Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

80 institutional holders +5 vs Q3 2025
4,140,9124.1m shares reported held*
$72.8mreported value*
14 new 21 added 26 reduced 14 sold out net sold ≈ $16.4m (-933.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($105.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.57. Options: 2 managers hold calls ($2.3m notional), 2 hold puts ($760.3k).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 62Q2 24: 67Q3 24: 78Q4 24: 95Q1 25: 94Q2 25: 88Q3 25: 75Q4 25: 8080Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462
Q2 202467
Q3 202478
Q4 202495
Q1 202594
Q2 202588
Q3 202575
Q4 202580

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 44 bought or addedQ1 24: 20 cut or sold outQ2 24: 41 bought or addedQ2 24: 21 cut or sold outQ2 24Q3 24: 53 bought or addedQ3 24: 24 cut or sold outQ4 24: 66 bought or addedQ4 24: 28 cut or sold outQ4 24Q1 25: 57 bought or addedQ1 25: 47 cut or sold outQ2 25: 52 bought or addedQ2 25: 44 cut or sold outQ2 25Q3 25: 39 bought or addedQ3 25: 50 cut or sold outQ4 25: 35 bought or addedQ4 25: 40 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20244420
Q2 20244121
Q3 20245324
Q4 20246628
Q1 20255747
Q2 20255244
Q3 20253950
Q4 20253540

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 25 calls: $1.3mQ1 25 puts: $1.1mQ1 25P/C 0.87Q2 25 calls: $2.1mQ2 25 puts: $687.8kQ2 25P/C 0.33Q3 25 calls: $3.6mQ3 25 puts: $2.0mQ3 25P/C 0.55Q4 25 calls: $2.3mQ4 25 puts: $760.3kQ4 25P/C 0.34
Numbers
QuarterCallsPutsP/C
Q1 2025$1.3m$1.1m0.87
Q2 2025$2.1m$687.8k0.33
Q3 2025$3.6m$2.0m0.55
Q4 2025$2.3m$760.3k0.34

Biggest buyers

Owen LaRue, LLC Added +162,059+162.1k
FSA Advisors, Inc. New +86,628+86.6k
Elevated Capital Advisors, LLC Added +67,939+67.9k
B.O.S.S. Retirement Advisors, LLC Added +40,484+40.5k
Guild Investment Management, Inc. New +19,187+19.2k
Fiscal Wisdom Wealth Management, LLC New +15,715+15.7k
Farther Finance Advisors, LLC Added +14,221+14.2k
Lloyd Advisory Services, LLC. New +14,112+14.1k
Ignite Planners, LLC New +10,487+10.5k
Arax Advisory Partners New +9,917+9.9k

Biggest sellers

Beacon Capital Management, LLC Reduced -490,736-490.7k
AE Wealth Management LLC Reduced -200,836-200.8k
JANE STREET GROUP, LLC Sold out -164,731-164.7k
POM Investment Strategies, LLC Reduced -109,727-109.7k
J HAGAN CAPITAL, INC. Reduced -70,619-70.6k
Tactive Advisors, LLC Reduced -54,412-54.4k
DRIVE WEALTH MANAGEMENT, LLC Sold out -32,642-32.6k
Ausdal Financial Partners, Inc. Sold out -32,579-32.6k
HOWARD BAILEY SECURITIES, LLC Reduced -26,909-26.9k
Authentikos Wealth Advisory, LLC Reduced -25,024-25.0k

Biggest calls

JANE STREET GROUP, LLC Reduced $1.2m67.9k shares
CITADEL ADVISORS LLC Reduced $1.1m60.3k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $425.0k24.2k shares
JANE STREET GROUP, LLC Reduced $335.4k19.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 764,407764.4k $13.4m $13.4m 0.08% Reduced -200.8k -200,836
2 Elevated Capital Advisors, LLC 1.69% of their portfolio SANDY, UT 413,589413.6k $7.3m $7.3m 1.69% Added +67.9k +67,939
3 Owen LaRue, LLC 2.23% of their portfolio ELIZABETHTOWN, KY 333,339333.3k $5.9m $5.9m 2.23% Added +162.1k +162,059
4 POM Investment Strategies, LLC 1.85% of their portfolio RALEIGH, NC 205,239205.2k $3.6m $3.6m 1.85% Reduced -109.7k -109,727
5 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 187,674187.7k $3.3m $3.3m 0.15% Reduced -13.8k -13,792
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 158,792158.8k $2.8m $2.8m 0.00% Added +1.8k +1,762
7 Key Capital Management, INC 2.57% of their portfolio HENDERSONVILLE, TN 37075, TN 147,552147.6k $2.6m $2.6m 2.57% First filing
8 Beacon Capital Management, LLC 0.31% of their portfolio FRANKLIN, TN 113,534113.5k $2.0m $2.0m 0.31% Reduced -490.7k -490,736
9 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 108,269108.3k $1.9m $1.9m 0.06% Reduced -1.2k -1,210
10 HOWARD BAILEY SECURITIES, LLC 0.75% of their portfolio FORT WAYNE, IN 108,091108.1k $1.9m $1.9m 0.75% Reduced -26.9k -26,909
11 Legacy Wealth Managment, LLC/ID 0.86% of their portfolio BOISE, ID 102,049102.0k $1.8m $1.8m 0.86% Reduced -5.8k -5,836
12 Park Edge Advisors, LLC 0.38% of their portfolio Cleveland, OH 95,17995.2k $1.7m $1.7m 0.38% Added +5.4k +5,362
13 B.O.S.S. Retirement Advisors, LLC 0.52% of their portfolio Lehi, UT 94,13694.1k $1.7m $1.7m 0.52% Added +40.5k +40,484
14 FSA Advisors, Inc. 1.06% of their portfolio TROY, MI 86,62886.6k $1.5m $1.5m 1.06% New
15 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 73,34273.3k $1.3m $1.3m 0.00% Added +226 +226
16 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 72,13572.1k $1.3m $1.3m 0.00% Reduced -6.7k -6,677
17 Authentikos Wealth Advisory, LLC 0.76% of their portfolio MORGAN HILL, CA 65,04065.0k $1.1m $1.1m 0.76% Reduced -25.0k -25,024
18 Tactive Advisors, LLC 0.31% of their portfolio Jacksonville, FL 60,58560.6k $1.1m $1.1m 0.31% Reduced -54.4k -54,412
19 GREENBERG FINANCIAL GROUP 0.41% of their portfolio TUCSON, AZ 56,08056.1k $984.8k $984.8k 0.41% First filing
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 55,97656.0k $982.9k $982.9k 0.00% Reduced -5.4k -5,446
21 Discipline Wealth Solutions, LLC 0.18% of their portfolio GREENVILLE, SC 54,70054.7k $960.5k $960.5k 0.18% Added +9.2k +9,243
22 Claris Financial LLC 0.45% of their portfolio GLEN ALLEN, VA 48,48948.5k $851.5k $851.5k 0.45% Added +3.2k +3,232
23 Cambridge Advisors Inc. 0.16% of their portfolio OMAHA, NE 47,85447.9k $840.3k $840.3k 0.16% Added +360 +360
24 Blackston Financial Advisory Group, LLC 0.49% of their portfolio THE VILLAGES, FL 46,01946.0k $808.1k $808.1k 0.49% Added +5.6k +5,564
25 Andina Capital Management, LLC 0.48% of their portfolio LOGAN, UT 45,67645.7k $802.1k $802.1k 0.48% Reduced -8.7k -8,748
26 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 37,45637.5k $657.7k $657.7k 0.02% Added +1.8k +1,841
27 Stirlingshire Investments, Inc. 0.53% of their portfolio NEW YORK, NY 34,31934.3k $602.6k $602.6k 0.53% First filing
28 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 33,30033.3k $584.7k $584.7k 0.02% Reduced -5.4k -5,422
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,21532.2k $565.7k $565.7k 0.00% Added +2.5k +2,514
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,88831.9k $560.0k $560.0k 0.00% Added +2.8k +2,845
31 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 31,06531.1k $545.5k $545.5k 0.02% Unchanged
32 Networth Advisors, LLC 0.39% of their portfolio CANONSBURG, PA 29,94129.9k $525.8k $525.8k 0.39% First filing
33 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 29,33429.3k $515.1k $515.1k 0.01% Reduced -7.6k -7,573
34 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 29,21729.2k $513.0k $513.0k 0.00% Reduced -502 -502
35 Guild Investment Management, Inc. 0.25% of their portfolio WESTLAKE VILLAGE, CA 19,18719.2k $336.9k $336.9k 0.25% New
36 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 18,22318.2k $320.0k $320.0k 0.01% Unchanged
37 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 17,62017.6k $309.4k $309.4k 0.00% Added +14.2k +14,221
38 Fiduciary Alliance LLC 0.02% of their portfolio GREENVILLE, SC 17,25917.3k $303.1k $303.1k 0.02% Reduced -17.0k -16,958
39 Collaborative Wealth Managment Inc. 0.10% of their portfolio LAKE MARY, FL 16,56716.6k $290.9k $290.9k 0.10% Reduced -16.4k -16,413
40 COMPASS CAPITAL CORP /MA/ /ADV 0.11% of their portfolio BRAINTREE, MA 16,42416.4k $285.3k $285.3k 0.11% Added +111 +111
41 Fiscal Wisdom Wealth Management, LLC 0.26% of their portfolio Canton, CT 15,71515.7k $276.0k $276.0k 0.26% New
42 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 15,65215.7k $274.8k $274.8k 0.01% Added +668 +668
43 Soltis Investment Advisors LLC 0.02% of their portfolio ST. GEORGE, UT 14,71514.7k $258.4k $258.4k 0.02% Reduced -14.0k -13,952
44 Mosley Wealth Management 0.12% of their portfolio ANAHEIM, CA 14,31114.3k $259.3k $259.3k 0.12% First filing
45 Lloyd Advisory Services, LLC. 0.10% of their portfolio SUWANEE, GA 14,11214.1k $247.8k $247.8k 0.10% New
46 Decker Retirement Planning Inc. 0.11% of their portfolio LEVI, UT 12,12512.1k $212.9k $212.9k 0.11% Reduced -17.1k -17,144
47 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 11,76611.8k $206.6k $206.6k 0.01% Added +1.7k +1,705
48 Advisor OS, LLC 0.02% of their portfolio CHICAGO, IL 11,76611.8k $206.6k $206.6k 0.02% Added +1.7k +1,705
49 J HAGAN CAPITAL, INC. 0.11% of their portfolio LOUISVILLE, KY 11,10511.1k $195.0k $195.0k 0.11% Reduced -70.6k -70,619
50 Ignite Planners, LLC 0.03% of their portfolio SAN CLEMENTE, CA 10,48710.5k $182.6k $182.6k 0.03% New
51 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 10,00010.0k $175.6k $175.6k 0.00% Unchanged
52 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 9,9179.9k $174.1k $174.1k 0.01% New
53 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 9,2479.2k $162.4k $162.4k 0.00% Unchanged
54 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 5,6725.7k $99.6k $99.6k 0.00% Reduced -542 -542
55 Whipplewood Advisors, LLC 0.06% of their portfolio LITTLETON, CO 5,5345.5k $97.2k $97.2k 0.06% Added +334 +334
56 Luminist Capital LLC 0.12% of their portfolio GRAND RAPIDS, MI 5,3445.3k $93.8k $93.8k 0.12% Reduced -15.5k -15,528
57 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,6563.7k $64.2k $64.2k 0.00% Reduced -1.1k -1,080
58 Strive Financial Group ,LLC 0.03% of their portfolio CARMEL, IN 3,6223.6k $63.6k $63.6k 0.03% First filing
59 Financial Perspectives, Inc 0.02% of their portfolio MINNEAPOLIS, MN 3,3653.4k $59.1k $59.1k 0.02% New
60 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,1253.1k $54.9k $54.9k 0.00% New
61 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,1163.1k $55.0k $55.0k 0.00% Added +78 +78
62 Anfield Capital Management, LLC 0.01% of their portfolio IRVINE, CA 2,6542.7k $46.6k $46.6k 0.01% Unchanged
63 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,0002.0k $35.1k $35.1k 0.00% Unchanged
64 SHP Wealth Management 0.00% of their portfolio PLYMOUTH, MA 1,6031.6k $28.2k $28.2k 0.00% First filing
65 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 1,4611.5k $26.1k $26.1k 0.00% Added +458 +458
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,3721.4k $24.1k $24.1k 0.00% Reduced -293 -293
67 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,2651.3k $22.2k $22.2k 0.00% New
68 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1,1931.2k $20.9k $20.9k 0.00% Unchanged
69 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,1881.2k $20.9k $20.9k 0.00% Unchanged
70 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 900900 $15.8k $15.8k 0.00% New
71 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 716716 $12.6k $12.6k 0.00% New
72 UBS Group AG 0.00% of their portfolio ZURICH, V8 605605 $10.6k $10.6k 0.00% New
73 Triumph Capital Management 0.00% of their portfolio DENVER, CO 520520 $9.1k $9.1k 0.00% New
74 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 257257 $4.5k $4.5k 0.00% Reduced -2.5k -2,510
75 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 200200 $3.5k $3.5k 0.00% Unchanged
76 MRP Capital Investments, LLC 0.00% of their portfolio ALPHARETTA, GA 200200 $3.5k $3.5k 0.00% New
77 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4949 $1.0k $1.0k 0.00% Unchanged
78 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 88 $140 $140 0.00% Unchanged
79 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $42 $42 0.00% Reduced -702 -702
80 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $15 $15 0.00% Unchanged