Vault-13

SNDL INC SNDL

COM · Common Stock · CUSIP 83307B101 · ISIN CA83307B1013

101 institutional holders -7 vs Q1 2023
9,945,6459.9m shares reported held*
$13.6mreported value*
15 new 21 added 17 reduced 23 sold out net sold ≈ $205.3k (-129.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.37. Options: 9 managers hold calls ($7.8m notional), 6 hold puts ($4.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 101Q1 23: 108Q2 23: 101101Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202290
Q4 2022101
Q1 2023108
Q2 2023101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 41 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 40 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224135
Q1 20234739
Q2 20233640

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $39.8mQ3 22 puts: $14.4mQ3 22P/C 0.36Q4 22 calls: $37.0mQ4 22 puts: $10.2mQ4 22P/C 0.27Q1 23 calls: $10.9mQ1 23 puts: $5.3mQ1 23P/C 0.49Q2 23 calls: $7.8mQ2 23 puts: $4.2mQ2 23P/C 0.55
Numbers
QuarterCallsPutsP/C
Q3 2022$39.8m$14.4m0.36
Q4 2022$37.0m$10.2m0.27
Q1 2023$10.9m$5.3m0.49
Q2 2023$7.8m$4.2m0.55

Biggest buyers

Mirae Asset Global Investments Co., Ltd. Added +706,875+706.9k
MILLENNIUM MANAGEMENT LLC Added +700,034+700.0k
AdvisorShares Investments LLC Added +400,000+400.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +124,371+124.4k
Penserra Capital Management LLC Added +82,316+82.3k
OLD MISSION CAPITAL LLC Added +81,667+81.7k
Verition Fund Management LLC New +71,500+71.5k
MORGAN STANLEY Added +65,144+65.1k
JANE STREET GROUP, LLC Added +61,237+61.2k
GOLDMAN SACHS GROUP INC New +52,555+52.6k

Biggest sellers

HRT FINANCIAL LP Sold out -785,040-785.0k
CITADEL ADVISORS LLC Reduced -622,690-622.7k
BlueCrest Capital Management Ltd Sold out -450,099-450.1k
OSAIC HOLDINGS, INC. Reduced -365,405-365.4k
Virtu Financial LLC Sold out -101,103-101.1k
RENAISSANCE TECHNOLOGIES LLC Sold out -82,117-82.1k
Polar Asset Management Partners Inc. Sold out -50,000-50.0k
Gotham Asset Management, LLC Sold out -40,122-40.1k
FIRETHORN WEALTH PARTNERS, LLC Reduced -39,150-39.1k
TWO SIGMA ADVISERS, LP Sold out -37,600-37.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.9m4.3m shares
SIMPLEX TRADING, LLC Reduced $1.2m853.7k shares
CITADEL ADVISORS LLC Added $327.2k238.8k shares
GROUP ONE TRADING LLC Reduced $261.8k191.1k shares
JANE STREET GROUP, LLC Reduced $103.6k75.6k shares
PRELUDE CAPITAL MANAGEMENT, LLC Unchanged $14.2k10.4k shares
BLUEFIN CAPITAL MANAGEMENT, LLC Unchanged $5611.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $038.6k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.4m1.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m756.3k shares
SIMPLEX TRADING, LLC Added $923.0k674.0k shares
GROUP ONE TRADING LLC Added $868.2k633.7k shares
BLUEFIN CAPITAL MANAGEMENT, LLC Unchanged $35.9k135.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 3,248,9563.2m $4.5m $4.5m 0.01% Added +706.9k +706,875
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 824,007824.0k $1.1m $1.1m 0.00% Added +65.1k +65,144
3 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 776,886776.9k $1.1m $1.1m 0.00% Added +700.0k +700,034
4 AdvisorShares Investments LLC 0.25% of their portfolio BETHESDA, MD 628,360628.4k $860.9k $860.9k 0.25% Added +400.0k +400,000
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 493,561493.6k $676.2k $676.2k 0.00% Reduced -2.5k -2,472
6 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 429,057429.1k $587.8k $587.8k 0.03% Added +45.9k +45,877
7 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 356,139356.1k $487.9k $487.9k 0.00% Unchanged
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 341,350341.4k $467.6k $467.6k 0.00% Added +124.4k +124,371
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 339,123339.1k $464.6k $464.6k 0.00% Added +5.4k +5,420
10 RBF Capital, LLC 0.03% of their portfolio RENO, NV 320,000320.0k $438.4k $438.4k 0.03% Unchanged
11 Penserra Capital Management LLC 0.01% of their portfolio ORINDA, CA 298,790298.8k $409.0k $409.0k 0.01% Added +82.3k +82,316
12 Cambria Investment Management, L.P. 0.02% of their portfolio Manhattan Beach, CA 170,555170.6k $233.7k $233.7k 0.02% Reduced -4.9k -4,873
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 157,920157.9k $216.3k $216.3k 0.00% Reduced -622.7k -622,690
14 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 133,817133.8k $183.3k $183.3k 0.00% Reduced -22.7k -22,745
15 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 129,892129.9k $178.0k $178.0k 0.01% First filing
16 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 111,988112.0k $153.0k $153.0k 0.01% Added +22.9k +22,904
17 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 111,000111.0k $152.1k $152.1k 0.01% Unchanged
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 108,299108.3k $148.4k $148.4k 0.00% Added +61.2k +61,237
19 OLD MISSION CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 97,17897.2k $133.1k $133.1k 0.00% Added +81.7k +81,667
20 State of Wyoming 0.04% of their portfolio CHEYENNE, WY 93,47493.5k $128.1k $128.1k 0.04% Added +50.5k +50,514
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 79,59879.6k $109.0k $109.0k 0.00% Added +50.1k +50,134
22 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 71,50071.5k $98.0k $98.0k 0.00% New
23 Leonteq Securities AG 0.01% of their portfolio ZURICH, V8 70,51970.5k $96.6k $96.6k 0.01% Added +4.8k +4,808
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 52,55552.6k $72.0k $72.0k 0.00% New
25 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 45,33045.3k $62.1k $62.1k 0.00% Reduced -120 -120
26 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 44,43844.4k $60.9k $60.9k 0.00% Reduced -2.6k -2,573
27 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 40,39140.4k $55.3k $55.3k 0.00% Added +518 +518
28 FIRETHORN WEALTH PARTNERS, LLC 0.04% of their portfolio AUGUSTA, GA 40,24040.2k $55.1k $55.1k 0.04% Reduced -39.1k -39,150
29 Newman Dignan & Sheerar, Inc. 0.01% of their portfolio PROVIDENCE, RI 34,42034.4k $47.2k $47.2k 0.01% Unchanged
30 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 34,21334.2k $46.9k $46.9k 0.00% New
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,17826.2k $35.9k $35.9k 0.00% Added +2.3k +2,349
32 Hilton Capital Management, LLC 0.00% of their portfolio Garden City, NY 24,63424.6k $33.7k $33.7k 0.00% New
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,63122.6k $31.0k $31.0k 0.00% Reduced -598 -598
34 BLUEFIN CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 19,70019.7k $27.0k $27.0k 0.01% New
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,98015.0k $21.0k $21.0k 0.00% Reduced -2.0k -2,000
36 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 14,36314.4k $20.0k $20.0k 0.00% Unchanged
37 FLOW TRADERS U.S. LLC 0.00% of their portfolio NEW YORK, NY 14,03514.0k $19.0k $19.0k 0.00% New
38 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 13,75813.8k $18.8k $18.8k 0.00% First filing
39 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 11,91011.9k $16.3k $16.3k 0.00% Added +6.9k +6,924
40 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,70911.7k $16.5k $16.5k 0.00% Added +762 +762
41 Estabrook Capital Management 0.00% of their portfolio NEW YORK, NY 10,55710.6k $14.5k $14.5k 0.00% Unchanged
42 Traynor Capital Management, Inc. 0.00% of their portfolio MALVERN, PA 10,51210.5k $14.4k $14.4k 0.00% Reduced -333 -333
43 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 10,49710.5k $14.4k $14.4k 0.00% Unchanged
44 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 10,04810.0k $14.5k $14.5k 0.00% Unchanged
45 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $13.7k $13.7k 0.00% Unchanged
46 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 10,00010.0k $13.7k $13.7k 0.00% Unchanged
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,1268.1k $11.4k $11.4k 0.00% Reduced -365.4k -365,405
48 CREDIT AGRICOLE S A 0.00% of their portfolio Montrouge Cedex, I0 3,0003.0k $4.1k $4.1k 0.00% Reduced -5.0k -5,000
49 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,7482.7k $5.0k $5.0k 0.00% Unchanged
50 HOEY INVESTMENTS, INC 0.00% of their portfolio COATESVILLE, PA 1,8921.9k $2.6k $2.6k 0.00% Added +1.4k +1,388
51 First Capital Advisors Group, LLC. 0.00% of their portfolio LITTLE SILVER, NJ 1,2871.3k $1.8k $1.8k 0.00% New
52 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 1,1201.1k $1.0k $1.0k 0.00% Added +40 +40
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 949949 $1.3k $1.3k 0.00% Reduced -10.9k -10,877
54 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 817817 $1.1k $1.1k 0.00% Reduced -38 -38
55 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 600600 $1.0k $1.0k 0.00% Unchanged
56 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 474474 $649 $649 0.00% Unchanged
57 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 460460 $630 $630 0.00% New
58 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 410410 $562 $562 0.00% Added +300 +300
59 Ravenstone Capital Management Inc. 0.00% of their portfolio TORONTO, A6 383383 $526 $526 0.00% Unchanged
60 Column Capital Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 320320 $438 $438 0.00% Unchanged
61 O'Dell Group, LLC 0.00% of their portfolio CINCINNATI, OH 320320 $439 $439 0.00% New
62 Mechanics Financial Corp 0.00% of their portfolio Mansfield, OH 300300 $411 $411 0.00% Unchanged
63 Kessler Investment Group, LLC 0.00% of their portfolio COLUMBUS, IN 277277 $379 $379 0.00% Unchanged
64 PIERSHALE FINANCIAL GROUP, INC. 0.00% of their portfolio BARRINGTON, IL 254254 $348 $348 0.00% Unchanged
65 Prestige Wealth Management Group LLC 0.00% of their portfolio FLEMINGTON, NJ 249249 $342 $342 0.00% Reduced -500 -500
66 Balefire, LLC 0.00% of their portfolio DALLAS, TX 225225 $308 $308 0.00% New
67 Clean Yield Group 0.00% of their portfolio NORWICH, VT 222222 $304 $304 0.00% Unchanged
68 Baker Avenue Asset Management, LP 0.00% of their portfolio SAN FRANCISCO, CA 217217 $297 $297 0.00% Unchanged
69 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 158158 $216 $216 0.00% New
70 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 152152 $209 $209 0.00% Unchanged
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 150150 $0 $0 0.00% Unchanged
72 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 130130 $178 $178 0.00% Unchanged
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 118118 $162 $162 0.00% Reduced -75 -75
74 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 102102 $140 $140 0.00% Unchanged
75 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 100100 $137 $137 0.00% New
76 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 100100 $1.0k $1.0k 0.00% Unchanged
77 PEOPLES FINANCIAL SERVICES CORP. 0.00% of their portfolio MOOSIC, PA 100100 $136 $136 0.00% Unchanged
78 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 100100 $0 $0 0.00% Unchanged
79 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 9898 $134 $134 0.00% Unchanged
80 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 9292 $126 $126 0.00% Unchanged
81 Financial Freedom, LLC 0.00% of their portfolio CINCINNATI, OH 7272 $99 $99 0.00% Unchanged
82 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 6060 $82 $82 0.00% Unchanged
83 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 6060 $0 $0 0.00% Unchanged
84 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 5050 $69 $69 0.00% Unchanged
85 SRH ADVISORS, LLC 0.00% of their portfolio SALINA, KS 4040 $64 $64 0.00% Unchanged
86 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4040 $73 $73 0.00% New
87 NORTHWEST INVESTMENT COUNSELORS, LLC 0.00% of their portfolio Lake Oswego, OR 3030 $41 $41 0.00% Unchanged
88 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2626 $36 $36 0.00% Unchanged
89 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2525 $34 $34 0.00% Unchanged
90 GODSEY & GIBB, INC 0.00% of their portfolio RICHMOND, VA 2525 $35 $35 0.00% Unchanged
91 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 2020 $27 $27 0.00% Unchanged
92 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 1616 $22 $22 0.00% Unchanged
93 Abound Wealth Management 0.00% of their portfolio FRANKLIN, TN 1515 $21 $21 0.00% Unchanged
94 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1010 $14 $14 0.00% Unchanged
95 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 1010 $14 $14 0.00% New
96 CITY HOLDING CO 0.00% of their portfolio CHARLESTON, WV 77 $9 $9 0.00% New
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 66 $8 $8 0.00% Reduced -30.7k -30,665
98 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 55 $7 $7 0.00% Unchanged
99 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 55 $7 $7 0.00% Unchanged
100 Coston, McIsaac & Partners 0.00% of their portfolio BAR HARBOR, ME 55 $0 $0 0.00% Unchanged