SKYWATER TECHNOLOGY INC
COM · CUSIP 83089J108
89
institutional holders
-3 vs Q3 2023
9.8m
shares reported held*
$94.5mreported value*
12 new
33 added
23 reduced
17 sold out
net bought ≈ $9.2m (+955.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.62. Options: 9 managers hold calls ($4.4m notional), 9 hold puts ($1.9m).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 72 |
| Q1 2023 | 94 |
| Q2 2023 | 95 |
| Q3 2023 | 92 |
| Q4 2023 | 89 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 41 | 30 |
| Q1 2023 | 67 | 17 |
| Q2 2023 | 52 | 45 |
| Q3 2023 | 50 | 50 |
| Q4 2023 | 45 | 40 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $3.0m | $1.9m | 0.63 |
| Q2 2023 | $1.5m | $1.8m | 1.26 |
| Q3 2023 | $2.3m | $1.2m | 0.52 |
| Q4 2023 | $4.4m | $1.9m | 0.44 |
Biggest buyers
| BAILLIE GIFFORD & CO | New | +964.8k |
| Driehaus Capital Management LLC | Added | +273.8k |
| STATE STREET CORP | Added | +94.6k |
| BlackRock Inc. | Added | +87.2k |
| MORGAN STANLEY | Added | +86.2k |
| MIRABELLA FINANCIAL SERVICES LLP | New | +67.6k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +44.8k |
| STATE OF WISCONSIN INVESTMENT BOARD | Added | +22.5k |
| BARCLAYS PLC | Added | +21.2k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Added | +18.2k |
Biggest sellers
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -85.9k |
| Trexquant Investment LP | Sold out | -71.7k |
| MARSHALL WACE, LLP | Sold out | -68.0k |
| FEDERATED HERMES, INC. | Reduced | -60.0k |
| Nuveen Asset Management, LLC | Reduced | -51.6k |
| D. E. Shaw & Co., Inc. | Sold out | -46.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -43.7k |
| Advisory Services Network, LLC | Reduced | -43.3k |
| Kestra Advisory Services, LLC | Sold out | -37.8k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -37.3k |
Biggest calls
| GROUP ONE TRADING LLC | Added | $2.5m259.6k shares |
| CITADEL ADVISORS LLC | Reduced | $543.5k56.5k shares |
| PEAK6 Investments LLC | Reduced | $509.9k53.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $375.2k39.0k shares |
| SIMPLEX TRADING, LLC | Added | $267.0k27.8k shares |
| Walleye Capital LLC | Added | $94.3k9.8k shares |
| Walleye Trading LLC | Added | $73.1k7.6k shares |
| Cutler Group LLC / CA | Added | $2.0k12.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| GROUP ONE TRADING LLC | Reduced | $512.7k53.3k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $430.0k44.7k shares |
| SIMPLEX TRADING, LLC | Reduced | $304.0k31.7k shares |
| CITADEL ADVISORS LLC | Reduced | $260.7k27.1k shares |
| Walleye Capital LLC | Added | $234.7k24.4k shares |
| Walleye Trading LLC | Added | $160.7k16.7k shares |
| PEAK6 Investments LLC | Reduced | $1.9k200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | Reduced | $04.1k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| CMI Oxbow Partners, LLC 13G · passive -3.5 pts · filed 2025-05-13 | 34.1% |
| BALYASNY ASSET MANAGEMENT L.P. 13G · institution new · filed 2026-08-14 | 6.3% |
| BlackRock, Inc. 13G · institution new · filed 2026-04-27 | 5.1% |
Fell to 5% or below in the last year: Unterseher Loren A (0.0%, 2026-07-31)
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.00% of their portfolio | 1.2m $11.3m | Added +87.2k |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.1m $11.0m | Reduced -35.2k |
| EMERALD ADVISERS, LLC 0.46% of their portfolio | 1.1m $10.7m | Reduced -14.5k |
| Driehaus Capital Management LLC 0.12% of their portfolio | 1.1m $10.3m | Added +273.8k |
| BAILLIE GIFFORD & CO 0.01% of their portfolio | 964.8k $9.3m | New |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.43% of their portfolio | 847.8k $8.2m | Reduced -22.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 415.8k $4.0m | Added +44.8k |
| STATE STREET CORP 0.00% of their portfolio | 329.2k $3.2m | Added +94.6k |
| MAIRS & POWER INC 0.02% of their portfolio | 224.5k $2.2m | Unchanged |
| KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio | 221.3k $2.1m | Reduced -3.8k |
| HUB Investment Partners, LLC 0.14% of their portfolio | 215.0k $2.1m | Reduced -22.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 168.1k $1.6m | Reduced -2.6k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 158.0k $1.5m | Added +2.8k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 151.0k $1.5m | Added +18.2k |
| FORTEM FINANCIAL GROUP, LLC 0.67% of their portfolio | 140.0k $1.3m | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 126.3k $1.2m | Added +86.2k |
| PERKINS CAPITAL MANAGEMENT INC 0.97% of their portfolio | 118.2k $1.1m | Reduced -18.2k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 94.8k $912.0k | Added +14.2k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 78.9k $758.9k | Reduced -51.6k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 69.9k $672.3k | Unchanged |
| MIRABELLA FINANCIAL SERVICES LLP 0.09% of their portfolio | 67.6k $650.5k | New |
| Teton Advisors, Inc. 0.20% of their portfolio | 62.4k $600.5k | Reduced -2.5k |
| GABELLI FUNDS LLC 0.00% of their portfolio | 61.2k $588.8k | Added +1.3k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 61.0k $586.7k | Reduced -30.2k |
| GAMCO INVESTORS, INC. ET AL 0.01% of their portfolio | 54.9k $527.7k | Added +1.8k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 50.3k $483.9k | Added +22.5k |
| BARCLAYS PLC 0.00% of their portfolio | 44.0k $423.0k | Added +21.2k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 37.0k $356.1k | Reduced -6.4k |
| LPL Financial LLC 0.00% of their portfolio | 35.4k $340.8k | Added +103 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 27.9k $268.6k | Added +13.9k |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 27.6k $265.5k | Reduced -750 |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 27.3k $262.6k | Added +2.3k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 26.6k $255.5k | Added +15.0k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 24.9k $239.4k | Added +1.7k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 23.9k $230.3k | Reduced -7.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 23.0k $221.5k | Added +2.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 22.4k $216.0k | Added +6.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 21.8k $209.6k | Added +11.0k |
| UBS Group AG 0.00% of their portfolio | 20.0k $192.4k | Added +11.3k |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 20.0k $192.4k | Reduced -60.0k |
| Cetera Advisors LLC 0.00% of their portfolio | 19.6k $188.3k | Added +318 |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 17.7k $170.2k | Added +4.7k |
| Adalta Capital Management LLC 0.09% of their portfolio | 15.0k $144.3k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 14.2k $136.9k | Reduced -26.9k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 12.7k $122.0k | New |
| Mariner, LLC 0.00% of their portfolio | 12.2k $117.8k | New |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 12.0k $115.7k | Added +100 |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 11.9k $115.5k | Unchanged |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 11.2k $107.5k | Added +995 |
| Olympiad Research LP 0.08% of their portfolio | 11.2k $107.5k | New |
| MetLife Investment Management, LLC 0.00% of their portfolio | 10.9k $104.7k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 9.6k $93.0k | Added +3.4k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 9.3k $89.4k | Unchanged |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 9.1k $87.8k | Added +339 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 7.6k $72.8k | Reduced -11.1k |
| Blue Trust, Inc. 0.00% of their portfolio | 7.5k $45.0k | New |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 6.9k $66.8k | Reduced -14 |
| EntryPoint Capital, LLC 0.06% of their portfolio | 6.7k $64.3k | First filing |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 5.9k $57.0k | Added +2.2k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.7k $55.0k | Added +4.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 4.8k $45.8k | Reduced -30.2k |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 4.3k $41.6k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.0k $38.5k | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 3.0k $29.1k | Reduced -863 |
| CITIGROUP INC 0.00% of their portfolio | 2.8k $26.6k | Added +2.8k |
| FMR LLC 0.00% of their portfolio | 2.3k $22.0k | Added +101 |
| AMALGAMATED BANK 0.00% of their portfolio | 2.2k $21.0k | Reduced -83 |
| Legal & General Group Plc 0.00% of their portfolio | 2.1k $20.4k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 2.0k $19.2k | Added +500 |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 1.7k $16.7k | Unchanged |
| MCF Advisors LLC 0.00% of their portfolio | 1.6k $14.9k | Added +1.5k |
| Metropolitan Life Insurance Co/NY 0.00% of their portfolio | 1.2k $11.4k | New |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 1.1k $10.7k | First filing |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.0k $10.0k | Unchanged |
| Aspire Private Capital, LLC 0.00% of their portfolio | 1.0k $9.6k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 905 $8.7k | Reduced -43.3k |
| Cutler Group LLC / CA 0.00% of their portfolio | 752 $7.0k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 480 $4.6k | Reduced -500 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 470 $4.2k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 400 $3.8k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 400 $3.8k | Reduced -800 |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 309 $3.0k | New |
| TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio | 300 $2.9k | Unchanged |
| PSI Advisors, LLC 0.00% of their portfolio | 220 $2.1k | Unchanged |
| Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio | 125 $1.2k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 107 $944 | Unchanged |
| Creekmur Asset Management LLC 0.00% of their portfolio | 100 $962 | First filing |
| CWM, LLC 0.00% of their portfolio | 2 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |