Vault-13

SMITH & NEPHEW PLC SNN

SPDN ADR NEW · ADR · CUSIP 83175M205

230 institutional holders +14 vs Q1 2023
37,804,31937.8m shares reported held*
$1.2bnreported value*
31 new 67 added 76 reduced 19 sold out net sold ≈ $177.6m (-6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.24. Options: 6 managers hold calls ($2.5m notional), 6 hold puts ($2.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 196Q4 22: 204Q1 23: 216Q2 23: 230230Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022196
Q4 2022204
Q1 2023216
Q2 2023230

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 92 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 114 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 95 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229296
Q1 202311460
Q2 20239895

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $15.8mQ3 22 puts: $2.2mQ3 22P/C 0.14Q4 22 calls: $2.6mQ4 22 puts: $303.4kQ4 22P/C 0.12Q1 23 calls: $6.2mQ1 23 puts: $1.3mQ1 23P/C 0.22Q2 23 calls: $2.5mQ2 23 puts: $2.7mQ2 23P/C 1.06
Numbers
QuarterCallsPutsP/C
Q3 2022$15.8m$2.2m0.14
Q4 2022$2.6m$303.4k0.12
Q1 2023$6.2m$1.3m0.22
Q2 2023$2.5m$2.7m1.06

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +788,501+788.5k
BANK OF AMERICA CORP /DE/ Added +722,737+722.7k
MORGAN STANLEY Added +696,382+696.4k
Optiver Holding B.V. Added +562,016+562.0k
BlackRock Inc. Added +510,617+510.6k
AMERICAN CENTURY COMPANIES INC Added +462,226+462.2k
CITIGROUP INC Added +284,134+284.1k
Balyasny Asset Management L.P. Added +247,937+247.9k
JANE STREET GROUP, LLC Added +223,844+223.8k
CITADEL ADVISORS LLC Added +173,482+173.5k

Biggest sellers

FMR LLC Reduced -3,270,457-3.3m
NUANCE INVESTMENTS, LLC Reduced -3,152,119-3.2m
Magnetar Financial LLC Reduced -1,100,267-1.1m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -911,880-911.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -595,978-596.0k
Soleus Capital Management, L.P. Reduced -480,932-480.9k
FIDUCIARY MANAGEMENT INC /WI/ Reduced -449,253-449.3k
STATE STREET CORP Reduced -237,111-237.1k
RAYMOND JAMES & ASSOCIATES Reduced -220,882-220.9k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -175,744-175.7k

Biggest calls

MILLENNIUM MANAGEMENT LLC Reduced $967.5k30.0k shares
CITADEL ADVISORS LLC Added $590.2k18.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $545.0k16.9k shares
GROUP ONE TRADING LLC Added $270.9k8.4k shares
SIMPLEX TRADING, LLC Reduced $170.0k5.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $970.7k30.1k shares
MILLENNIUM MANAGEMENT LLC New $967.5k30.0k shares
CITADEL ADVISORS LLC Added $345.1k10.7k shares
GROUP ONE TRADING LLC Reduced $316.1k9.8k shares
SIMPLEX TRADING, LLC Added $109.0k3.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Cevian Capital II GP LTD 13D · may seek influence +1.1 pts · filed 2026-07-27 14.2% +1.1 pts 119.2m 2026-07-27

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NUANCE INVESTMENTS, LLC 5.13% of their portfolio Kansas City, MO 7,442,4117.4m $240.0m $240.0m 5.13% Reduced -3.2m -3,152,119
2 FIDUCIARY MANAGEMENT INC /WI/ 1.78% of their portfolio MILWAUKEE, WI 5,463,8915.5m $176.2m $176.2m 1.78% Reduced -449.3k -449,253
3 Scharf Investments, LLC 2.07% of their portfolio LOS GATOS, CA 2,138,5842.1m $69.0m $69.0m 2.07% Reduced -108.9k -108,904
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,742,7271.7m $56.2m $56.2m 0.01% Added +722.7k +722,737
5 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.07% of their portfolio BOSTON, MA 1,683,1471.7m $54.3m $54.3m 0.07% Reduced -911.9k -911,880
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,653,8811.7m $53.3m $53.3m 0.01% Added +696.4k +696,382
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,217,8221.2m $39.3m $39.3m 0.01% Added +71.9k +71,893
8 BlackRock Inc. 0.00% of their portfolio New York, NY 1,005,4081.0m $32.4m $32.4m 0.00% Added +510.6k +510,617
9 Magnetar Financial LLC 0.57% of their portfolio EVANSTON, IL 799,951800.0k $25.8m $25.8m 0.57% Reduced -1.1m -1,100,267
10 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 798,190798.2k $25.7m $25.7m 0.03% Added +788.5k +788,501
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 755,457755.5k $24.4m $24.4m 0.01% Reduced -90.1k -90,058
12 FMR LLC 0.00% of their portfolio BOSTON, MA 737,025737.0k $23.8m $23.8m 0.00% Reduced -3.3m -3,270,457
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 616,410616.4k $19.9m $19.9m 0.00% Reduced -42.2k -42,232
14 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 603,291603.3k $19.5m $19.5m 0.02% Reduced -220.9k -220,882
15 Optiver Holding B.V. 0.54% of their portfolio AMSTERDAM, P7 581,551581.6k $18.7m $18.7m 0.54% Added +562.0k +562,016
16 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 554,680554.7k $17.9m $17.9m 0.01% Added +111.3k +111,347
17 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 533,072533.1k $17.2m $17.2m 0.01% Added +462.2k +462,226
18 Soleus Capital Management, L.P. 1.75% of their portfolio GREENWICH, CT 489,268489.3k $15.8m $15.8m 1.75% Reduced -480.9k -480,932
19 Qube Research & Technologies Ltd 0.05% of their portfolio LONDON, X0 414,137414.1k $13.4m $13.4m 0.05% Added +163.8k +163,763
20 Foresight Global Investors, Inc. 6.82% of their portfolio PURCHASE, NY 391,874391.9k $12.6m $12.6m 6.82% Added +52.2k +52,225
21 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 366,287366.3k $11.8m $11.8m 0.02% Reduced -28.6k -28,553
22 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 362,335362.3k $11.7m $11.7m 0.02% Added +284.1k +284,134
23 PRIO WEALTH LIMITED PARTNERSHIP 0.41% of their portfolio Boston, MA 357,701357.7k $11.5m $11.5m 0.41% Reduced -22.3k -22,322
24 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 330,730330.7k $10.6m $10.6m 0.00% Added +31.6k +31,564
25 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 300,314300.3k $9.7m $9.7m 0.00% Reduced -34.8k -34,781
26 CLARK ESTATES INC/NY 1.63% of their portfolio NEW YORK, NY 300,000300.0k $9.7m $9.7m 1.63% Added +25.0k +25,000
27 Connor, Clark & Lunn Investment Management Ltd. 0.04% of their portfolio VANCOUVER, A1 271,311271.3k $8.7m $8.7m 0.04% Reduced -105.9k -105,935
28 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 264,246264.2k $8.5m $8.5m 0.01% Added +173.5k +173,482
29 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 260,911260.9k $8.4m $8.4m 0.02% Added +247.9k +247,937
30 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 250,764250.8k $8.1m $8.1m 0.01% Added +223.8k +223,844
31 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 246,942246.9k $7.9m $7.9m 0.01% Reduced -78.2k -78,185
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 230,932230.9k $7.4m $7.4m 0.00% Reduced -596.0k -595,978
33 Clean Yield Group 2.67% of their portfolio NORWICH, VT 200,702200.7k $6.5m $6.5m 2.67% Reduced -90 -90
34 Henry James International Management Inc. 2.58% of their portfolio NEW YORK, NY 184,583184.6k $6.0m $6.0m 2.58% Reduced -6.8k -6,841
35 Tekla Capital Management LLC 0.23% of their portfolio Boston, MA 181,710181.7k $5.9m $5.9m 0.23% Unchanged
36 Mariner, LLC 0.02% of their portfolio Overland Park, KS 176,866176.9k $5.7m $5.7m 0.02% Reduced -55.2k -55,209
37 Oliver Luxxe Assets LLC 1.33% of their portfolio GLADSTONE, NJ 165,999166.0k $5.4m $5.4m 1.33% Reduced -1.1k -1,141
38 DEPRINCE RACE & ZOLLO INC 0.12% of their portfolio Winter Park, FL 159,476159.5k $5.1m $5.1m 0.12% Reduced -10.9k -10,868
39 NICHOLAS COMPANY, INC. 0.09% of their portfolio MILWAUKEE, WI 151,165151.2k $4.9m $4.9m 0.09% Unchanged
40 Lorne Steinberg Wealth Management Inc. 1.82% of their portfolio MONTREAL, QUEBEC, Z4 149,920149.9k $4.8m $4.8m 1.82% Reduced -35 -35
41 KORNITZER CAPITAL MANAGEMENT INC /KS 0.09% of their portfolio SHAWNEE MISSION, KS 143,961144.0k $4.6m $4.6m 0.09% Added +17.0k +16,961
42 MIRABELLA FINANCIAL SERVICES LLP 0.52% of their portfolio London, X0 139,641139.6k $4.5m $4.5m 0.52% Added +75.7k +75,708
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 121,874121.9k $3.9m $3.9m 0.00% Reduced -21.9k -21,876
44 BOOTHBAY FUND MANAGEMENT, LLC 0.12% of their portfolio NEW YORK, NY 120,130120.1k $3.9m $3.9m 0.12% Reduced -175.7k -175,744
45 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 111,673111.7k $3.6m $3.6m 0.00% Added +41.6k +41,618
46 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 106,291106.3k $3.4m $3.4m 0.00% Added +3.8k +3,835
47 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 104,104104.1k $3.4m $3.4m 0.01% Added +59.4k +59,427
48 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 102,573102.6k $3.3m $3.3m 0.02% Reduced -75.3k -75,318
49 OLD MISSION CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 97,14297.1k $3.1m $3.1m 0.12% Added +75.0k +75,034
50 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 95,36795.4k $3.1m $3.1m 0.03% Reduced -109.7k -109,703
51 EARNEST PARTNERS LLC 0.02% of their portfolio ATLANTA, GA 84,81484.8k $2.7m $2.7m 0.02% Added +8.0k +8,032
52 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 78,61578.6k $2.5m $2.5m 0.00% Reduced -237.1k -237,111
53 Bridgewater Associates, LP 0.02% of their portfolio Westport, CT 77,13477.1k $2.5m $2.5m 0.02% Reduced -21.8k -21,798
54 Crossmark Global Holdings, Inc. 0.05% of their portfolio HOUSTON, TX 72,92272.9k $2.2m $2.2m 0.05% Added +6.9k +6,912
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 61,95962.0k $2.0m $2.0m 0.00% Reduced -380 -380
56 EAGLE GLOBAL ADVISORS LLC 0.13% of their portfolio Houston, TX 61,90061.9k $2.0m $2.0m 0.13% Added +2.0k +2,000
57 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 55,70055.7k $1.8m $1.8m 0.02% Reduced -14.1k -14,100
58 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 46,62746.6k $1.5m $1.5m 0.02% Added +5.0k +5,049
59 Canvas Wealth Advisors, LLC 0.52% of their portfolio SHAWNEE, KS 45,66545.7k $1.4m $1.4m 0.52% Reduced -25.6k -25,614
60 JARISLOWSKY, FRASER Ltd 0.01% of their portfolio MONTREAL, A8 44,68444.7k $1.4m $1.4m 0.01% Reduced -350 -350
61 UBS Group AG 0.00% of their portfolio ZURICH, V8 42,09742.1k $1.4m $1.4m 0.00% Reduced -121 -121
62 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 37,45637.5k $1.2m $1.2m 0.00% Reduced -1.9k -1,860
63 SUMMIT SECURITIES GROUP LLC 0.50% of their portfolio NEW YORK, NY 37,06837.1k $1.2m $1.2m 0.50% New
64 Susquehanna International Securities, Ltd. 1.11% of their portfolio DUBLIN, L2 37,02237.0k $1.2m $1.2m 1.11% New
65 Ridgewood Investments LLC 0.67% of their portfolio SPRINGFIELD, NJ 36,79036.8k $1.2m $1.2m 0.67% Reduced -369 -369
66 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 36,55936.6k $1.2m $1.2m 0.01% Reduced -4.1k -4,074
67 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,93032.9k $1.1m $1.1m 0.00% Added +12.8k +12,761
68 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 32,55032.5k $1.1m $1.1m 0.00% Reduced -129.4k -129,400
69 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 32,30832.3k $1.0m $1.0m 0.00% Added +833 +833
70 MGO ONE SEVEN LLC 0.09% of their portfolio Beachwood, OH 31,90831.9k $1.0m $1.0m 0.09% Added +638 +638
71 Aquatic Capital Management LLC 0.06% of their portfolio CHICAGO, IL 31,80031.8k $1.0m $1.0m 0.06% Added +24.9k +24,900
72 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 31,11031.1k $1.0m $1.0m 0.00% Unchanged
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 30,93130.9k $997.5k $997.5k 0.00% Reduced -6.4k -6,414
74 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 29,91629.9k $964.8k $964.8k 0.00% New
75 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,69129.7k $957.6k $957.6k 0.00% Added +2.7k +2,733
76 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 28,84228.8k $930.2k $930.2k 0.00% Reduced -2.1k -2,056
77 Y-Intercept (Hong Kong) Ltd 0.10% of their portfolio HONG KONG, K3 28,15928.2k $908.1k $908.1k 0.10% New
78 Curbstone Financial Management Corp 0.21% of their portfolio MANCHESTER, NH 26,85026.9k $865.9k $865.9k 0.21% Reduced -650 -650
79 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 25,07625.1k $808.7k $808.7k 0.00% New
80 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,55724.6k $792.0k $792.0k 0.00% Reduced -6.2k -6,180
81 HIGHLAND CAPITAL MANAGEMENT, LLC 0.05% of their portfolio MEMPHIS, TN 24,38424.4k $786.4k $786.4k 0.05% New
82 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 24,18724.2k $780.0k $780.0k 0.00% Reduced -3.2k -3,233
83 WADE G W & INC 0.03% of their portfolio Wellesley, MA 23,99824.0k $774.0k $774.0k 0.03% New
84 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 22,97723.0k $741.0k $741.0k 0.01% Added +10.5k +10,535
85 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,85020.9k $672.4k $672.4k 0.00% Reduced -3.7k -3,745
86 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 19,36819.4k $625.0k $625.0k 0.00% Reduced -2.4k -2,398
87 Bayesian Capital Management, LP 0.06% of their portfolio Brooklyn, NY 18,40018.4k $593.4k $593.4k 0.06% Reduced -2.6k -2,600
88 Portland Global Advisors LLC 0.10% of their portfolio PORTLAND, ME 18,34718.3k $592.0k $592.0k 0.10% Reduced -1.4k -1,437
89 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 17,85317.9k $575.8k $575.8k 0.03% Added +1.4k +1,381
90 Ethic Inc. 0.02% of their portfolio NEW YORK, NY 17,19217.2k $554.4k $554.4k 0.02% Added +1.9k +1,920
91 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,83116.8k $542.8k $542.8k 0.00% Added +5.6k +5,552
92 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 16,71816.7k $539.2k $539.2k 0.00% First filing
93 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,52316.5k $532.9k $532.9k 0.00% Reduced -5.6k -5,611
94 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 15,86815.9k $511.7k $511.7k 0.01% Added +1.1k +1,126
95 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 15,23015.2k $491.2k $491.2k 0.00% Reduced -5.2k -5,183
96 First Light Asset Management, LLC 0.04% of their portfolio Edina, MN 15,11115.1k $487.3k $487.3k 0.04% Unchanged
97 Marotta Asset Management 0.11% of their portfolio CHARLOTTESVILLE, VA 14,84314.8k $478.7k $478.7k 0.11% First filing
98 First Trust Direct Indexing L.P. 0.05% of their portfolio Boston, MA 14,58714.6k $470.4k $470.4k 0.05% Added +513 +513
99 Legacy Wealth Asset Management, LLC 0.16% of their portfolio WOODBURY, MN 14,48014.5k $467.0k $467.0k 0.16% Added +107 +107
100 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,61713.6k $441.0k $441.0k 0.00% Reduced -529 -529