Vault-13

SLR INVESTMENT CORP SLRC

COM · Common Stock · CUSIP 83413U100

129 institutional holders +17 vs Q1 2025
17,463,16817.5m shares reported held*
32.0% of all shares outstanding*
$281.9mreported value*
26 new 50 added 33 reduced 8 sold out net bought ≈ $11.8m (+730.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 54.6m as of 2025-08-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $16.14. Options: 4 managers hold calls ($1.3m notional), 2 hold puts ($22.0k).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 117Q4 22: 107Q1 23: 97Q2 23: 108Q3 23: 99Q4 23: 118Q1 24: 117Q2 24: 116Q3 24: 120Q4 24: 118Q1 25: 112Q2 25: 129129Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022117
Q4 2022107
Q1 202397
Q2 2023108
Q3 202399
Q4 2023118
Q1 2024117
Q2 2024116
Q3 2024120
Q4 2024118
Q1 2025112
Q2 2025129

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 41 bought or addedQ3 23: 48 cut or sold outQ4 23: 59 bought or addedQ4 23: 42 cut or sold outQ4 23Q1 24: 57 bought or addedQ1 24: 58 cut or sold outQ2 24: 62 bought or addedQ2 24: 53 cut or sold outQ2 24Q3 24: 68 bought or addedQ3 24: 42 cut or sold outQ4 24: 65 bought or addedQ4 24: 48 cut or sold outQ4 24Q1 25: 58 bought or addedQ1 25: 49 cut or sold outQ2 25: 76 bought or addedQ2 25: 41 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20234148
Q4 20235942
Q1 20245758
Q2 20246253
Q3 20246842
Q4 20246548
Q1 20255849
Q2 20257641

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 24 calls: $371.7kQ3 24 puts: $106.3kQ3 24P/C 0.29Q4 24 calls: $331.9kQ4 24 puts: $347.1kQ4 24P/C 1.05Q1 25 calls: $1.0mQ1 25 puts: $1.2mQ1 25P/C 1.19Q2 25 calls: $1.3mQ2 25 puts: $22.0kQ2 25P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2024$371.7k$106.3k0.29
Q4 2024$331.9k$347.1k1.05
Q1 2025$1.0m$1.2m1.19
Q2 2025$1.3m$22.0k0.02

Biggest buyers

FRANKLIN RESOURCES INC Added +331,260+331.3k
ROYAL BANK OF CANADA Added +233,147+233.1k
VAN ECK ASSOCIATES CORP Added +144,876+144.9k
UBS Group AG Added +114,308+114.3k
Muzinich & Co., Inc. Added +89,486+89.5k
BlackRock, Inc. Added +72,999+73.0k
Advisors Asset Management, Inc. Added +66,342+66.3k
MORGAN STANLEY Added +57,153+57.2k
Hennion & Walsh Asset Management, Inc. Added +55,057+55.1k
Jump Financial, LLC New +48,431+48.4k

Biggest sellers

ARES MANAGEMENT LLC Reduced -486,074-486.1k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -99,829-99.8k
Aristotle Capital Boston, LLC Reduced -76,389-76.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -45,649-45.6k
Atria Wealth Solutions, Inc. Sold out -39,312-39.3k
BANK OF AMERICA CORP /DE/ Reduced -38,181-38.2k
Trexquant Investment LP Reduced -29,554-29.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,895-28.9k
TUDOR INVESTMENT CORP ET AL Reduced -26,523-26.5k
TWO SIGMA INVESTMENTS, LP Reduced -22,877-22.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m70.0k shares
CITADEL ADVISORS LLC Reduced $206.6k12.8k shares
SIMPLEX TRADING, LLC Reduced $11.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $22.0k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
THORNBURG INVESTMENT MANAGEMENT INC 13G · institution no change · filed 2026-02-19 8.0% no change 4.4m≈ $54.1m 2026-02-19

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 23: 2 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 2 buyingQ1 24: 0 sellingQ2 24: 1 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 2 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20232$1.7m0——
Q4 20230—0——
Q1 20242$3.1m0——
Q2 20241$399.5k0——
Q3 20240—0——
Q4 20240—0——
Q1 20252$1.4m0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 THORNBURG INVESTMENT MANAGEMENT INC 0.91% of their portfolio SANTA FE, NM 4,372,5504.4m $70.6m $70.6m 0.91% Unchanged
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,331,3631.3m $21.5m $21.5m 0.00% Reduced -9.1k -9,096
3 VAN ECK ASSOCIATES CORP 0.02% of their portfolio NEW YORK, NY 1,120,1531.1m $18.1m $18.1m 0.02% Added +144.9k +144,876
4 Aristotle Capital Boston, LLC 0.81% of their portfolio BOSTON, MA 980,411980.4k $15.8m $15.8m 0.81% Reduced -76.4k -76,389
5 ARES MANAGEMENT LLC 0.78% of their portfolio LOS ANGELES, CA 944,131944.1k $15.2m $15.2m 0.78% Reduced -486.1k -486,074
6 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 517,076517.1k $8.3m $8.3m 0.02% Reduced -13.8k -13,800
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 464,182464.2k $7.5m $7.5m 0.00% Added +233.1k +233,147
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 408,401408.4k $6.6m $6.6m 0.00% Added +114.3k +114,308
9 Legal & General Group Plc 0.00% of their portfolio London, X0 359,255359.3k $5.8m $5.8m 0.00% Reduced -4.2k -4,233
10 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 354,701354.7k $5.7m $5.7m 0.00% Added +331.3k +331,260
11 EPIQ PARTNERS, LLC 2.89% of their portfolio MINNEAPOLIS, MN 351,960352.0k $5.7m $5.7m 2.89% Added +24.4k +24,400
12 CONDOR CAPITAL MANAGEMENT 0.48% of their portfolio MARTINSVILLE, NJ 341,820341.8k $5.5m $5.5m 0.48% Added +9.2k +9,156
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 326,952327.0k $5.3m $5.3m 0.00% Added +9.6k +9,627
14 BlackRock, Inc. 0.00% of their portfolio New York, NY 310,580310.6k $5.0m $5.0m 0.00% Added +73.0k +72,999
15 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 306,107306.1k $4.9m $4.9m 0.01% Added +33.7k +33,682
16 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 303,188303.2k $4.9m $4.9m 0.01% Reduced -22.9k -22,877
17 Hennion & Walsh Asset Management, Inc. 0.18% of their portfolio Parsippany, NJ 277,397277.4k $4.5m $4.5m 0.18% Added +55.1k +55,057
18 Muzinich & Co., Inc. 1.97% of their portfolio NEW YORK, NY 267,581267.6k $4.3m $4.3m 1.97% Added +89.5k +89,486
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 261,350261.4k $4.2m $4.2m 0.00% Added +57.2k +57,153
20 INTREPID FAMILY OFFICE LLC 4.36% of their portfolio SARASOTA, FL 250,000250.0k $4.0m $4.0m 4.36% Added +18.6k +18,600
21 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 208,606208.6k $3.4m $3.4m 0.00% Added +32.4k +32,393
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 181,832181.8k $2.9m $2.9m 0.00% Reduced -45.6k -45,649
23 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 178,801178.8k $2.9m $2.9m 0.03% Reduced -29.6k -29,554
24 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 175,121175.1k $2.8m $2.8m 0.05% Added +66.3k +66,342
25 DENALI ADVISORS LLC 0.22% of their portfolio SAN DIEGO, CA 129,744129.7k $2.1m $2.1m 0.22% Reduced -3.0k -2,981
26 Sunbelt Securities, Inc. 0.15% of their portfolio HOUSTON, TX 105,566105.6k $1.7m $1.7m 0.15% Added +3.9k +3,939
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 102,604102.6k $1.7m $1.7m 0.00% Added +1.7k +1,692
28 Pekin Hardy Strauss, Inc. 0.19% of their portfolio CHICAGO, IL 100,700100.7k $1.6m $1.6m 0.19% Added +2.2k +2,165
29 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 99,49799.5k $1.6m $1.6m 0.01% Added +9.5k +9,460
30 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 95,57495.6k $1.6m $1.6m 0.02% Added +3.8k +3,779
31 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 88,40688.4k $1.4m $1.4m 0.00% Added +11.8k +11,787
32 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ST. LOUIS, MO 87,56087.6k $1.4m $1.4m 0.02% Reduced -99.8k -99,829
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 78,00478.0k $1.3m $1.3m 0.00% Added +214 +214
34 BI Asset Management Fondsmaeglerselskab A/S 0.01% of their portfolio KOBENHAVN, G7 66,40466.4k $1.1m $1.1m 0.01% Unchanged
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 66,13266.1k $1.1m $1.1m 0.00% Added +17.6k +17,627
36 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 59,51959.5k $960.6k $960.6k 0.00% Added +21.9k +21,870
37 Garner Asset Management Corp 0.44% of their portfolio PLANO, TX 58,90258.9k $950.7k $950.7k 0.44% Reduced -7.8k -7,778
38 Pullen Investment Management, LLC 0.52% of their portfolio BRADENTON, FL 53,97354.0k $871.1k $871.1k 0.52% Reduced -8.1k -8,111
39 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 53,72653.7k $867.1k $867.1k 0.01% Added +15.9k +15,923
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 53,58253.6k $864.8k $864.8k 0.00% Reduced -38.2k -38,181
41 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 52,86952.9k $855.0k $855.0k 0.00% Unchanged
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 52,53752.5k $848.0k $848.0k 0.00% Reduced -438 -438
43 AlphaCore Capital LLC 0.03% of their portfolio LA JOLLA, CA 52,33252.3k $844.6k $844.6k 0.03% Reduced -8.8k -8,803
44 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 52,20952.2k $842.7k $842.7k 0.00% Added +37.6k +37,615
45 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 51,17951.2k $826.0k $826.0k 0.03% Added +3.6k +3,592
46 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 48,43148.4k $781.7k $781.7k 0.01% New
47 Altrafin AG 0.26% of their portfolio ZURICH, V8 48,28848.3k $779.4k $779.4k 0.26% Added +1.1k +1,125
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 46,20546.2k $745.7k $745.7k 0.00% New
49 Virtus Investment Advisers, LLC 0.23% of their portfolio HARTFORD, CT 42,91942.9k $692.7k $692.7k 0.23% Reduced -12.2k -12,220
50 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 42,46942.5k $685.5k $685.5k 0.00% Added +6.5k +6,464
51 Campbell & CO Investment Adviser LLC 0.04% of their portfolio BALTIMORE, MD 42,25942.3k $682.1k $682.1k 0.04% Added +31.6k +31,621
52 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 41,39341.4k $668.1k $668.1k 0.00% Reduced -2.2k -2,213
53 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 40,90140.9k $660.1k $660.1k 0.00% Added +4.3k +4,295
54 Triumph Capital Management 0.19% of their portfolio DENVER, CO 38,24238.2k $617.2k $617.2k 0.19% Added +1.3k +1,335
55 MONTAG A & ASSOCIATES INC 0.03% of their portfolio ATLANTA, GA 37,98738.0k $613.1k $613.1k 0.03% Unchanged
56 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 35,22235.2k $568.5k $568.5k 0.00% Reduced -10.6k -10,554
57 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 34,11234.1k $550.6k $550.6k 0.00% Added +299 +299
58 Samalin Investment Counsel, LLC 0.21% of their portfolio CHAPPAQUA, NY 33,50833.5k $540.8k $540.8k 0.21% Added +2.0k +2,027
59 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 33,43233.4k $539.6k $539.6k 0.00% Reduced -26.5k -26,523
60 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 30,29930.3k $489.0k $489.0k 0.01% New
61 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 29,92729.9k $495.3k $495.3k 0.01% Added +632 +632
62 Next Capital Management LLC 0.16% of their portfolio NEW YORK, NY 27,52027.5k $444.2k $444.2k 0.16% Unchanged
63 MQS Management LLC 0.24% of their portfolio NEW YORK, NY 27,42127.4k $442.6k $442.6k 0.24% Reduced -6.4k -6,390
64 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 25,79425.8k $416.3k $416.3k 0.00% Reduced -4.2k -4,232
65 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,30925.3k $408.5k $408.5k 0.00% Reduced -1.4k -1,364
66 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 25,08425.1k $404.9k $404.9k 0.00% New
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 24,99425.0k $403.0k $403.0k 0.00% Added +3.3k +3,261
68 Inspire Investing, LLC 0.04% of their portfolio MERIDIAN, ID 24,07024.1k $388.5k $388.5k 0.04% Added +3.7k +3,700
69 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 22,60022.6k $365.0k $365.0k 0.00% Reduced -16.2k -16,200
70 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 22,22222.2k $358.7k $358.7k 0.01% Added +167 +167
71 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 21,70321.7k $350.0k $350.0k 0.00% New
72 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 20,43220.4k $329.8k $329.8k 0.00% New
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,32520.3k $328.0k $328.0k 0.00% New
74 Dynamic Technology Lab Private Ltd 0.04% of their portfolio SINGAPORE, U0 20,22720.2k $326.0k $326.0k 0.04% New
75 Running Point Capital Advisors, LLC 0.09% of their portfolio EL SEGUNDO, CA 20,00020.0k $322.8k $322.8k 0.09% Added +7.2k +7,200
76 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,07819.1k $307.9k $307.9k 0.00% Added +1.0k +1,004
77 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 18,76218.8k $302.8k $302.8k 0.01% Added +593 +593
78 KELLEHER FINANCIAL ADVISORS 0.11% of their portfolio NEW YORK, NY 18,74818.7k $302.6k $302.6k 0.11% Added +36 +36
79 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 17,39417.4k $280.7k $280.7k 0.01% Added +21 +21
80 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 16,69616.7k $269.5k $269.5k 0.00% New
81 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,95215.0k $241.3k $241.3k 0.00% Reduced -28.9k -28,895
82 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 14,90414.9k $240.5k $240.5k 0.01% Added +633 +633
83 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 14,83014.8k $239.4k $239.4k 0.00% Added +8.4k +8,449
84 BARD ASSOCIATES INC 0.07% of their portfolio CHICAGO, IL 13,38513.4k $216.0k $216.0k 0.07% Reduced -150 -150
85 Virtu Financial LLC 0.01% of their portfolio New York, NY 13,25913.3k $214.0k $214.0k 0.01% New
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,00013.0k $209.8k $209.8k 0.00% New
87 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 12,87812.9k $207.9k $207.9k 0.00% New
88 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 12,61412.6k $203.6k $203.6k 0.00% Unchanged
89 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,49912.5k $201.7k $201.7k 0.00% Added +1.5k +1,508
90 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,49312.5k $201.6k $201.6k 0.00% Reduced -8.6k -8,589
91 CFO4Life Group, LLC 0.03% of their portfolio COPPELL, TX 12,00012.0k $193.7k $193.7k 0.03% Unchanged
92 Brevan Howard Capital Management LP 0.00% of their portfolio ST. HELIER, Y9 11,97912.0k $193.3k $193.3k 0.00% New
93 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 11,81711.8k $190.7k $190.7k 0.00% Added +342 +342
94 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 11,76611.8k $189.9k $189.9k 0.00% New
95 PharVision Advisers, LLC 0.25% of their portfolio BOCA RATON, FL 10,88110.9k $175.6k $175.6k 0.25% New
96 Rossmore Private Capital 0.02% of their portfolio GLASTONBURY, CT 10,00010.0k $161.4k $161.4k 0.02% Unchanged
97 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,7799.8k $157.8k $157.8k 0.00% Unchanged
98 Westend Capital Management, LLC 0.04% of their portfolio SAUSALITO, CA 8,2988.3k $133.9k $133.9k 0.04% Added +199 +199
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 7,4827.5k $120.8k $120.8k 0.00% New
100 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 5,4905.5k $88.0k $88.0k 0.00% Reduced -11.2k -11,212