q4 2023 | 59 | 42 |
| Q1 2024 | 57 | 58 |
| Q2 2024 | 62 | 53 |
| Q3 2024 | 68 | 42 |
| Q4 2024 | 65 | 48 |
| Q1 2025 | 58 | 49 |
| Q2 2025 | 76 | 41 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2024 | $371.7k | $106.3k | 0.29 |
| Q4 2024 | $331.9k | $347.1k | 1.05 |
| Q1 2025 | $1.0m | $1.2m | 1.19 |
| Q2 2025 | $1.3m | $22.0k | 0.02 |
Biggest buyers
| FRANKLIN RESOURCES INC | Added | +331.3k |
| ROYAL BANK OF CANADA | Added | +233.1k |
| VAN ECK ASSOCIATES CORP | Added | +144.9k |
| UBS Group AG | Added | +114.3k |
| Muzinich & Co., Inc. | Added | +89.5k |
| BlackRock, Inc. | Added | +73.0k |
| Advisors Asset Management, Inc. | Added | +66.3k |
| MORGAN STANLEY | Added | +57.2k |
| Hennion & Walsh Asset Management, Inc. | Added | +55.1k |
| Jump Financial, LLC | New | +48.4k |
Biggest sellers
| ARES MANAGEMENT LLC | Reduced | -486.1k |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | Reduced | -99.8k |
| Aristotle Capital Boston, LLC | Reduced | -76.4k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -45.6k |
| Atria Wealth Solutions, Inc. | Sold out | -39.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -38.2k |
| Trexquant Investment LP | Reduced | -29.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -28.9k |
| TUDOR INVESTMENT CORP ET AL | Reduced | -26.5k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -22.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.1m70.0k shares |
| CITADEL ADVISORS LLC | Reduced | $206.6k12.8k shares |
| SIMPLEX TRADING, LLC | Reduced | $11.0k700 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $22.0k1.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC 13G · institution no change · filed 2026-02-19 | 8.0% |
Insider purchases and sales in Q2 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2023 | 2 | $1.7m | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 2 | $3.1m | 0 | — | — |
| Q2 2024 | 1 | $399.5k | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 2 | $1.4m | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
None reported in Q2 2025.
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC 0.91% of their portfolio | 4.4m $70.6m | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.3m $21.5m | Reduced -9.1k |
| VAN ECK ASSOCIATES CORP 0.02% of their portfolio | 1.1m $18.1m | Added +144.9k |
| Aristotle Capital Boston, LLC 0.81% of their portfolio | 980.4k $15.8m | Reduced -76.4k |
| ARES MANAGEMENT LLC 0.78% of their portfolio | 944.1k $15.2m | Reduced -486.1k |
| TWO SIGMA ADVISERS, LP 0.02% of their portfolio | 517.1k $8.3m | Reduced -13.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 464.2k $7.5m | Added +233.1k |
| UBS Group AG 0.00% of their portfolio | 408.4k $6.6m | Added +114.3k |
| Legal & General Group Plc 0.00% of their portfolio | 359.3k $5.8m | Reduced -4.2k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 354.7k $5.7m | Added +331.3k |
| EPIQ PARTNERS, LLC 2.89% of their portfolio | 352.0k $5.7m | Added +24.4k |
| CONDOR CAPITAL MANAGEMENT 0.48% of their portfolio | 341.8k $5.5m | Added +9.2k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 327.0k $5.3m | Added +9.6k |
| BlackRock, Inc. 0.00% of their portfolio | 310.6k $5.0m | Added +73.0k |
| SEI INVESTMENTS CO 0.01% of their portfolio | 306.1k $4.9m | Added +33.7k |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 303.2k $4.9m | Reduced -22.9k |
| Hennion & Walsh Asset Management, Inc. 0.18% of their portfolio | 277.4k $4.5m | Added +55.1k |
| Muzinich & Co., Inc. 1.97% of their portfolio | 267.6k $4.3m | Added +89.5k |
| MORGAN STANLEY 0.00% of their portfolio | 261.4k $4.2m | Added +57.2k |
| INTREPID FAMILY OFFICE LLC 4.36% of their portfolio | 250.0k $4.0m | Added +18.6k |
| Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio | 208.6k $3.4m | Added +32.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 181.8k $2.9m | Reduced -45.6k |
| Trexquant Investment LP 0.03% of their portfolio | 178.8k $2.9m | Reduced -29.6k |
| Advisors Asset Management, Inc. 0.05% of their portfolio | 175.1k $2.8m | Added +66.3k |
| DENALI ADVISORS LLC 0.22% of their portfolio | 129.7k $2.1m | Reduced -3.0k |
| Sunbelt Securities, Inc. 0.15% of their portfolio | 105.6k $1.7m | Added +3.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 102.6k $1.7m | Added +1.7k |
| Pekin Hardy Strauss, Inc. 0.19% of their portfolio | 100.7k $1.6m | Added +2.2k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 99.5k $1.6m | Added +9.5k |
| NewEdge Wealth, LLC 0.02% of their portfolio | 95.6k $1.6m | Added +3.8k |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 88.4k $1.4m | Added +11.8k |
| CONFLUENCE INVESTMENT MANAGEMENT LLC 0.02% of their portfolio | 87.6k $1.4m | Reduced -99.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 78.0k $1.3m | Added +214 |
| BI Asset Management Fondsmaeglerselskab A/S 0.01% of their portfolio | 66.4k $1.1m | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 66.1k $1.1m | Added +17.6k |
| Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio | 59.5k $960.6k | Added +21.9k |
| Garner Asset Management Corp 0.44% of their portfolio | 58.9k $950.7k | Reduced -7.8k |
| Pullen Investment Management, LLC 0.52% of their portfolio | 54.0k $871.1k | Reduced -8.1k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 53.7k $867.1k | Added +15.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 53.6k $864.8k | Reduced -38.2k |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 52.9k $855.0k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 52.5k $848.0k | Reduced -438 |
| AlphaCore Capital LLC 0.03% of their portfolio | 52.3k $844.6k | Reduced -8.8k |
| STATE STREET CORP 0.00% of their portfolio | 52.2k $842.7k | Added +37.6k |
| WEDBUSH SECURITIES INC 0.03% of their portfolio | 51.2k $826.0k | Added +3.6k |
| Jump Financial, LLC 0.01% of their portfolio | 48.4k $781.7k | New |
| Altrafin AG 0.26% of their portfolio | 48.3k $779.4k | Added +1.1k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 46.2k $745.7k | New |
| Virtus Investment Advisers, LLC 0.23% of their portfolio | 42.9k $692.7k | Reduced -12.2k |
| Invesco Ltd. 0.00% of their portfolio | 42.5k $685.5k | Added +6.5k |
| Campbell & CO Investment Adviser LLC 0.04% of their portfolio | 42.3k $682.1k | Added +31.6k |
| Lido Advisors, LLC 0.00% of their portfolio | 41.4k $668.1k | Reduced -2.2k |
| Cetera Investment Advisers 0.00% of their portfolio | 40.9k $660.1k | Added +4.3k |
| Triumph Capital Management 0.19% of their portfolio | 38.2k $617.2k | Added +1.3k |
| MONTAG A & ASSOCIATES INC 0.03% of their portfolio | 38.0k $613.1k | Unchanged |
| MACKENZIE FINANCIAL CORP 0.00% of their portfolio | 35.2k $568.5k | Reduced -10.6k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 34.1k $550.6k | Added +299 |
| Samalin Investment Counsel, LLC 0.21% of their portfolio | 33.5k $540.8k | Added +2.0k |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 33.4k $539.6k | Reduced -26.5k |
| Cubist Systematic Strategies, LLC 0.01% of their portfolio | 30.3k $489.0k | New |
| Chicago Partners Investment Group LLC 0.01% of their portfolio | 29.9k $495.3k | Added +632 |
| Next Capital Management LLC 0.16% of their portfolio | 27.5k $444.2k | Unchanged |
| MQS Management LLC 0.24% of their portfolio | 27.4k $442.6k | Reduced -6.4k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 25.8k $416.3k | Reduced -4.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 25.3k $408.5k | Reduced -1.4k |
| Wealthspire Advisors, LLC 0.00% of their portfolio | 25.1k $404.9k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 25.0k $403.0k | Added +3.3k |
| Inspire Investing, LLC 0.04% of their portfolio | 24.1k $388.5k | Added +3.7k |
| ExodusPoint Capital Management, LP 0.00% of their portfolio | 22.6k $365.0k | Reduced -16.2k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio | 22.2k $358.7k | Added +167 |
| HRT FINANCIAL LP 0.00% of their portfolio | 21.7k $350.0k | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 20.4k $329.8k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 20.3k $328.0k | New |
| Dynamic Technology Lab Private Ltd 0.04% of their portfolio | 20.2k $326.0k | New |
| Running Point Capital Advisors, LLC 0.09% of their portfolio | 20.0k $322.8k | Added +7.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 19.1k $307.9k | Added +1.0k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio | 18.8k $302.8k | Added +593 |
| KELLEHER FINANCIAL ADVISORS 0.11% of their portfolio | 18.7k $302.6k | Added +36 |
| U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio | 17.4k $280.7k | Added +21 |
| Verition Fund Management LLC 0.00% of their portfolio | 16.7k $269.5k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 15.0k $241.3k | Reduced -28.9k |
| J.W. COLE ADVISORS, INC. 0.01% of their portfolio | 14.9k $240.5k | Added +633 |
| CITIGROUP INC 0.00% of their portfolio | 14.8k $239.4k | Added +8.4k |
| BARD ASSOCIATES INC 0.07% of their portfolio | 13.4k $216.0k | Reduced -150 |
| Virtu Financial LLC 0.01% of their portfolio | 13.3k $214.0k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 13.0k $209.8k | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 12.9k $207.9k | New |
| HB Wealth Management, LLC 0.00% of their portfolio | 12.6k $203.6k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 12.5k $201.7k | Added +1.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 12.5k $201.6k | Reduced -8.6k |
| CFO4Life Group, LLC 0.03% of their portfolio | 12.0k $193.7k | Unchanged |
| Brevan Howard Capital Management LP 0.00% of their portfolio | 12.0k $193.3k | New |
| &PARTNERS 0.00% of their portfolio | 11.8k $190.7k | Added +342 |
| Quantbot Technologies LP 0.00% of their portfolio | 11.8k $189.9k | New |
| PharVision Advisers, LLC 0.25% of their portfolio | 10.9k $175.6k | New |
| Rossmore Private Capital 0.02% of their portfolio | 10.0k $161.4k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 9.8k $157.8k | Unchanged |
| Westend Capital Management, LLC 0.04% of their portfolio | 8.3k $133.9k | Added +199 |
| Allworth Financial LP 0.00% of their portfolio | 7.5k $120.8k | New |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 5.5k $88.0k | Reduced -11.2k |