Vault-13

SKYWATER TECHNOLOGY INC

COM · CUSIP 83089J108

95 institutional holders +1 vs Q1 2023
9,015,1449.0m shares reported held*
$84.9mreported value*
16 new 36 added 30 reduced 15 sold out net bought ≈ $5.0m (+531.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.42. Options: 6 managers hold calls ($1.5m notional), 9 hold puts ($1.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 72Q1 23: 94Q2 23: 9595Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202265
Q4 202272
Q1 202394
Q2 202395

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 45 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224130
Q1 20236717
Q2 20235245

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.1mQ3 22 puts: $3.2mQ3 22P/C 0.78Q4 22 calls: $1.6mQ4 22 puts: $1.5mQ4 22P/C 0.96Q1 23 calls: $3.0mQ1 23 puts: $1.9mQ1 23P/C 0.63Q2 23 calls: $1.5mQ2 23 puts: $1.8mQ2 23P/C 1.26
Numbers
QuarterCallsPutsP/C
Q3 2022$4.1m$3.2m0.78
Q4 2022$1.6m$1.5m0.96
Q1 2023$3.0m$1.9m0.63
Q2 2023$1.5m$1.8m1.26

Biggest buyers

BlackRock Inc. Added +296,428+296.4k
KENNEDY CAPITAL MANAGEMENT LLC New +225,072+225.1k
Driehaus Capital Management LLC Added +179,963+180.0k
AQR CAPITAL MANAGEMENT LLC New +154,050+154.1k
EMERALD ADVISERS, LLC Added +121,057+121.1k
EMERALD MUTUAL FUND ADVISERS TRUST Added +101,897+101.9k
DIMENSIONAL FUND ADVISORS LP New +86,715+86.7k
GEODE CAPITAL MANAGEMENT, LLC Added +81,748+81.7k
MARSHALL WACE, LLP Added +80,160+80.2k
ESSEX INVESTMENT MANAGEMENT CO LLC Added +77,744+77.7k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -560,763-560.8k
TWO SIGMA INVESTMENTS, LP Reduced -168,506-168.5k
HRT FINANCIAL LP Reduced -117,392-117.4k
JPMORGAN CHASE & CO Reduced -90,066-90.1k
D. E. Shaw & Co., Inc. Reduced -54,804-54.8k
Russell Investments Group, Ltd. Sold out -53,489-53.5k
Walleye Capital LLC Sold out -48,459-48.5k
GOLDMAN SACHS GROUP INC Reduced -46,410-46.4k
Squarepoint Ops LLC Reduced -43,968-44.0k
TWO SIGMA ADVISERS, LP Reduced -34,100-34.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $715.9k76.0k shares
GROUP ONE TRADING LLC Reduced $459.7k48.8k shares
PEAK6 Investments LLC New $243.0k25.8k shares
SIMPLEX TRADING, LLC Reduced $33.0k3.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $03.1k shares

Biggest puts

CITADEL ADVISORS LLC Added $730.0k77.5k shares
GROUP ONE TRADING LLC Added $606.6k64.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $222.3k23.6k shares
SIMPLEX TRADING, LLC Added $126.0k13.4k shares
WOLVERINE TRADING, LLC Reduced $120.5k13.2k shares
PEAK6 Investments LLC New $22.6k2.4k shares
Cutler Group LLC / CA Reduced $3.0k3.2k shares
HAP Trading, LLC Reduced $1.1k12.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CMI Oxbow Partners, LLC 13G · passive -3.5 pts · filed 2025-05-13 34.1% -3.5 pts 16.4m≈ $570.3m 2025-05-13
BALYASNY ASSET MANAGEMENT L.P. 13G · institution new · filed 2026-08-14 6.3% new 3.1m≈ $108.7m 2026-08-14
BlackRock, Inc. 13G · institution new · filed 2026-04-27 5.1% new 2.4m≈ $85.0m 2026-04-27

Fell to 5% or below in the last year: Unterseher Loren A (0.0%, 2026-07-31)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 1,006,3091.0m $9.5m $9.5m 0.00% Added +296.4k +296,428
2 EMERALD ADVISERS, LLC 0.40% of their portfolio LEOLA, PA 962,217962.2k $9.1m $9.1m 0.40% Added +121.1k +121,057
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 944,743944.7k $8.9m $8.9m 0.00% Added +31.4k +31,415
4 Driehaus Capital Management LLC 0.10% of their portfolio Chicago, IL 800,991801.0k $7.5m $7.5m 0.10% Added +180.0k +179,963
5 EMERALD MUTUAL FUND ADVISERS TRUST 0.38% of their portfolio LEOLA, PA 752,736752.7k $7.1m $7.1m 0.38% Added +101.9k +101,897
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 290,459290.5k $2.7m $2.7m 0.00% Added +81.7k +81,748
7 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 268,233268.2k $2.5m $2.5m 0.00% Reduced -560.8k -560,763
8 ESSEX INVESTMENT MANAGEMENT CO LLC 0.35% of their portfolio BOSTON, MA 266,074266.1k $2.5m $2.5m 0.35% Added +77.7k +77,744
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 232,675232.7k $2.2m $2.2m 0.00% Added +67.5k +67,511
10 MAIRS & POWER INC 0.02% of their portfolio St Paul, MN 225,150225.2k $2.1m $2.1m 0.02% Added +20.7k +20,700
11 KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio ST LOUIS, MO 225,072225.1k $2.1m $2.1m 0.05% New
12 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 175,699175.7k $1.7m $1.7m 0.00% Added +16.8k +16,823
13 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 156,593156.6k $1.5m $1.5m 0.00% Reduced -54.8k -54,804
14 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 154,050154.1k $1.5m $1.5m 0.00% New
15 FORTEM FINANCIAL GROUP, LLC 0.78% of their portfolio PALM DESERT, CA 140,000140.0k $1.3m $1.3m 0.78% Unchanged
16 HUB Investment Partners, LLC 0.22% of their portfolio AUSTIN, TX 139,500139.5k $1.3m $1.3m 0.22% Added +500 +500
17 PERKINS CAPITAL MANAGEMENT INC 1.12% of their portfolio WAYZATA, MN 136,500136.5k $1.3m $1.3m 1.12% Reduced -3.5k -3,500
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 135,885135.9k $1.3m $1.3m 0.00% Added +42.6k +42,586
19 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 130,474130.5k $1.2m $1.2m 0.00% Added +73.2k +73,166
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 104,783104.8k $987.1k $987.1k 0.00% Reduced -12.2k -12,241
21 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 103,380103.4k $973.8k $973.8k 0.00% Reduced -168.5k -168,506
22 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 103,167103.2k $971.8k $971.8k 0.01% Reduced -44.0k -43,968
23 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 103,081103.1k $971.0k $971.0k 0.00% Added +80.2k +80,160
24 Legato Capital Management LLC 0.13% of their portfolio San Francisco, CA 102,443102.4k $965.0k $965.0k 0.13% Added +42.2k +42,239
25 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 94,70094.7k $892.0k $892.0k 0.00% Reduced -9.6k -9,567
26 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 86,71586.7k $816.9k $816.9k 0.00% New
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 86,62086.6k $816.0k $816.0k 0.00% Added +13.8k +13,796
28 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 78,00078.0k $734.8k $734.8k 0.00% Reduced -34.1k -34,100
29 Trexquant Investment LP 0.02% of their portfolio STAMFORD, CT 73,17773.2k $689.3k $689.3k 0.02% Reduced -13.9k -13,851
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 67,19167.2k $632.9k $632.9k 0.00% Reduced -17.2k -17,202
31 Teton Advisors, Inc. 0.14% of their portfolio Rye, NY 53,92753.9k $508.0k $508.0k 0.14% New
32 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 45,92945.9k $432.7k $432.7k 0.01% Reduced -1.1k -1,139
33 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 43,55743.6k $410.3k $410.3k 0.00% Added +26.9k +26,887
34 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 38,94938.9k $374.7k $374.7k 0.00% New
35 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 38,51338.5k $362.8k $362.8k 0.00% Reduced -3.3k -3,325
36 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 38,26338.3k $360.4k $360.4k 0.00% New
37 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 38,14638.1k $359.3k $359.3k 0.01% Reduced -4.2k -4,200
38 OCCUDO QUANTITATIVE STRATEGIES LP 0.04% of their portfolio FORT LAUDERDALE, FL 35,85935.9k $337.8k $337.8k 0.04% Added +21.3k +21,282
39 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 34,37634.4k $323.8k $323.8k 0.00% Reduced -777 -777
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,03531.0k $292.4k $292.4k 0.00% New
41 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 28,05028.1k $264.2k $264.2k 0.00% Added +2.8k +2,750
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 27,41327.4k $258.2k $258.2k 0.00% Reduced -46.4k -46,410
43 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 25,72725.7k $242.0k $242.0k 0.00% Reduced -117.4k -117,392
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,27725.3k $236.9k $236.9k 0.00% Added +20.0k +20,008
45 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 23,79723.8k $224.2k $224.2k 0.00% Added +13.6k +13,640
46 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 23,51223.5k $221.5k $221.5k 0.00% Added +5.6k +5,576
47 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 22,24022.2k $209.5k $209.5k 0.00% Added +7.2k +7,240
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,90017.9k $168.6k $168.6k 0.00% New
49 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 17,80917.8k $167.8k $167.8k 0.00% Reduced -3.9k -3,948
50 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,58417.6k $165.6k $165.6k 0.00% Added +1.6k +1,555
51 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 16,84616.8k $158.7k $158.7k 0.01% Reduced -33.6k -33,554
52 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 16,74316.7k $158.0k $158.0k 0.02% Reduced -28.1k -28,078
53 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,65016.6k $156.8k $156.8k 0.00% Added +250 +250
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,33315.3k $144.4k $144.4k 0.00% Reduced -90.1k -90,066
55 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 14,33614.3k $135.0k $135.0k 0.02% Reduced -25.2k -25,168
56 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 14,08214.1k $133.0k $133.0k 0.00% New
57 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 13,95013.9k $131.4k $131.4k 0.00% New
58 Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio HONG KONG, K3 11,84811.8k $111.6k $111.6k 0.01% New
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,8259.8k $92.6k $92.6k 0.00% Added +5.6k +5,565
60 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 8,4728.5k $79.8k $79.8k 0.00% Added +2.8k +2,800
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,6327.6k $72.0k $72.0k 0.00% Added +3.0k +2,990
62 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,4457.4k $70.1k $70.1k 0.00% Reduced -2.2k -2,167
63 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 7,3967.4k $69.7k $69.7k 0.00% Reduced -4.0k -4,000
64 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 7,1077.1k $66.9k $66.9k 0.00% Unchanged
65 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 6,8956.9k $65.0k $65.0k 0.00% Unchanged
66 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,3816.4k $60.0k $60.0k 0.00% Added +5.3k +5,252
67 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,1356.1k $57.8k $57.8k 0.00% Reduced -1.9k -1,919
68 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 5,8555.9k $55.2k $55.2k 0.00% Added +1.5k +1,486
69 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,3085.3k $50.0k $50.0k 0.00% Reduced -5.8k -5,849
70 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,2415.2k $49.4k $49.4k 0.00% New
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,0004.0k $37.7k $37.7k 0.00% Unchanged
72 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,5123.5k $33.1k $33.1k 0.00% Reduced -2.4k -2,413
73 BerganKDV Wealth Management, LLC 0.00% of their portfolio BLOOMINGTON, MN 3,5003.5k $33.0k $33.0k 0.00% New
74 Point72 Middle East FZE 0.00% of their portfolio DUBAI, C0 3,4213.4k $32.2k $32.2k 0.00% New
75 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 3,3953.4k $32.0k $32.0k 0.00% Added +1.7k +1,681
76 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 3,3803.4k $31.8k $31.8k 0.00% Added +30 +30
77 Column Capital Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 2,4002.4k $22.6k $22.6k 0.00% Unchanged
78 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,2602.3k $21.0k $21.0k 0.00% Added +790 +790
79 Legal & General Group Plc 0.00% of their portfolio London, X0 2,1202.1k $20.0k $20.0k 0.00% Added +554 +554
80 FMR LLC 0.00% of their portfolio BOSTON, MA 1,7661.8k $16.6k $16.6k 0.00% Reduced -2.7k -2,660
81 Quarry LP 0.01% of their portfolio NEW YORK, NY 1,4901.5k $14.0k $14.0k 0.01% Reduced -646 -646
82 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,2001.2k $11.3k $11.3k 0.00% Added +600 +600
83 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 919919 $8.7k $8.7k 0.00% Reduced -381 -381
84 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 770770 $7.3k $7.3k 0.00% Unchanged
85 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 732732 $6.9k $6.9k 0.00% Unchanged
86 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 616616 $5.8k $5.8k 0.00% Unchanged
87 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 451451 $4.0k $4.0k 0.00% Reduced -90 -90
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 400400 $3.8k $3.8k 0.00% Unchanged
89 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 300300 $2.8k $2.8k 0.00% Unchanged
90 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 220220 $2.1k $2.1k 0.00% Unchanged
91 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 115115 $1.0k $1.0k 0.00% New
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 9292 $1.0k $1.0k 0.00% Added +48 +48
93 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 8888 $829 $829 0.00% New
94 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 3737 $349 $349 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged