Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

79 institutional holders -1 vs Q4 2025
3,702,9063.7m shares reported held*
$56.9mreported value*
14 new 26 added 26 reduced 14 sold out net sold ≈ $5.9m (-383.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($62.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.36. Options: 2 managers hold calls ($2.3m notional), 3 hold puts ($1.8m).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 62Q2 24: 67Q3 24: 78Q4 24: 95Q1 25: 94Q2 25: 88Q3 25: 75Q4 25: 80Q1 26: 7979Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462
Q2 202467
Q3 202478
Q4 202495
Q1 202594
Q2 202588
Q3 202575
Q4 202580
Q1 202679

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 41 bought or addedQ2 24: 21 cut or sold outQ3 24: 53 bought or addedQ3 24: 24 cut or sold outQ3 24Q4 24: 66 bought or addedQ4 24: 28 cut or sold outQ1 25: 57 bought or addedQ1 25: 47 cut or sold outQ1 25Q2 25: 52 bought or addedQ2 25: 44 cut or sold outQ3 25: 39 bought or addedQ3 25: 50 cut or sold outQ3 25Q4 25: 35 bought or addedQ4 25: 40 cut or sold outQ1 26: 40 bought or addedQ1 26: 40 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20244121
Q3 20245324
Q4 20246628
Q1 20255747
Q2 20255244
Q3 20253950
Q4 20253540
Q1 20264040

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 25 calls: $2.1mQ2 25 puts: $687.8kQ2 25P/C 0.33Q3 25 calls: $3.6mQ3 25 puts: $2.0mQ3 25P/C 0.55Q4 25 calls: $2.3mQ4 25 puts: $760.3kQ4 25P/C 0.34Q1 26 calls: $2.3mQ1 26 puts: $1.8mQ1 26P/C 0.78
Numbers
QuarterCallsPutsP/C
Q2 2025$2.1m$687.8k0.33
Q3 2025$3.6m$2.0m0.55
Q4 2025$2.3m$760.3k0.34
Q1 2026$2.3m$1.8m0.78

Biggest buyers

Cavalier Investments, LLC New +260,455+260.5k
JANE STREET GROUP, LLC New +43,642+43.6k
MATHER GROUP, LLC. New +30,042+30.0k
Maridea Wealth Management LLC New +25,587+25.6k
Key Capital Management, INC Added +22,948+22.9k
One Capital Management, LLC Added +21,441+21.4k
IMC-Chicago, LLC New +21,195+21.2k
HOWARD BAILEY SECURITIES, LLC Added +13,556+13.6k
SIMPLEX TRADING, LLC New +12,774+12.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,013+11.0k

Biggest sellers

POM Investment Strategies, LLC Reduced -197,811-197.8k
Elevated Capital Advisors, LLC Reduced -108,948-108.9k
Owen LaRue, LLC Reduced -100,521-100.5k
IEQ CAPITAL, LLC Sold out -73,342-73.3k
AE Wealth Management LLC Reduced -64,484-64.5k
Andina Capital Management, LLC Sold out -45,676-45.7k
Beacon Capital Management, LLC Reduced -42,792-42.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -35,745-35.7k
BANK OF MONTREAL /CAN/ Sold out -32,215-32.2k
OLD MISSION CAPITAL LLC Reduced -23,150-23.1k

Biggest calls

JANE STREET GROUP, LLC Added $1.5m96.9k shares
CITADEL ADVISORS LLC Reduced $839.1k54.7k shares

Biggest puts

JANE STREET GROUP, LLC Added $954.1k62.2k shares
CITADEL ADVISORS LLC Added $664.2k43.3k shares
Belvedere Trading LLC New $201.0k13.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 699,923699.9k $10.7m $10.7m 0.06% Reduced -64.5k -64,484
2 Elevated Capital Advisors, LLC 1.18% of their portfolio SANDY, UT 304,641304.6k $4.7m $4.7m 1.18% Reduced -108.9k -108,948
3 Cavalier Investments, LLC 1.03% of their portfolio ALPHARETTA, GA 260,455260.5k $4.0m $4.0m 1.03% New
4 Owen LaRue, LLC 1.37% of their portfolio ELIZABETHTOWN, KY 232,818232.8k $3.6m $3.6m 1.37% Reduced -100.5k -100,521
5 Visionary Wealth Advisors 0.12% of their portfolio O'FALLON, IL 177,664177.7k $2.7m $2.7m 0.12% Reduced -10.0k -10,010
6 Key Capital Management, INC 1.73% of their portfolio HENDERSONVILLE, TN 37075, TN 170,500170.5k $2.6m $2.6m 1.73% Added +22.9k +22,948
7 One Capital Management, LLC 0.05% of their portfolio WESTLAKE VILLAGE, CA 129,710129.7k $2.0m $2.0m 0.05% Added +21.4k +21,441
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 123,047123.0k $1.9m $1.9m 0.00% Reduced -35.7k -35,745
9 HOWARD BAILEY SECURITIES, LLC 0.77% of their portfolio FORT WAYNE, IN 121,647121.6k $1.9m $1.9m 0.77% Added +13.6k +13,556
10 B.O.S.S. Retirement Advisors, LLC 0.47% of their portfolio Lehi, UT 100,242100.2k $1.5m $1.5m 0.47% Added +6.1k +6,106
11 Legacy Wealth Managment, LLC/ID 0.76% of their portfolio BOISE, ID 99,90599.9k $1.5m $1.5m 0.76% Reduced -2.1k -2,144
12 Park Edge Advisors, LLC 0.35% of their portfolio Cleveland, OH 97,67397.7k $1.5m $1.5m 0.35% Added +2.5k +2,494
13 FSA Advisors, Inc. 0.87% of their portfolio TROY, MI 86,05086.0k $1.3m $1.3m 0.87% Reduced -578 -578
14 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 81,53281.5k $1.3m $1.3m 0.00% Added +9.4k +9,397
15 Beacon Capital Management, LLC 0.19% of their portfolio FRANKLIN, TN 70,74270.7k $1.1m $1.1m 0.19% Reduced -42.8k -42,792
16 Authentikos Wealth Advisory, LLC 0.63% of their portfolio MORGAN HILL, CA 60,40060.4k $926.5k $926.5k 0.63% Reduced -4.6k -4,640
17 Tactive Advisors, LLC 0.25% of their portfolio Jacksonville, FL 57,85757.9k $887.5k $887.5k 0.25% Reduced -2.7k -2,728
18 Blackston Financial Advisory Group, LLC 0.51% of their portfolio THE VILLAGES, FL 52,94752.9k $812.2k $812.2k 0.51% Added +6.9k +6,928
19 Claris Financial LLC 0.44% of their portfolio GLEN ALLEN, VA 52,62652.6k $807.3k $807.3k 0.44% Added +4.1k +4,137
20 Cambridge Advisors Inc. 0.15% of their portfolio OMAHA, NE 49,49249.5k $759.2k $759.2k 0.15% Added +1.6k +1,638
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 43,64243.6k $669.5k $669.5k 0.00% New
22 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 38,87538.9k $596.3k $596.3k 0.02% Added +1.4k +1,419
23 Networth Advisors, LLC 0.39% of their portfolio CANONSBURG, PA 36,11536.1k $554.0k $554.0k 0.39% Added +6.2k +6,174
24 Discipline Wealth Solutions, LLC 0.06% of their portfolio GREENVILLE, SC 35,02535.0k $537.3k $537.3k 0.06% Reduced -19.7k -19,675
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,13233.1k $508.2k $508.2k 0.00% Added +1.2k +1,244
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 33,10033.1k $507.8k $507.8k 0.00% Reduced -22.9k -22,876
27 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 32,50732.5k $498.7k $498.7k 0.00% Added +3.3k +3,290
28 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 31,06531.1k $476.5k $476.5k 0.02% Unchanged
29 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 30,04230.0k $460.8k $460.8k 0.00% New
30 Maridea Wealth Management LLC 0.06% of their portfolio BROOKLYN, NY 25,58725.6k $392.5k $392.5k 0.06% New
31 Stirlingshire Investments, Inc. 0.30% of their portfolio NEW YORK, NY 22,17722.2k $340.2k $340.2k 0.30% Reduced -12.1k -12,142
32 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 21,67621.7k $332.5k $332.5k 0.00% Reduced -7.7k -7,658
33 IMC-Chicago, LLC 0.00% of their portfolio CHICAGO, IL 21,19521.2k $325.1k $325.1k 0.00% New
34 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 18,51118.5k $284.0k $284.0k 0.01% Added +2.9k +2,859
35 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 18,22318.2k $279.5k $279.5k 0.01% Unchanged
36 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 14,32814.3k $219.8k $219.8k 0.01% Added +2.6k +2,562
37 Fiduciary Alliance LLC 0.01% of their portfolio GREENVILLE, SC 13,57713.6k $217.1k $217.1k 0.01% Reduced -3.7k -3,682
38 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 12,77412.8k $196.0k $196.0k 0.01% New
39 Advisor OS, LLC 0.01% of their portfolio CHICAGO, IL 12,04612.0k $184.8k $184.8k 0.01% Added +280 +280
40 Decker Retirement Planning Inc. 0.08% of their portfolio LEVI, UT 11,56511.6k $177.4k $177.4k 0.08% Reduced -560 -560
41 Ignite Planners, LLC 0.03% of their portfolio SAN CLEMENTE, CA 11,29111.3k $173.5k $173.5k 0.03% Added +804 +804
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,01311.0k $168.9k $168.9k 0.00% New
43 ZAZOVE ASSOCIATES LLC 0.01% of their portfolio INCLINE VILLAGE, NV 10,90010.9k $167.2k $167.2k 0.01% New
44 Gaddis Premier Wealth Advisors LLC 0.12% of their portfolio DURANT, OK 10,50010.5k $161.1k $161.1k 0.12% New
45 J HAGAN CAPITAL, INC. 0.09% of their portfolio LOUISVILLE, KY 10,39510.4k $159.5k $159.5k 0.09% Reduced -710 -710
46 Mosley Wealth Management 0.08% of their portfolio ANAHEIM, CA 10,32510.3k $185.8k $185.8k 0.08% Reduced -4.0k -3,986
47 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 10,17510.2k $156.1k $156.1k 0.00% New
48 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 10,15810.2k $155.8k $155.8k 0.00% Added +241 +241
49 OLD MISSION CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 10,15010.2k $155.7k $155.7k 0.00% Reduced -23.1k -23,150
50 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 10,00010.0k $153.4k $153.4k 0.00% Unchanged
51 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 8,1128.1k $124.4k $124.4k 0.00% Reduced -1.1k -1,135
52 Belvedere Trading LLC 0.02% of their portfolio CHICAGO, IL 7,7037.7k $118.2k $118.2k 0.02% New
53 POM Investment Strategies, LLC 0.14% of their portfolio RALEIGH, NC 7,4287.4k $114.0k $114.0k 0.14% Reduced -197.8k -197,811
54 Luminist Capital LLC 0.14% of their portfolio GRAND RAPIDS, MI 6,8536.9k $105.1k $105.1k 0.14% Added +1.5k +1,509
55 Whipplewood Advisors, LLC 0.05% of their portfolio LITTLETON, CO 5,6995.7k $87.4k $87.4k 0.05% Added +165 +165
56 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 5,5665.6k $85.4k $85.4k 0.00% Reduced -106 -106
57 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,2314.2k $64.9k $64.9k 0.00% Added +575 +575
58 Strive Financial Group ,LLC 0.03% of their portfolio CARMEL, IN 3,6223.6k $56.0k $56.0k 0.03% Unchanged
59 Anfield Capital Management, LLC 0.01% of their portfolio IRVINE, CA 2,6542.7k $40.7k $40.7k 0.01% Unchanged
60 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,6182.6k $40.3k $40.3k 0.00% Reduced -15.0k -15,002
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,5512.6k $38.5k $38.5k 0.00% New
62 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,0002.0k $30.7k $30.7k 0.00% Unchanged
63 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 1,5961.6k $24.6k $24.6k 0.00% Added +135 +135
64 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,4701.5k $22.6k $22.6k 0.00% Added +205 +205
65 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1,1931.2k $18.3k $18.3k 0.00% Unchanged
66 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,1881.2k $18.2k $18.2k 0.00% Unchanged
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 969969 $14.9k $14.9k 0.00% Added +364 +364
68 SHP Wealth Management 0.00% of their portfolio PLYMOUTH, MA 763763 $11.7k $11.7k 0.00% Reduced -840 -840
69 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 685685 $10.4k $10.4k 0.00% New
70 Triumph Capital Management 0.00% of their portfolio DENVER, CO 520520 $8.0k $8.0k 0.00% Unchanged
71 STANCE CAPITAL LLC 0.00% of their portfolio BOSTON, MA 519519 $8.0k $8.0k 0.00% New
72 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 257257 $3.9k $3.9k 0.00% Unchanged
73 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 247247 $3.8k $3.8k 0.00% Reduced -1.1k -1,125
74 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 200200 $3.1k $3.1k 0.00% Unchanged
75 MRP Capital Investments, LLC 0.00% of their portfolio ALPHARETTA, GA 200200 $3.1k $3.1k 0.00% Unchanged
76 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114114 $2.0k $2.0k 0.00% Added +65 +65
77 CWM, LLC 0.00% of their portfolio OMAHA, NE 4848 $738 $738 0.00% Reduced -3.1k -3,068
78 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33 $52 $52 0.00% Added +1 +1
79 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $14 $14 0.00% Unchanged