Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

75 institutional holders -13 vs Q2 2025
4,845,7564.8m shares reported held*
$87.3mreported value*
16 new 23 added 27 reduced 23 sold out net sold ≈ $44.0m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($656 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.01. Options: 3 managers hold calls ($3.6m notional), 4 hold puts ($2.0m).

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 62Q2 24: 67Q3 24: 78Q4 24: 95Q1 25: 94Q2 25: 88Q3 25: 7575Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462
Q2 202467
Q3 202478
Q4 202495
Q1 202594
Q2 202588
Q3 202575

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 32 bought or addedQ4 23: 15 cut or sold outQ1 24: 44 bought or addedQ1 24: 20 cut or sold outQ1 24Q2 24: 41 bought or addedQ2 24: 21 cut or sold outQ3 24: 53 bought or addedQ3 24: 24 cut or sold outQ3 24Q4 24: 66 bought or addedQ4 24: 28 cut or sold outQ1 25: 57 bought or addedQ1 25: 47 cut or sold outQ1 25Q2 25: 52 bought or addedQ2 25: 44 cut or sold outQ3 25: 39 bought or addedQ3 25: 50 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20233215
Q1 20244420
Q2 20244121
Q3 20245324
Q4 20246628
Q1 20255747
Q2 20255244
Q3 20253950

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 24 calls: $239.1kQ4 24 puts: $2.2mQ4 24P/C 9.13Q1 25 calls: $1.3mQ1 25 puts: $1.1mQ1 25P/C 0.87Q2 25 calls: $2.1mQ2 25 puts: $687.8kQ2 25P/C 0.33Q3 25 calls: $3.6mQ3 25 puts: $2.0mQ3 25P/C 0.55
Numbers
QuarterCallsPutsP/C
Q4 2024$239.1k$2.2m9.13
Q1 2025$1.3m$1.1m0.87
Q2 2025$2.1m$687.8k0.33
Q3 2025$3.6m$2.0m0.55

Biggest buyers

One Capital Management, LLC New +109,479+109.5k
Elevated Capital Advisors, LLC Added +108,682+108.7k
IEQ CAPITAL, LLC New +73,116+73.1k
JANE STREET GROUP, LLC Added +50,596+50.6k
Discipline Wealth Solutions, LLC New +45,457+45.5k
Owen LaRue, LLC Added +44,784+44.8k
Summit Financial, LLC New +36,907+36.9k
MML INVESTORS SERVICES, LLC New +29,719+29.7k
ENVESTNET ASSET MANAGEMENT INC New +29,043+29.0k
Soltis Investment Advisors LLC New +28,667+28.7k

Biggest sellers

AE Wealth Management LLC Reduced -806,227-806.2k
Beacon Capital Management, LLC Reduced -569,940-569.9k
Parkside Investments, LLC Sold out -380,171-380.2k
FSA Advisors, Inc. Sold out -183,457-183.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -168,196-168.2k
POM Investment Strategies, LLC Reduced -159,255-159.3k
ARQ WEALTH ADVISORS, LLC Sold out -91,096-91.1k
TD Waterhouse Canada Inc. Sold out -84,900-84.9k
HOWARD BAILEY SECURITIES, LLC Reduced -82,017-82.0k
Authentikos Wealth Advisory, LLC Reduced -71,961-72.0k

Biggest calls

JANE STREET GROUP, LLC New $1.5m83.3k shares
CITADEL ADVISORS LLC Added $1.2m65.2k shares
Belvedere Trading LLC Reduced $900.0k50.0k shares

Biggest puts

Belvedere Trading LLC Added $900.0k50.0k shares
CITADEL ADVISORS LLC Reduced $617.4k34.3k shares
JANE STREET GROUP, LLC New $424.8k23.6k shares
Private Advisor Group, LLC New $10.6k9.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 965,243965.2k $17.4m $17.4m 0.11% Reduced -806.2k -806,227
2 Beacon Capital Management, LLC 1.55% of their portfolio FRANKLIN, TN 604,270604.3k $10.9m $10.9m 1.55% Reduced -569.9k -569,940
3 Elevated Capital Advisors, LLC 1.55% of their portfolio SANDY, UT 345,650345.6k $6.2m $6.2m 1.55% Added +108.7k +108,682
4 POM Investment Strategies, LLC 3.08% of their portfolio RALEIGH, NC 314,966315.0k $5.7m $5.7m 3.08% Reduced -159.3k -159,255
5 Visionary Wealth Advisors 0.17% of their portfolio O'FALLON, IL 201,466201.5k $3.6m $3.6m 0.17% Added +12.4k +12,369
6 Owen LaRue, LLC 1.22% of their portfolio ELIZABETHTOWN, KY 171,280171.3k $3.1m $3.1m 1.22% Added +44.8k +44,784
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 164,731164.7k $3.0m $3.0m 0.00% Added +50.6k +50,596
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 157,030157.0k $2.8m $2.8m 0.00% Reduced -168.2k -168,196
9 HOWARD BAILEY SECURITIES, LLC 0.69% of their portfolio FORT WAYNE, IN 135,000135.0k $2.4m $2.4m 0.69% Reduced -82.0k -82,017
10 Tactive Advisors, LLC 0.59% of their portfolio Jacksonville, FL 114,997115.0k $2.1m $2.1m 0.59% Added +16.1k +16,095
11 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 109,479109.5k $2.0m $2.0m 0.06% New
12 Legacy Wealth Managment, LLC/ID 0.88% of their portfolio BOISE, ID 107,885107.9k $1.9m $1.9m 0.88% Reduced -55.3k -55,308
13 Authentikos Wealth Advisory, LLC 1.07% of their portfolio MORGAN HILL, CA 90,06490.1k $1.6m $1.6m 1.07% Reduced -72.0k -71,961
14 Park Edge Advisors, LLC 0.37% of their portfolio Cleveland, OH 89,81789.8k $1.6m $1.6m 0.37% Added +4.7k +4,661
15 J HAGAN CAPITAL, INC. 0.89% of their portfolio LOUISVILLE, KY 81,72481.7k $1.5m $1.5m 0.89% Added +13.5k +13,469
16 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 78,81278.8k $1.4m $1.4m 0.00% Reduced -6.6k -6,591
17 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 73,11673.1k $1.3m $1.3m 0.00% New
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 61,42261.4k $1.1m $1.1m 0.00% Added +12.1k +12,144
19 Andina Capital Management, LLC 0.55% of their portfolio LOGAN, UT 54,42454.4k $979.6k $979.6k 0.55% Added +11.9k +11,888
20 B.O.S.S. Retirement Advisors, LLC 0.23% of their portfolio Lehi, UT 53,65253.7k $965.7k $965.7k 0.23% Reduced -20.7k -20,697
21 Cambridge Advisors Inc. 0.17% of their portfolio OMAHA, NE 47,49447.5k $854.9k $854.9k 0.17% Reduced -794 -794
22 Discipline Wealth Solutions, LLC 0.22% of their portfolio GREENVILLE, SC 45,45745.5k $818.2k $818.2k 0.22% New
23 Claris Financial LLC 0.46% of their portfolio GLEN ALLEN, VA 45,25745.3k $814.6k $814.6k 0.46% Added +1.3k +1,294
24 Blackston Financial Advisory Group, LLC 0.43% of their portfolio THE VILLAGES, FL 40,45540.5k $728.2k $728.2k 0.43% Reduced -12.5k -12,454
25 NAPA WEALTH MANAGEMENT 0.33% of their portfolio Napa, CA 39,02539.0k $702.5k $702.5k 0.33% Added +218 +218
26 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 38,72238.7k $697.0k $697.0k 0.02% Reduced -14.6k -14,648
27 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 36,90736.9k $664.3k $664.3k 0.01% New
28 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 35,61535.6k $641.1k $641.1k 0.02% Added +1.8k +1,757
29 Fiduciary Alliance LLC 0.04% of their portfolio GREENVILLE, SC 34,21734.2k $615.9k $615.9k 0.04% Reduced -10.2k -10,199
30 Collaborative Wealth Managment Inc. 0.24% of their portfolio LAKE MARY, FL 32,98033.0k $593.6k $593.6k 0.24% Added +234 +234
31 DRIVE WEALTH MANAGEMENT, LLC 0.12% of their portfolio LEHI, UT 32,64232.6k $587.6k $587.6k 0.12% Reduced -61.5k -61,467
32 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 32,57932.6k $586.4k $586.4k 0.03% Reduced -604 -604
33 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 31,06531.1k $559.2k $559.2k 0.02% Unchanged
34 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 29,71929.7k $534.9k $534.9k 0.00% New
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 29,70129.7k $534.6k $534.6k 0.00% Added +5.2k +5,246
36 Decker Retirement Planning Inc. 0.29% of their portfolio LEVI, UT 29,26929.3k $526.8k $526.8k 0.29% Reduced -26.0k -25,984
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,04329.0k $522.8k $522.8k 0.00% New
38 Soltis Investment Advisors LLC 0.04% of their portfolio ST. GEORGE, UT 28,66728.7k $516.0k $516.0k 0.04% New
39 Luminist Capital LLC 0.33% of their portfolio GRAND RAPIDS, MI 20,87220.9k $378.8k $378.8k 0.33% Reduced -2.4k -2,419
40 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 18,22318.2k $328.0k $328.0k 0.01% Reduced -3.5k -3,523
41 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,27617.3k $311.0k $311.0k 0.00% Added +155 +155
42 COMPASS CAPITAL CORP /MA/ /ADV 0.13% of their portfolio BRAINTREE, MA 16,31316.3k $290.5k $290.5k 0.13% Reduced -10.6k -10,597
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,07516.1k $289.0k $289.0k 0.00% Reduced -1.0k -1,000
44 Straight Path Wealth Management 0.08% of their portfolio Jenison, MI 15,10015.1k $271.8k $271.8k 0.08% Unchanged
45 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 14,98415.0k $269.7k $269.7k 0.01% New
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,77514.8k $265.9k $265.9k 0.00% Reduced -2.9k -2,852
47 Guerra Advisors Inc 0.09% of their portfolio MIAMI, FL 14,13014.1k $254.3k $254.3k 0.09% Reduced -15.4k -15,355
48 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 10,06110.1k $181.1k $181.1k 0.01% New
49 Advisor OS, LLC 0.02% of their portfolio CHICAGO, IL 10,06110.1k $181.1k $181.1k 0.02% New
50 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 10,00010.0k $180.0k $180.0k 0.00% Unchanged
51 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 9,2479.2k $166.4k $166.4k 0.00% Reduced -7.6k -7,623
52 Belvedere Trading LLC 0.01% of their portfolio CHICAGO, IL 7,2747.3k $130.9k $130.9k 0.01% Added +847 +847
53 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 6,2146.2k $111.9k $111.9k 0.00% Reduced -4.9k -4,918
54 Whipplewood Advisors, LLC 0.06% of their portfolio LITTLETON, CO 5,2005.2k $93.6k $93.6k 0.06% Added +239 +239
55 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,7364.7k $85.2k $85.2k 0.00% Added +77 +77
56 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,3993.4k $61.2k $61.2k 0.00% Added +1.2k +1,155
57 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,0383.0k $55.0k $55.0k 0.00% Added +74 +74
58 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 2,7672.8k $49.8k $49.8k 0.00% New
59 Anfield Capital Management, LLC 0.01% of their portfolio IRVINE, CA 2,6542.7k $47.8k $47.8k 0.01% Unchanged
60 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,0002.0k $36.0k $36.0k 0.00% Unchanged
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,6651.7k $29.0k $29.0k 0.00% Added +1.3k +1,301
62 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 1,3001.3k $23.4k $23.4k 0.00% New
63 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1,1931.2k $21.5k $21.5k 0.00% Added +7 +7
64 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,1881.2k $21.4k $21.4k 0.00% Reduced -1.2k -1,189
65 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 1,0031.0k $18.1k $18.1k 0.00% Added +482 +482
66 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 875875 $15.8k $15.8k 0.00% New
67 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 704704 $12.7k $12.7k 0.00% Reduced -6.9k -6,886
68 STANCE CAPITAL LLC 0.00% of their portfolio BOSTON, MA 512512 $9.2k $9.2k 0.00% New
69 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 453453 $8.2k $8.2k 0.00% Unchanged
70 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 382382 $6.9k $6.9k 0.00% Unchanged
71 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 200200 $3.6k $3.6k 0.00% New
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4949 $1.0k $1.0k 0.00% Reduced -49 -49
73 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1818 $324 $324 0.00% New
74 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 88 $144 $144 0.00% Unchanged
75 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $15 $15 0.00% Unchanged