SOFI TECHNOLOGIES INC SOFI
COM · Common Stock · CUSIP 83406F102 · ISIN US83406F1021
American financial services company
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($35.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.63. Options: 54 managers hold calls ($1.3bn notional), 43 hold puts ($968.1m).
Trends to Q1 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 493 |
| Q4 2022 | 513 |
| Q1 2023 | 532 |
| Q2 2023 | 519 |
| Q3 2023 | 515 |
| Q4 2023 | 573 |
| Q1 2024 | 601 |
| Q2 2024 | 594 |
| Q3 2024 | 626 |
| Q4 2024 | 705 |
| Q1 2025 | 717 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2023 | 253 | 229 |
| Q3 2023 | 255 | 216 |
| Q4 2023 | 284 | 202 |
| Q1 2024 | 360 | 208 |
| Q2 2024 | 317 | 240 |
| Q3 2024 | 326 | 236 |
| Q4 2024 | 324 | 303 |
| Q1 2025 | 407 | 301 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2024 | $626.3m | $518.0m | 0.83 |
| Q3 2024 | $671.6m | $611.6m | 0.91 |
| Q4 2024 | $1.8bn | $1.6bn | 0.91 |
| Q1 2025 | $1.3bn | $968.1m | 0.74 |
Biggest buyers
| Qube Research & Technologies Ltd | Added | +6.1m |
| BANK OF AMERICA CORP /DE/ | Added | +5.5m |
| RENAISSANCE TECHNOLOGIES LLC | Added | +4.5m |
| MARSHALL WACE, LLP | Added | +4.1m |
| D. E. Shaw & Co., Inc. | Added | +3.8m |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | Added | +3.7m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +3.7m |
| JPMORGAN CHASE & CO | Added | +3.6m |
| Balyasny Asset Management L.P. | New | +3.3m |
| CITADEL ADVISORS LLC | Added | +2.6m |
Biggest sellers
| TWO SIGMA ADVISERS, LP | Reduced | -10.0m |
| ARK Investment Management LLC | Reduced | -7.4m |
| TWO SIGMA INVESTMENTS, LP | Reduced | -6.4m |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -5.3m |
| Sumitomo Mitsui Trust Group, Inc. | Reduced | -5.1m |
| Amova Asset Management Americas, Inc. | Reduced | -5.1m |
| CAPITAL FUND MANAGEMENT S.A. | Sold out | -3.3m |
| Squarepoint Ops LLC | Reduced | -3.0m |
| Amundi | Reduced | -2.7m |
| Azora Capital LP | Reduced | -2.2m |
Biggest calls
| JANE STREET GROUP, LLC | Added | $253.5m21.8m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $185.9m16.0m shares |
| CITADEL ADVISORS LLC | Reduced | $162.5m14.0m shares |
| UBS Group AG | Reduced | $132.2m11.4m shares |
| D. E. Shaw & Co., Inc. | Added | $100.1m8.6m shares |
| SIMPLEX TRADING, LLC | Reduced | $57.6m5.0m shares |
| IMC-Chicago, LLC | Added | $57.0m4.9m shares |
| BARCLAYS PLC | Added | $54.7m4.7m shares |
| WOLVERINE TRADING, LLC | Added | $49.7m4.2m shares |
| CAPITAL FUND MANAGEMENT S.A. | Added | $44.0m3.8m shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $175.7m15.1m shares |
| CITADEL ADVISORS LLC | Reduced | $139.5m12.0m shares |
| JANE STREET GROUP, LLC | Reduced | $84.2m7.2m shares |
| SIMPLEX TRADING, LLC | Added | $62.5m5.4m shares |
| IMC-Chicago, LLC | Reduced | $45.0m3.9m shares |
| CAPITAL FUND MANAGEMENT S.A. | Added | $41.5m3.6m shares |
| GOLDMAN SACHS GROUP INC | Added | $40.7m3.5m shares |
| LMR Partners LLP | Reduced | $38.3m3.3m shares |
| UBS Group AG | Added | $35.7m3.1m shares |
| Twin Tree Management, LP | Added | $32.9m2.8m shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.3% |
| BlackRock, Inc. 13G · institution new · filed 2026-04-27 | 5.1% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC), JPMORGAN CHASE & CO (3.7%, 2026-02-04), JANE STREET GROUP, LLC (2.6%, 2025-11-13)
Insider purchases and sales in Q1 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2023 | 1 | $994.2k | 4 | $4.7m | — |
| Q3 2023 | 0 | — | 1 | $475.4k | — |
| Q4 2023 | 2 | $544.6k | 4 | $4.5m | $550.3k |
| Q1 2024 | 0 | — | 1 | $390.0k | $390.0k |
| Q2 2024 | 1 | $797.3k | 1 | $360.7k | $360.7k |
| Q3 2024 | 0 | — | 2 | $808.2k | $808.2k |
| Q4 2024 | 1 | $500.0k | 4 | $501.0m | $1.4m |
| Q1 2025 | 0 | — | 2 | $1.3m | $1.3m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2025-03-20 | Rishel Jeremy Chief Technology Officer | Sold plan | $867.4k68.6k shares |
| 2025-03-20 | Keough Kelli EVP, GBUL, SIPS | Sold plan | $142.2k11.2k shares |
| 2025-02-20 | Keough Kelli EVP, GBUL, SIPS | Sold plan | $141.7k9.2k shares |
| 2025-01-21 | Keough Kelli EVP, GBUL, SIPS | Sold plan | $156.7k8.9k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2025
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.02% of their portfolio | 99.5m $1.2bn | Added +1.1m |
| BlackRock, Inc. 0.01% of their portfolio | 47.5m $552.4m | Added +204.5k |
| D. E. Shaw & Co., Inc. 0.48% of their portfolio | 35.1m $408.0m | Added +3.8m |
| GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 19.1m $221.6m | Added +1.1m |
| STATE STREET CORP 0.01% of their portfolio | 18.7m $217.8m | Reduced -33.2k |
| UBS Group AG 0.04% of their portfolio | 14.4m $167.8m | Added +1.9m |
| MORGAN STANLEY 0.01% of their portfolio | 13.8m $160.1m | Added +212.8k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 11.5m $133.9m | Added +5.5m |
| RENAISSANCE TECHNOLOGIES LLC 0.20% of their portfolio | 11.1m $129.1m | Added +4.5m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.19% of their portfolio | 9.8m $114.1m | Added +3.7m |
| TWO SIGMA INVESTMENTS, LP 0.24% of their portfolio | 9.5m $110.5m | Reduced -6.4m |
| TWO SIGMA ADVISERS, LP 0.25% of their portfolio | 9.4m $109.7m | Reduced -10.0m |
| DIMENSIONAL FUND ADVISORS LP 0.03% of their portfolio | 9.1m $105.3m | Reduced -5.3m |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.37% of their portfolio | 8.6m $99.9m | Added +3.7m |
| NORGES BANK 0.01% of their portfolio | 8.4m $97.4m | Added +1.6m |
| CITADEL ADVISORS LLC 0.09% of their portfolio | 8.1m $93.8m | Added +2.6m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 6.5m $75.3m | Added +159.1k |
| Qube Research & Technologies Ltd 0.11% of their portfolio | 6.3m $73.1m | Added +6.1m |
| NORTHERN TRUST CORP 0.01% of their portfolio | 6.0m $69.6m | Reduced -64.3k |
| WELLS FARGO & COMPANY/MN 0.02% of their portfolio | 6.0m $69.2m | Reduced -1.2m |
| JANE STREET GROUP, LLC 0.10% of their portfolio | 4.9m $56.5m | Reduced -1.1m |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.05% of their portfolio | 4.3m $50.5m | Added +1.6m |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 4.3m $50.0m | Added +3.6m |
| MARSHALL WACE, LLP 0.07% of their portfolio | 4.2m $49.4m | Added +4.1m |
| Accel Growth Fund V Associates L.L.C. 68.51% of their portfolio | 4.1m $47.7m | Unchanged |
| Nuveen, LLC 0.01% of their portfolio | 4.1m $47.6m | First filing |
| BANK OF MONTREAL /CAN/ 0.02% of their portfolio | 3.7m $42.5m | Added +100.3k |
| Patient Capital Management, LLC 2.11% of their portfolio | 3.5m $41.1m | Reduced -716.8k |
| ROYAL BANK OF CANADA 0.01% of their portfolio | 3.4m $39.9m | Reduced -136.4k |
| BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio | 3.4m $39.2m | First filing |
| Balyasny Asset Management L.P. 0.10% of their portfolio | 3.3m $38.9m | New |
| CITIGROUP INC 0.03% of their portfolio | 3.3m $38.3m | Reduced -75.1k |
| FIRST TRUST ADVISORS LP 0.03% of their portfolio | 3.3m $38.1m | Added +588.8k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 3.3m $37.9m | Added +37.9k |
| MIZUHO MARKETS AMERICAS LLC 0.80% of their portfolio | 3.2m $37.1m | Added +279.9k |
| Man Group plc 0.10% of their portfolio | 2.9m $34.3m | Added +2.5m |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio | 2.7m $31.7m | Added +205.9k |
| Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio | 2.6m $30.5m | Reduced -5.1m |
| Amova Asset Management Americas, Inc. 0.39% of their portfolio | 2.6m $30.5m | Reduced -5.1m |
| Azora Capital LP 1.78% of their portfolio | 2.3m $26.2m | Reduced -2.2m |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 2.2m $25.8m | Added +263.0k |
| ARK Investment Management LLC 0.24% of their portfolio | 2.0m $23.5m | Reduced -7.4m |
| Swiss National Bank 0.02% of their portfolio | 2.0m $23.2m | Added +5.6k |
| LPL Financial LLC 0.01% of their portfolio | 1.8m $21.1m | Added +209.3k |
| Aquatic Capital Management LLC 0.52% of their portfolio | 1.8m $20.6m | Added +31.8k |
| GROUP ONE TRADING LLC 0.84% of their portfolio | 1.7m $20.3m | Added +662.7k |
| California Public Employees Retirement System 0.01% of their portfolio | 1.7m $19.9m | Added +89.9k |
| ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio | 1.7m $19.9m | Added +426.8k |
| HRT FINANCIAL LP 0.14% of their portfolio | 1.7m $19.2m | Added +955.4k |
| Rockefeller Capital Management L.P. 0.05% of their portfolio | 1.6m $19.1m | Added +1.1m |
| Connor, Clark & Lunn Investment Management Ltd. 0.08% of their portfolio | 1.6m $18.7m | Reduced -1.1m |
| MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio | 1.6m $18.7m | Reduced -254.0k |
| STATE OF MICHIGAN RETIREMENT SYSTEM 0.10% of their portfolio | 1.5m $17.4m | Unchanged |
| ExodusPoint Capital Management, LP 0.21% of their portfolio | 1.3m $15.7m | New |
| FMR LLC 0.00% of their portfolio | 1.3m $15.6m | Added +344.3k |
| TUDOR INVESTMENT CORP ET AL 0.13% of their portfolio | 1.3m $15.1m | Reduced -1.0m |
| Legal & General Group Plc 0.00% of their portfolio | 1.1m $13.3m | Added +110.2k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 1.1m $12.5m | Added +42.2k |
| SIMPLEX TRADING, LLC 0.44% of their portfolio | 1.1m $12.5m | Added +515.6k |
| Diversify Advisory Services, LLC 0.87% of their portfolio | 1.0m $13.9m | Added +416.9k |
| Twin Tree Management, LP 0.26% of their portfolio | 1.0m $12.0m | Reduced -219.6k |
| Trexquant Investment LP 0.14% of their portfolio | 1.0m $11.9m | Added +408.7k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 975.4k $11.3m | Added +24.5k |
| FORA Capital, LLC 1.11% of their portfolio | 937.9k $10.9m | Added +270.7k |
| NORDEA INVESTMENT MANAGEMENT AB 0.01% of their portfolio | 936.6k $10.6m | Added +38.1k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio | 919.7k $10.7m | Added +47.3k |
| Invesco Ltd. 0.00% of their portfolio | 911.5k $10.6m | Reduced -497.3k |
| TOWNSQUARE CAPITAL LLC 0.11% of their portfolio | 871.7k $10.1m | Added +106.3k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 869.8k $10.1m | Reduced -648.4k |
| BARCLAYS PLC 0.00% of their portfolio | 840.6k $9.8m | Reduced -241.9k |
| SIERRA SUMMIT ADVISORS LLC 2.10% of their portfolio | 835.4k $9.7m | New |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.02% of their portfolio | 818.8k $9.5m | Reduced -21.3k |
| Walleye Trading LLC 0.25% of their portfolio | 755.1k $8.8m | Reduced -67.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 743.7k $8.6m | Added +46.9k |
| Engineers Gate Manager LP 0.14% of their portfolio | 729.4k $8.5m | Added +630.0k |
| BRIGHTON JONES LLC 0.27% of their portfolio | 718.5k $8.4m | Reduced -812 |
| Moors & Cabot, Inc. 0.42% of their portfolio | 708.7k $8.2m | Added +36.1k |
| Squarepoint Ops LLC 0.02% of their portfolio | 643.5k $7.5m | Reduced -3.0m |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 619.9k $7.2m | Reduced -320.3k |
| AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 609.3k $6.9m | Reduced -26.3k |
| Baltimore-Washington Financial Advisors, Inc. 0.37% of their portfolio | 604.9k $7.0m | Added +12.0k |
| Contrarius Group Holdings Ltd 0.48% of their portfolio | 601.3k $7.0m | New |
| Cerity Partners LLC 0.01% of their portfolio | 598.5k $7.0m | Added +90.9k |
| Wealthspire Retirement, LLC 0.53% of their portfolio | 572.4k $6.7m | Reduced -3.5k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 557.0k $6.5m | Added +13.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 544.3k $6.3m | Added +66.9k |
| Cetera Investment Advisers 0.01% of their portfolio | 538.3k $6.3m | Added +18.2k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 494.1k $5.7m | Added +111.2k |
| Verition Fund Management LLC 0.03% of their portfolio | 493.8k $5.7m | Added +45.9k |
| Treasurer of the State of North Carolina 0.02% of their portfolio | 488.8k $5.7m | Added +23.9k |
| Brevan Howard Capital Management LP 0.16% of their portfolio | 482.5k $5.6m | Added +182.9k |
| Entropy Technologies, LP 0.54% of their portfolio | 473.9k $5.5m | Added +140.5k |
| IMC-Chicago, LLC 0.21% of their portfolio | 470.2k $5.5m | Added +214.5k |
| SBI Securities Co., Ltd. 0.18% of their portfolio | 466.2k $5.4m | Added +225.8k |
| Parallax Volatility Advisers, L.P. 0.17% of their portfolio | 465.7k $5.4m | Added +410.7k |
| Mariner, LLC 0.01% of their portfolio | 463.4k $5.4m | Added +17.5k |
| ZACKS INVESTMENT MANAGEMENT 0.05% of their portfolio | 459.2k $5.3m | Reduced -18.0k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 457.8k $5.4m | Reduced -8.2k |
| CANTOR FITZGERALD, L. P. 0.20% of their portfolio | 451.8k $5.3m | New |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio | 450.1k $5.2m | Added +9.9k |