SOFI TECHNOLOGIES INC SOFI
COM · Common Stock · CUSIP 83406F102 · ISIN US83406F1021
American financial services company
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($157.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.88. Options: 62 managers hold calls ($3.2bn notional), 63 hold puts ($2.5bn).
Trends to Q1 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 493 |
| Q4 2022 | 513 |
| Q1 2023 | 532 |
| Q2 2023 | 519 |
| Q3 2023 | 515 |
| Q4 2023 | 573 |
| Q1 2024 | 601 |
| Q2 2024 | 594 |
| Q3 2024 | 626 |
| Q4 2024 | 705 |
| Q1 2025 | 717 |
| Q2 2025 | 747 |
| Q3 2025 | 914 |
| Q4 2025 | 1,006 |
| Q1 2026 | 926 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2024 | 317 | 240 |
| Q3 2024 | 326 | 236 |
| Q4 2024 | 324 | 303 |
| Q1 2025 | 407 | 301 |
| Q2 2025 | 424 | 285 |
| Q3 2025 | 538 | 309 |
| Q4 2025 | 564 | 328 |
| Q1 2026 | 490 | 486 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2025 | $2.8bn | $2.4bn | 0.86 |
| Q3 2025 | $4.0bn | $3.8bn | 0.96 |
| Q4 2025 | $4.4bn | $4.1bn | 0.92 |
| Q1 2026 | $3.2bn | $2.5bn | 0.77 |
Biggest buyers
| UBS Group AG | Added | +21.0m |
| Qube Research & Technologies Ltd | Added | +13.4m |
| JANE STREET GROUP, LLC | Added | +8.4m |
| GOLDMAN SACHS GROUP INC | Added | +8.0m |
| MORGAN STANLEY | Added | +7.9m |
| HRT FINANCIAL LP | Added | +6.5m |
| MILLENNIUM MANAGEMENT LLC | Added | +5.7m |
| Defiance ETFs, LLC | New | +5.4m |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | Added | +4.8m |
| CITIGROUP INC | Added | +4.6m |
Biggest sellers
| JPMORGAN CHASE & CO | Reduced | -62.3m |
| TWO SIGMA ADVISERS, LP | Sold out | -10.3m |
| TWO SIGMA INVESTMENTS, LP | Reduced | -8.0m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -7.0m |
| Tidal Investments LLC | Reduced | -3.1m |
| FMR LLC | Reduced | -3.0m |
| ROYAL BANK OF CANADA | Reduced | -2.9m |
| BANK OF AMERICA CORP /DE/ | Reduced | -2.6m |
| Burkehill Global Management, LP | Sold out | -2.0m |
| MIZUHO MARKETS AMERICAS LLC | Reduced | -1.8m |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $867.0m54.6m shares |
| JANE STREET GROUP, LLC | Added | $818.2m51.5m shares |
| UBS Group AG | Added | $316.2m19.9m shares |
| CITADEL ADVISORS LLC | Reduced | $302.4m19.0m shares |
| SIMPLEX TRADING, LLC | Added | $126.6m8.0m shares |
| IMC-Chicago, LLC | Reduced | $117.8m7.4m shares |
| D. E. Shaw & Co., Inc. | Reduced | $100.1m6.3m shares |
| Optiver Holding B.V. | New | $97.1m6.1m shares |
| GROUP ONE TRADING LLC | Reduced | $69.3m4.4m shares |
| Walleye Trading LLC | Reduced | $51.7m3.3m shares |
Biggest puts
| JANE STREET GROUP, LLC | Added | $502.6m31.7m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $437.0m27.5m shares |
| CITADEL ADVISORS LLC | Reduced | $281.3m17.7m shares |
| Squarepoint Ops LLC | Added | $122.2m7.7m shares |
| GOLDMAN SACHS GROUP INC | Reduced | $99.2m6.2m shares |
| BANK OF MONTREAL /CAN/ | Reduced | $95.6m6.0m shares |
| IMC-Chicago, LLC | Reduced | $95.1m6.0m shares |
| D. E. Shaw & Co., Inc. | Reduced | $87.8m5.5m shares |
| Optiver Holding B.V. | New | $66.4m4.2m shares |
| SIMPLEX TRADING, LLC | Reduced | $57.7m3.6m shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.3% |
| BlackRock, Inc. 13G · institution new · filed 2026-04-27 | 5.1% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC), JPMORGAN CHASE & CO (3.7%, 2026-02-04), JANE STREET GROUP, LLC (2.6%, 2025-11-13)
Insider purchases and sales in Q1 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2024 | 1 | $797.3k | 1 | $360.7k | $360.7k |
| Q3 2024 | 0 | — | 2 | $808.2k | $808.2k |
| Q4 2024 | 1 | $500.0k | 4 | $501.0m | $1.4m |
| Q1 2025 | 0 | — | 2 | $1.3m | $1.3m |
| Q2 2025 | 0 | — | 3 | $3.9m | $1.5m |
| Q3 2025 | 0 | — | 2 | $3.5m | $3.5m |
| Q4 2025 | 0 | — | 3 | $4.4m | $4.4m |
| Q1 2026 | 3 | $1.7m | 3 | $4.2m | $2.2m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-03-20 | Keough Kelli EVP, GBUL, SIPS | Sold plan | $165.0k9.7k shares |
| 2026-03-18 | Rishel Jeremy Chief Technology Officer | Sold plan | $1.7m95.0k shares |
| 2026-03-17 | Noto Anthony Chief Executive Officer, director | Bought | $500.5k28.9k shares |
| 2026-03-02 | Noto Anthony Chief Executive Officer, director | Bought | $1.0m56.0k shares |
| 2026-02-20 | Keough Kelli EVP, GBUL, SIPS | Sold plan | $184.1k9.8k shares |
| 2026-02-06 | Freiberg Steven J Director | Sold | $1.9m94.2k shares |
| 2026-02-06 | Lavet Robert S General Counsel · The Reporting Person is a beneficiary and trustee of the Robert S. Lavet Trust | Bought | $105.2k5.0k shares |
| 2026-02-05 | Schuppenhauer Eric EVP GBUL Borrow | Bought | $99.7k5.0k shares |
| 2026-01-20 | Keough Kelli EVP, GBUL, SIPS | Sold plan | $243.8k9.5k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2026
| Manager | Shares | Change |
|---|---|---|
| BlackRock, Inc. 0.02% of their portfolio | 69.6m $1.1bn | Added +421.2k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 57.1m $906.9m | First filing |
| VANGUARD PORTFOLIO MANAGEMENT LLC 0.04% of their portfolio | 51.0m $809.5m | First filing |
| D. E. Shaw & Co., Inc. 0.53% of their portfolio | 42.7m $678.4m | Added +4.0m |
| UBS Group AG 0.10% of their portfolio | 36.4m $578.3m | Added +21.0m |
| STATE STREET CORP 0.01% of their portfolio | 27.3m $433.8m | Added +1.4m |
| GEODE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio | 26.0m $412.7m | Added +2.3m |
| MORGAN STANLEY 0.02% of their portfolio | 21.3m $337.6m | Added +7.9m |
| JANE STREET GROUP, LLC 0.31% of their portfolio | 18.0m $286.1m | Added +8.4m |
| Qube Research & Technologies Ltd 0.38% of their portfolio | 16.8m $266.8m | Added +13.4m |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.81% of their portfolio | 12.7m $201.0m | Added +4.8m |
| GOLDMAN SACHS GROUP INC 0.03% of their portfolio | 12.5m $199.0m | Added +8.0m |
| CITADEL ADVISORS LLC 0.12% of their portfolio | 11.0m $175.4m | Reduced -481.3k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 10.8m $172.2m | Reduced -2.6m |
| DIMENSIONAL FUND ADVISORS LP 0.03% of their portfolio | 9.1m $144.5m | Added +359.8k |
| HRT FINANCIAL LP 0.47% of their portfolio | 8.3m $132.4m | Added +6.5m |
| MILLENNIUM MANAGEMENT LLC 0.10% of their portfolio | 8.3m $131.1m | Added +5.7m |
| VANGUARD FIDUCIARY TRUST CO 0.03% of their portfolio | 7.9m $125.7m | First filing |
| CITIGROUP INC 0.08% of their portfolio | 7.5m $119.0m | Added +4.6m |
| NORTHERN TRUST CORP 0.02% of their portfolio | 7.3m $116.7m | Added +367.6k |
| BANK OF MONTREAL /CAN/ 0.04% of their portfolio | 6.8m $107.5m | Added +588.5k |
| ROYAL BANK OF CANADA 0.02% of their portfolio | 6.8m $107.4m | Reduced -2.9m |
| MARSHALL WACE, LLP 0.11% of their portfolio | 6.5m $103.5m | Reduced -131.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio | 6.5m $102.7m | Added +431.9k |
| Sumitomo Mitsui Trust Group, Inc. 0.06% of their portfolio | 5.7m $90.3m | Added +156.2k |
| WORLDQUANT MILLENNIUM ADVISORS LLC 0.33% of their portfolio | 5.4m $86.0m | Added +3.5m |
| Defiance ETFs, LLC 1.22% of their portfolio | 5.4m $85.0m | New |
| BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio | 4.8m $76.4m | Added +2.0m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.10% of their portfolio | 4.8m $75.8m | Reduced -7.0m |
| Squarepoint Ops LLC 0.16% of their portfolio | 4.7m $75.1m | Added +1.1m |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio | 4.7m $75.1m | Added +590.3k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.05% of their portfolio | 4.6m $73.8m | Added +611.5k |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 4.4m $70.2m | Reduced -1.3m |
| Accel Growth Fund V Associates L.L.C. 79.82% of their portfolio | 4.1m $65.2m | Unchanged |
| Bank of New York Mellon Corp 0.01% of their portfolio | 4.0m $64.0m | Reduced -142.3k |
| ARK Investment Management LLC 0.47% of their portfolio | 3.8m $60.9m | Reduced -270.1k |
| Swiss National Bank 0.03% of their portfolio | 3.7m $58.9m | Added +427.2k |
| Legal & General Group Plc 0.01% of their portfolio | 3.5m $54.8m | Added +966.0k |
| Nuveen, LLC 0.01% of their portfolio | 3.4m $54.5m | Reduced -382.2k |
| Amova Asset Management Americas, Inc. 0.70% of their portfolio | 3.1m $49.8m | Reduced -161.7k |
| LPL Financial LLC 0.01% of their portfolio | 3.0m $47.2m | Added +583.3k |
| Daiwa Securities Group Inc. 0.13% of their portfolio | 2.9m $45.7m | Added +2.8m |
| BARCLAYS PLC 0.02% of their portfolio | 2.8m $44.3m | Reduced -1.7m |
| Harvest Portfolios Group Inc. 0.67% of their portfolio | 2.5m $40.4m | Added +843.8k |
| Trexquant Investment LP 0.27% of their portfolio | 2.3m $37.2m | Added +2.0m |
| Optiver Holding B.V. 1.40% of their portfolio | 2.3m $37.0m | New |
| RENAISSANCE TECHNOLOGIES LLC 0.06% of their portfolio | 2.3m $36.8m | New |
| IMC-Chicago, LLC 0.56% of their portfolio | 2.3m $36.6m | Added +840.2k |
| TORONTO DOMINION BANK 0.07% of their portfolio | 2.2m $34.8m | Added +2.0m |
| VANGUARD ASSET MANAGEMENT, Ltd 0.03% of their portfolio | 2.1m $33.4m | First filing |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.03% of their portfolio | 1.8m $29.1m | Added +49.1k |
| National Pension Service 0.02% of their portfolio | 1.8m $28.9m | Added +129.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.8m $27.0m | Reduced -62.3m |
| California Public Employees Retirement System 0.02% of their portfolio | 1.8m $27.9m | Reduced -565.7k |
| Amundi 0.01% of their portfolio | 1.7m $27.2m | Reduced -146.3k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.04% of their portfolio | 1.7m $27.1m | New |
| Walleye Trading LLC 0.55% of their portfolio | 1.7m $26.7m | Reduced -1.0m |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 1.6m $25.8m | Reduced -212.4k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio | 1.6m $25.8m | Added +1.5m |
| TREMBLANT CAPITAL GROUP 0.82% of their portfolio | 1.6m $25.5m | Reduced -18.6k |
| Invesco Ltd. 0.00% of their portfolio | 1.6m $25.1m | Reduced -61.2k |
| MIZUHO MARKETS AMERICAS LLC 0.66% of their portfolio | 1.5m $23.8m | Reduced -1.8m |
| TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio | 1.5m $23.6m | Reduced -8.0m |
| FORA Capital, LLC 1.70% of their portfolio | 1.5m $23.2m | Added +929.5k |
| Patient Capital Management, LLC 0.79% of their portfolio | 1.3m $21.1m | Added +127.8k |
| Jump Financial, LLC 0.30% of their portfolio | 1.3m $20.6m | Added +633.2k |
| RHUMBLINE ADVISERS 0.02% of their portfolio | 1.3m $20.4m | Reduced -384 |
| GROUP ONE TRADING LLC 0.66% of their portfolio | 1.3m $20.0m | Added +103.0k |
| FMR LLC 0.00% of their portfolio | 1.3m $19.9m | Reduced -3.0m |
| Hudson Bay Capital Management LP 0.12% of their portfolio | 1.2m $19.4m | Added +665.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 1.2m $18.7m | Reduced -1.0m |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 1.2m $18.7m | Added +153.8k |
| PFA Pension, Forsikringsaktieselskab 0.06% of their portfolio | 1.2m $18.4m | Added +446.6k |
| FIRST TRUST ADVISORS LP 0.01% of their portfolio | 1.2m $18.3m | Reduced -1.4m |
| Rockefeller Capital Management L.P. 0.03% of their portfolio | 1.1m $18.0m | Added +120.3k |
| Jefferies Financial Group Inc. 0.22% of their portfolio | 1.1m $18.0m | Added +1.0m |
| SBI Securities Co., Ltd. 0.49% of their portfolio | 1.1m $17.9m | Added +55.1k |
| Clear Street Group Inc. 0.10% of their portfolio | 1.1m $17.6m | Reduced -197.8k |
| Man Group plc 0.04% of their portfolio | 1.1m $17.2m | Added +574.5k |
| DIVERSIFY WEALTH MANAGEMENT, LLC 0.29% of their portfolio | 1.0m $16.2m | Added +1.0m |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.03% of their portfolio | 1.0m $16.0m | Unchanged |
| STATE OF MICHIGAN RETIREMENT SYSTEM 0.08% of their portfolio | 1.0m $15.9m | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.03% of their portfolio | 970.0k $15.4m | Added +85.9k |
| SIMPLEX TRADING, LLC 0.48% of their portfolio | 968.4k $15.4m | Reduced -838.0k |
| Marex Group Ltd 0.16% of their portfolio | 958.8k $15.2m | Reduced -290.1k |
| SG Americas Securities, LLC 0.02% of their portfolio | 939.1k $14.9m | Added +36.8k |
| Entropy Technologies, LP 0.67% of their portfolio | 910.6k $14.5m | New |
| Diversify Advisory Services, LLC 2.13% of their portfolio | 898.6k $14.0m | Added +65.9k |
| Baltimore-Washington Financial Advisors, Inc. 0.60% of their portfolio | 876.0k $13.9m | Added +61.9k |
| AVIVA PLC 0.02% of their portfolio | 863.7k $13.7m | Added +69.8k |
| Korea Investment CORP 0.03% of their portfolio | 845.5k $13.4m | Added +187.3k |
| HSBC HOLDINGS PLC 0.01% of their portfolio | 824.1k $13.1m | Reduced -14.1k |
| Provident Living Financial Services, Inc. 13.23% of their portfolio | 823.3k $12.0m | Reduced -124.1k |
| JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio | 804.2k $12.2m | Added +232.0k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio | 778.2k $12.4m | Added +174.8k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 765.1k $12.1m | Reduced -564.8k |
| Jain Global LLC 0.15% of their portfolio | 764.9k $12.1m | Reduced -347.0k |
| Quantitative Investment Management, LLC 1.25% of their portfolio | 760.2k $12.1m | Added +699.9k |
| Cetera Investment Advisers 0.01% of their portfolio | 710.5k $11.3m | Added +41.8k |
| OSAIC HOLDINGS, INC. 0.02% of their portfolio | 690.2k $11.0m | Added +154.0k |