Vault-13

SOL STRATEGIES INC STKE

COM · Common Stock · CUSIP 83411A205

27 institutional holders +2 vs Q1 2026
1,412,5861.4m shares reported held*
$1.7mreported value*
9 new 5 added 7 reduced 7 sold out net sold ≈ $69.9k (-59.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.18. Options: 4 managers hold calls ($169.1k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 25: 21Q4 25: 26Q1 26: 25Q2 26: 2727Q3 25Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q3 202521
Q4 202526
Q1 202625
Q2 202627

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 25: 14 bought or addedQ4 25: 12 cut or sold outQ4 25Q1 26: 11 bought or addedQ1 26: 12 cut or sold outQ1 26Q2 26: 14 bought or addedQ2 26: 14 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q4 20251412
Q1 20261112
Q2 20261414

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 25 calls: $448.7kQ3 25 puts: $4.3kQ3 25P/C 0.01Q4 25 calls: $1.5mQ4 25 puts: $48.0kQ4 25P/C 0.03Q1 26 calls: $904.6kQ1 26 puts: $39.3kQ1 26P/C 0.04Q2 26 calls: $169.1kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$448.7k$4.3k0.01
Q4 2025$1.5m$48.0k0.03
Q1 2026$904.6k$39.3k0.04
Q2 2026$169.1k$00.00

Biggest buyers

J. Derek Lewis & Associates Inc. Added +187,280+187.3k
Key Client Fiduciary Advisors, LLC Added +25,800+25.8k
BANK OF MONTREAL /CAN/ New +22,239+22.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +22,177+22.2k
Fortis Group Advisors, LLC New +15,114+15.1k
KELLEHER FINANCIAL ADVISORS New +12,500+12.5k
CARY STREET PARTNERS FINANCIAL LLC New +10,300+10.3k
StoneX Group Inc. Added +8,607+8.6k
Integrated Wealth Concepts LLC New +8,118+8.1k
ROYAL BANK OF CANADA Added +738+738

Biggest sellers

UBS Group AG Reduced -137,214-137.2k
MARSHALL WACE, LLP Sold out -94,221-94.2k
JANE STREET GROUP, LLC Reduced -45,602-45.6k
Virtu Financial LLC Sold out -24,200-24.2k
TWO SIGMA SECURITIES, LLC Sold out -15,555-15.6k
CITADEL ADVISORS LLC Sold out -15,421-15.4k
MMCAP International Inc. SPC Reduced -13,846-13.8k
NORTHBRIDGE FINANCIAL GROUP, LLC Reduced -13,072-13.1k
GROUP ONE TRADING LLC Reduced -11,712-11.7k
CAPTRUST FINANCIAL ADVISORS Reduced -1,125-1.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $112.8k96.4k shares
GROUP ONE TRADING LLC Reduced $36.5k31.2k shares
CITADEL ADVISORS LLC Reduced $12.8k10.9k shares
SIMPLEX TRADING, LLC Reduced $7.0k6.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GUOGA ANTANAS 13G · exempt (held before listing) new · filed 2025-11-10 16.3% new 3.6m≈ $4.2m 2025-11-10
Polar Asset Management Partners Inc. 13G · institution new · filed 2025-11-14 10.0% new 5.1m≈ $6.0m 2025-11-14

Fell to 5% or below in the last year: BANK OF MONTREAL /CAN/ (0.0%, 2026-05-13)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 J. Derek Lewis & Associates Inc. 0.08% of their portfolio NEWPORT BEACH, CA 381,280381.3k $446.1k $446.1k 0.08% Added +187.3k +187,280
2 Key Client Fiduciary Advisors, LLC 0.12% of their portfolio Fairfield, NJ 356,387356.4k $417.0k $417.0k 0.12% Added +25.8k +25,800
3 MMCAP International Inc. SPC 0.02% of their portfolio GRAND CAYMAN, E9 236,154236.2k $279.5k $279.5k 0.02% Reduced -13.8k -13,846
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 105,288105.3k $123.2k $123.2k 0.00% Reduced -137.2k -137,214
5 Lighthouse Investment Partners, LLC 0.00% of their portfolio Palm Beach Gardens, FL 67,50067.5k $79.0k $79.0k 0.00% Unchanged
6 StoneX Group Inc. 0.00% of their portfolio NEW YORK, NY 41,12841.1k $54.7k $54.7k 0.00% Added +8.6k +8,607
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,20631.2k $36.9k $36.9k 0.00% Reduced -45.6k -45,602
8 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 28,12528.1k $32.9k $32.9k 0.00% Unchanged
9 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,51022.5k $26.3k $26.3k 0.00% Unchanged
10 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 22,23922.2k $26.0k $26.0k 0.00% New
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,17722.2k $25.9k $25.9k 0.00% New
12 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,99521.0k $24.6k $24.6k 0.00% Reduced -1.1k -1,125
13 Fortis Group Advisors, LLC 0.00% of their portfolio WESTWOOD, NJ 15,11415.1k $17.7k $17.7k 0.00% New
14 NORTHBRIDGE FINANCIAL GROUP, LLC 0.01% of their portfolio TAMPA, FL 13,99214.0k $16.4k $16.4k 0.01% Reduced -13.1k -13,072
15 KELLEHER FINANCIAL ADVISORS 0.00% of their portfolio NEW YORK, NY 12,50012.5k $14.6k $14.6k 0.00% New
16 Foguth Wealth Management, LLC. 0.00% of their portfolio BRIGHTON, MI 11,70911.7k $13.7k $13.7k 0.00% Unchanged
17 CARY STREET PARTNERS FINANCIAL LLC 0.00% of their portfolio RICHMOND, VA 10,30010.3k $12.1k $12.1k 0.00% New
18 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 8,1188.1k $9.5k $9.5k 0.00% New
19 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,3593.4k $3.9k $3.9k 0.00% Reduced -436 -436
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,3111.3k $2.0k $2.0k 0.00% Added +738 +738
21 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 723723 $1.2k $1.2k 0.00% New
22 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 181181 $212 $212 0.00% New
23 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 149149 $174 $174 0.00% Reduced -11.7k -11,712
24 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 100100 $117 $117 0.00% Unchanged
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3535 $41 $41 0.00% Unchanged
26 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 44 $5 $5 0.00% Added +1 +1
27 FIDUCIARY FINANCIAL ADVISORS 0.00% of their portfolio GRAND RAPIDS, MI 22 $2 $2 0.00% New