Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

94 institutional holders -1 vs Q4 2024
7,110,7017.1m shares reported held*
$129.3mreported value*
22 new 35 added 25 reduced 22 sold out net bought ≈ $20.8m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.19. Options: 1 managers hold calls ($1.3m notional), 1 hold puts ($1.1m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 62Q2 24: 67Q3 24: 78Q4 24: 95Q1 25: 9494Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462
Q2 202467
Q3 202478
Q4 202495
Q1 202594

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 26 bought or addedQ2 23: 16 cut or sold outQ3 23: 25 bought or addedQ3 23: 25 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 15 cut or sold outQ1 24: 44 bought or addedQ1 24: 20 cut or sold outQ1 24Q2 24: 41 bought or addedQ2 24: 21 cut or sold outQ3 24: 53 bought or addedQ3 24: 24 cut or sold outQ3 24Q4 24: 66 bought or addedQ4 24: 28 cut or sold outQ1 25: 57 bought or addedQ1 25: 47 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232616
Q3 20232525
Q4 20233215
Q1 20244420
Q2 20244121
Q3 20245324
Q4 20246628
Q1 20255747

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 24 calls: $112.3kQ2 24 puts: $128.0kQ2 24P/C 1.14Q3 24 calls: $344.8kQ3 24 puts: $3.6mQ3 24P/C 10.35Q4 24 calls: $239.1kQ4 24 puts: $2.2mQ4 24P/C 9.13Q1 25 calls: $1.3mQ1 25 puts: $1.1mQ1 25P/C 0.87
Numbers
QuarterCallsPutsP/C
Q2 2024$112.3k$128.0k1.14
Q3 2024$344.8k$3.6m10.35
Q4 2024$239.1k$2.2m9.13
Q1 2025$1.3m$1.1m0.87

Biggest buyers

AE Wealth Management LLC Added +534,805+534.8k
Beacon Capital Management, LLC Added +458,519+458.5k
POM Investment Strategies, LLC New +346,773+346.8k
Elevated Capital Advisors, LLC Added +187,112+187.1k
HOWARD BAILEY SECURITIES, LLC New +151,327+151.3k
Authentikos Wealth Advisory, LLC New +122,608+122.6k
Parkside Investments, LLC Added +65,729+65.7k
Visionary Wealth Advisors Added +61,772+61.8k
Owen LaRue, LLC New +57,214+57.2k
FSA Advisors, Inc. Added +43,818+43.8k

Biggest sellers

Cumberland Partners Ltd Reduced -208,483-208.5k
JANE STREET GROUP, LLC Sold out -162,050-162.1k
MORGAN STANLEY Reduced -150,336-150.3k
CoreCap Advisors, LLC Reduced -115,568-115.6k
AlphaStar Capital Management, LLC Sold out -105,228-105.2k
Legacy Wealth Managment, LLC/ID Reduced -101,582-101.6k
Mount Lucas Management LP Sold out -86,264-86.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -64,388-64.4k
OLD MISSION CAPITAL LLC Sold out -50,601-50.6k
Smith Anglin Financial, LLC Reduced -48,402-48.4k

Biggest calls

CITADEL ADVISORS LLC Added $1.3m69.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.1m60.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 1,384,8161.4m $25.2m $25.2m 0.21% Added +534.8k +534,805
2 Beacon Capital Management, LLC 2.14% of their portfolio FRANKLIN, TN 873,164873.2k $15.9m $15.9m 2.14% Added +458.5k +458,519
3 PEAK FINANCIAL ADVISORS LLC 4.65% of their portfolio DENVER, CO 502,384502.4k $9.1m $9.1m 4.65% Added +15.5k +15,523
4 Parkside Investments, LLC 1.03% of their portfolio DEERFIELD, IL 383,495383.5k $7.0m $7.0m 1.03% Added +65.7k +65,729
5 POM Investment Strategies, LLC 7.37% of their portfolio RALEIGH, NC 346,773346.8k $6.3m $6.3m 7.37% New
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 327,411327.4k $6.0m $6.0m 0.01% Added +17.2k +17,206
7 Elevated Capital Advisors, LLC 1.21% of their portfolio SANDY, UT 236,968237.0k $4.3m $4.3m 1.21% Added +187.1k +187,112
8 Legacy Wealth Managment, LLC/ID 3.08% of their portfolio BOISE, ID 232,920232.9k $4.2m $4.2m 3.08% Reduced -101.6k -101,582
9 Visionary Wealth Advisors 0.18% of their portfolio O'FALLON, IL 165,637165.6k $3.0m $3.0m 0.18% Added +61.8k +61,772
10 HOWARD BAILEY SECURITIES, LLC 0.92% of their portfolio FORT WAYNE, IN 151,327151.3k $2.8m $2.8m 0.92% New
11 Cumberland Partners Ltd 0.18% of their portfolio TORONTO, A6 126,665126.7k $2.3m $2.3m 0.18% Reduced -208.5k -208,483
12 Authentikos Wealth Advisory, LLC 1.74% of their portfolio MORGAN HILL, CA 122,608122.6k $2.2m $2.2m 1.74% New
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 110,071110.1k $2.0m $2.0m 0.00% Added +30.0k +29,992
14 Diversify Advisory Services, LLC 0.11% of their portfolio SANDY, UT 109,305109.3k $1.8m $1.8m 0.11% Added +9.6k +9,644
15 Arete Wealth Advisors, LLC 0.14% of their portfolio CHICAGO, IL 98,20698.2k $1.8m $1.8m 0.14% Added +8.3k +8,310
16 ARQ WEALTH ADVISORS, LLC 0.61% of their portfolio SCOTTSDALE, AZ 91,09691.1k $1.7m $1.7m 0.61% Added +23.2k +23,197
17 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 87,11087.1k $1.6m $1.6m 0.00% Added +13.7k +13,723
18 Andina Capital Management, LLC 1.04% of their portfolio LOGAN, UT 80,16680.2k $1.5m $1.5m 1.04% Added +7.2k +7,184
19 DRIVE WEALTH MANAGEMENT, LLC 0.34% of their portfolio LEHI, UT 79,05379.1k $1.4m $1.4m 0.34% Added +19.2k +19,216
20 FSA Advisors, Inc. 1.08% of their portfolio TROY, MI 74,81374.8k $1.4m $1.4m 1.08% Added +43.8k +43,818
21 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 71,34271.3k $1.5m $1.5m 0.03% Unchanged
22 Park Edge Advisors, LLC 0.35% of their portfolio Cleveland, OH 69,51669.5k $1.3m $1.3m 0.35% Added +8.8k +8,771
23 J HAGAN CAPITAL, INC. 1.11% of their portfolio LOUISVILLE, KY 65,50765.5k $1.4m $1.4m 1.11% First filing
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 60,66960.7k $1.1m $1.1m 0.00% Reduced -4.9k -4,879
25 Owen LaRue, LLC 0.52% of their portfolio ELIZABETHTOWN, KY 57,21457.2k $1.0m $1.0m 0.52% New
26 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 52,83352.8k $1.0m $1.0m 0.01% Added +33.9k +33,933
27 Cambridge Advisors Inc. 0.20% of their portfolio OMAHA, NE 50,21050.2k $912.8k $912.8k 0.20% Added +4.0k +3,960
28 Fiduciary Alliance LLC 0.09% of their portfolio GREENVILLE, SC 49,15449.2k $893.6k $893.6k 0.09% Added +9.5k +9,452
29 Prosperity Wealth Management, Inc. 0.40% of their portfolio San Ramon, CA 46,55446.6k $846.4k $846.4k 0.40% Added +22.6k +22,636
30 GREENBERG FINANCIAL GROUP 0.30% of their portfolio TUCSON, AZ 46,37346.4k $711.4k $711.4k 0.30% First filing
31 COMPASS CAPITAL CORP /MA/ /ADV 0.35% of their portfolio BRAINTREE, MA 46,04646.0k $665.8k $665.8k 0.35% Reduced -2.1k -2,146
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 39,23539.2k $713.3k $713.3k 0.00% Reduced -37.7k -37,730
33 NAPA WEALTH MANAGEMENT 0.39% of their portfolio Napa, CA 37,84537.8k $688.0k $688.0k 0.39% Added +3.4k +3,352
34 Aspen Wealth Strategies, LLC 0.45% of their portfolio ARVADA, CO 37,61637.6k $683.9k $683.9k 0.45% Reduced -1.1k -1,095
35 IMC-Chicago, LLC 0.03% of their portfolio CHICAGO, IL 37,25437.3k $677.3k $677.3k 0.03% New
36 GWN SECURITIES INC. 0.04% of their portfolio Palm Beach Gardens, FL 34,86034.9k $678.7k $678.7k 0.04% New
37 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 34,40034.4k $625.4k $625.4k 0.03% New
38 Clarity Capital Partners LLC 0.24% of their portfolio Newport Beach, CA 33,36333.4k $606.5k $606.5k 0.24% Added +7.3k +7,340
39 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 32,67532.7k $636.9k $636.9k 0.00% Added +16.3k +16,257
40 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 32,66132.7k $593.8k $593.8k 0.04% Reduced -851 -851
41 Smith Anglin Financial, LLC 0.06% of their portfolio DALLAS, TX 31,92731.9k $580.4k $580.4k 0.06% Reduced -48.4k -48,402
42 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 29,95029.9k $492.4k $492.4k 0.01% New
43 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 29,75629.8k $541.0k $541.0k 0.02% Added +3.6k +3,610
44 Collaborative Wealth Managment Inc. 0.25% of their portfolio LAKE MARY, FL 29,35729.4k $533.7k $533.7k 0.25% Reduced -762 -762
45 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 25,94725.9k $475.1k $475.1k 0.01% Reduced -29.5k -29,523
46 B.O.S.S. Retirement Advisors, LLC 0.13% of their portfolio Lehi, UT 25,26225.3k $459.3k $459.3k 0.13% Added +9.1k +9,115
47 Luminist Capital LLC 0.46% of their portfolio GRAND RAPIDS, MI 23,37923.4k $428.1k $428.1k 0.46% Added +2.1k +2,084
48 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 22,10622.1k $401.9k $401.9k 0.01% New
49 CAP Partners, LLC 0.28% of their portfolio FRANKLIN, TN 21,49721.5k $390.8k $390.8k 0.28% Added +1.3k +1,335
50 JT Stratford LLC 0.06% of their portfolio GAINESVILLE, GA 20,11620.1k $365.7k $365.7k 0.06% Added +480 +480
51 Decker Retirement Planning Inc. 0.21% of their portfolio LEVI, UT 18,44018.4k $335.2k $335.2k 0.21% Added +14.9k +14,926
52 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 18,11818.1k $329.0k $329.0k 0.00% New
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,07518.1k $329.0k $329.0k 0.00% Unchanged
54 CPA Asset Management Group, LLC 0.14% of their portfolio WEST PALM BEACH, FL 17,30417.3k $314.6k $314.6k 0.14% Reduced -21.7k -21,651
55 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 16,73016.7k $304.2k $304.2k 0.00% Added +300 +300
56 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,66916.7k $303.0k $303.0k 0.00% New
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 16,64016.6k $302.5k $302.5k 0.00% New
58 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 16,25716.3k $295.5k $295.5k 0.00% Reduced -161 -161
59 Straight Path Wealth Management 0.11% of their portfolio Jenison, MI 15,15015.2k $275.4k $275.4k 0.11% New
60 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 14,69014.7k $267.1k $267.1k 0.00% Reduced -5.1k -5,120
61 TOUNJIAN ADVISORY PARTNERS, LLC 0.05% of their portfolio FORT MYERS, FL 14,49614.5k $263.5k $263.5k 0.05% First filing
62 Clay Northam Wealth Management, LLC 0.17% of their portfolio HUNTINGTON BEACH, CA 13,05013.1k $237.2k $237.2k 0.17% New
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,71712.7k $231.2k $231.2k 0.00% Reduced -604 -604
64 Transce3nd, LLC 0.10% of their portfolio BUDA, TX 12,53012.5k $227.8k $227.8k 0.10% New
65 VISTA INVESTMENT MANAGEMENT 0.09% of their portfolio PITTSBURGH, PA 12,30512.3k $223.7k $223.7k 0.09% Reduced -248 -248
66 BlackRock, Inc. 0.00% of their portfolio New York, NY 11,44211.4k $208.0k $208.0k 0.00% New
67 Focus Partners Advisor Solutions, LLC 0.00% of their portfolio SAINT LOUIS, MO 10,73410.7k $195.1k $195.1k 0.00% New
68 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 10,17310.2k $184.9k $184.9k 0.01% Reduced -115.6k -115,568
69 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,10010.1k $183.6k $183.6k 0.00% Reduced -64.4k -64,388
70 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 10,00010.0k $181.8k $181.8k 0.02% Unchanged
71 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 8,8538.9k $160.9k $160.9k 0.01% Added +353 +353
72 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,0075.0k $91.0k $91.0k 0.00% Reduced -150.3k -150,336
73 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,6814.7k $85.1k $85.1k 0.00% Added +457 +457
74 FSC Wealth Advisors, LLC 0.05% of their portfolio WAPPINGERS FALLS, NY 4,5784.6k $83.2k $83.2k 0.05% Unchanged
75 Park Square Financial Group, LLC 0.05% of their portfolio ROSWELL, GA 3,4443.4k $62.6k $62.6k 0.05% New
76 AlphaCore Capital LLC 0.00% of their portfolio LA JOLLA, CA 3,0043.0k $54.6k $54.6k 0.00% New
77 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,8772.9k $52.0k $52.0k 0.00% New
78 Iron Horse Wealth Management, LLC 0.02% of their portfolio JOHSTON, IA 2,7002.7k $49.1k $49.1k 0.02% Added +2.5k +2,500
79 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 2,6542.7k $48.2k $48.2k 0.02% Unchanged
80 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,2472.2k $40.9k $40.9k 0.00% Added +976 +976
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,2462.2k $40.8k $40.8k 0.00% Reduced -12.5k -12,471
82 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1,1791.2k $21.4k $21.4k 0.00% Reduced -128 -128
83 PIN OAK INVESTMENT ADVISORS INC 0.01% of their portfolio HOUSTON, TX 765765 $15.0k $15.0k 0.01% Added +650 +650
84 FSA Wealth Management LLC 0.01% of their portfolio Needham, MA 662662 $12.0k $12.0k 0.01% Reduced -838 -838
85 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 521521 $9.5k $9.5k 0.00% New
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 472472 $8.6k $8.6k 0.00% Reduced -7.9k -7,929
87 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 382382 $5.3k $5.3k 0.00% New
88 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 8686 $1.6k $1.6k 0.00% Reduced -414 -414
89 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4949 $1.0k $1.0k 0.00% Reduced -399 -399
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3333 $600 $600 0.00% Unchanged
91 Whipplewood Advisors, LLC 0.05% of their portfolio LITTLETON, CO 2020 $90.2k $90.2k 0.05% Reduced -4.5k -4,496
92 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 88 $145 $145 0.00% Unchanged
93 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $13 $13 0.00% Unchanged
94 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged