Vault-13

SMILEDIRECTCLUB INC SDCCQ

CL A COM · Common Stock · CUSIP 83192H106 · ISIN US83192H1068

11 institutional holders -72 vs Q3 2023
266,259266.3k shares reported held*
$1.3kreported value*
2 new 0 added 0 reduced 75 sold out net sold ≈ $94.1k (-15.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.00. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 107Q4 22: 104Q1 23: 101Q2 23: 91Q3 23: 83Q4 23: 1111Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022107
Q4 2022104
Q1 2023101
Q2 202391
Q3 202383
Q4 202311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 36 bought or addedQ4 22: 63 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 51 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 46 cut or sold outQ3 23Q4 23: 2 bought or addedQ4 23: 75 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223663
Q1 20233444
Q2 20232051
Q3 20232446
Q4 2023275

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 23 calls: $797.3kQ1 23 puts: $634.4kQ1 23P/C 0.80Q2 23 calls: $907.2kQ2 23 puts: $709.8kQ2 23P/C 0.78Q3 23 calls: $948.6kQ3 23 puts: $879.1kQ3 23P/C 0.93Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$797.3k$634.4k0.80
Q2 2023$907.2k$709.8k0.78
Q3 2023$948.6k$879.1k0.93
Q4 2023$0$0—

Biggest buyers

Baader Bank Aktiengesellschaft New +204,429+204.4k
SIMPLEX TRADING, LLC New +1,900+1.9k

Biggest sellers

VANGUARD GROUP INC Sold out -5,566,496-5.6m
BlackRock Inc. Sold out -1,389,318-1.4m
GEODE CAPITAL MANAGEMENT, LLC Sold out -1,307,778-1.3m
GSA CAPITAL PARTNERS LLP Sold out -1,176,902-1.2m
CITIGROUP INC Sold out -980,210-980.2k
MORGAN STANLEY Sold out -460,471-460.5k
UBS Group AG Sold out -426,448-426.4k
STEPHENS INC /AR/ Sold out -401,172-401.2k
STATE STREET CORP Sold out -371,230-371.2k
DEUTSCHE BANK AG\ Sold out -358,428-358.4k

Biggest calls

SIMPLEX TRADING, LLC Reduced $070.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Baader Bank Aktiengesellschaft 0.00% of their portfolio Unterschleissheim, 2M 204,429204.4k $910 $910 0.00% New
2 First Commonwealth Financial Corp /PA/ 0.00% of their portfolio Indiana, PA 15,00015.0k $90 $90 0.00% Unchanged
3 S.A. Mason LLC 0.00% of their portfolio HOLLAND, MI 15,00015.0k $90 $90 0.00% Unchanged
4 Safeguard Financial, LLC 0.00% of their portfolio MINOCQUA, WI 11,50011.5k $69 $69 0.00% Unchanged
5 First National Trust Co 0.00% of their portfolio Johnstown, PA 10,00010.0k $60 $60 0.00% Unchanged
6 Able Wealth Management LLC 0.00% of their portfolio Toms River, NJ 5,0005.0k $30 $30 0.00% First filing
7 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,9001.9k $0 $0 0.00% New
8 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,6001.6k $10 $10 0.00% Unchanged
9 RFP Financial Group LLC 0.00% of their portfolio ATLANTA, GA 1,2001.2k $7 $7 0.00% Unchanged
10 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 500500 $3 $3 0.00% Unchanged
11 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 130130 $0 $0 0.00% Unchanged