Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

95 institutional holders +17 vs Q3 2024
6,211,9186.2m shares reported held*
$129.4mreported value*
24 new 42 added 16 reduced 12 sold out net bought ≈ $25.4m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.83. Options: 1 managers hold calls ($239.1k notional), 1 hold puts ($2.2m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 62Q2 24: 67Q3 24: 78Q4 24: 9595Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462
Q2 202467
Q3 202478
Q4 202495

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 19 bought or addedQ1 23: 9 cut or sold outQ2 23: 26 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 25 cut or sold outQ4 23: 32 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 20 cut or sold outQ2 24: 41 bought or addedQ2 24: 21 cut or sold outQ2 24Q3 24: 53 bought or addedQ3 24: 24 cut or sold outQ4 24: 66 bought or addedQ4 24: 28 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023199
Q2 20232616
Q3 20232525
Q4 20233215
Q1 20244420
Q2 20244121
Q3 20245324
Q4 20246628

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 24 calls: $0Q1 24 puts: $954.0kQ1 24P/C —Q2 24 calls: $112.3kQ2 24 puts: $128.0kQ2 24P/C 1.14Q3 24 calls: $344.8kQ3 24 puts: $3.6mQ3 24P/C 10.35Q4 24 calls: $239.1kQ4 24 puts: $2.2mQ4 24P/C 9.13
Numbers
QuarterCallsPutsP/C
Q1 2024$0$954.0k—
Q2 2024$112.3k$128.0k1.14
Q3 2024$344.8k$3.6m10.35
Q4 2024$239.1k$2.2m9.13

Biggest buyers

AE Wealth Management LLC Added +629,543+629.5k
Beacon Capital Management, LLC New +414,645+414.6k
CoreCap Advisors, LLC Added +124,231+124.2k
JANE STREET GROUP, LLC Added +103,376+103.4k
MORGAN STANLEY Added +87,430+87.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +76,965+77.0k
Farther Finance Advisors, LLC Added +53,270+53.3k
OLD MISSION CAPITAL LLC New +50,601+50.6k
Elevated Capital Advisors, LLC New +49,856+49.9k
Fiduciary Alliance LLC New +39,702+39.7k

Biggest sellers

Legacy Investment Solutions, LLC Reduced -148,642-148.6k
Legacy Wealth Managment, LLC/ID Reduced -148,642-148.6k
CITADEL ADVISORS LLC Reduced -134,664-134.7k
One Capital Management, LLC Sold out -116,213-116.2k
3EDGE Asset Management, LP Sold out -95,436-95.4k
Bison Wealth, LLC Reduced -44,989-45.0k
OneDigital Investment Advisors LLC Reduced -42,598-42.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -39,924-39.9k
Mid-American Wealth Advisory Group, Inc. Sold out -27,132-27.1k
Atlas Financial Advisors, Inc. Sold out -22,807-22.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $239.1k11.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.2m105.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 850,011850.0k $17.7m $17.7m 0.15% Added +629.5k +629,543
2 PEAK FINANCIAL ADVISORS LLC 5.26% of their portfolio DENVER, CO 486,861486.9k $10.1m $10.1m 5.26% Added +7.3k +7,306
3 Beacon Capital Management, LLC 1.12% of their portfolio FRANKLIN, TN 414,645414.6k $8.6m $8.6m 1.12% New
4 Cumberland Partners Ltd 0.49% of their portfolio TORONTO, A6 335,148335.1k $7.0m $7.0m 0.49% Added +12.2k +12,204
5 Legacy Investment Solutions, LLC 4.65% of their portfolio BOISE, ID 334,502334.5k $7.1m $7.1m 4.65% Reduced -148.6k -148,642
6 Legacy Wealth Managment, LLC/ID 4.65% of their portfolio BOISE, ID 334,502334.5k $7.1m $7.1m 4.65% Reduced -148.6k -148,642
7 Parkside Investments, LLC 0.99% of their portfolio DEERFIELD, IL 317,766317.8k $6.6m $6.6m 0.99% Added +12.8k +12,781
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 310,205310.2k $6.4m $6.4m 0.01% Reduced -39.9k -39,924
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 162,050162.1k $3.4m $3.4m 0.01% Added +103.4k +103,376
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 155,343155.3k $3.2m $3.2m 0.00% Added +87.4k +87,430
11 CoreCap Advisors, LLC 0.12% of their portfolio SOUTHFIELD, MI 125,741125.7k $2.6m $2.6m 0.12% Added +124.2k +124,231
12 AlphaStar Capital Management, LLC 0.23% of their portfolio CORNELIUS, NC 105,228105.2k $2.2m $2.2m 0.23% Added +24.0k +23,998
13 Visionary Wealth Advisors 0.13% of their portfolio O'FALLON, IL 103,865103.9k $2.2m $2.2m 0.13% Added +15.8k +15,752
14 Diversify Advisory Services, LLC 0.11% of their portfolio SANDY, UT 99,66199.7k $2.0m $2.0m 0.11% Added +18.1k +18,131
15 Arete Wealth Advisors, LLC 0.14% of their portfolio CHICAGO, IL 89,89689.9k $1.9m $1.9m 0.14% Added +202 +202
16 Mount Lucas Management LP 0.62% of their portfolio Newtown, PA 86,26486.3k $1.8m $1.8m 0.62% Added +3.2k +3,164
17 Smith Anglin Financial, LLC 0.16% of their portfolio DALLAS, TX 80,32980.3k $1.7m $1.7m 0.16% Reduced -5.4k -5,445
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 80,07980.1k $1.7m $1.7m 0.00% Reduced -134.7k -134,664
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 76,96577.0k $1.6m $1.6m 0.00% New
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 74,48874.5k $1.5m $1.5m 0.00% Added +13.3k +13,316
21 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 73,38773.4k $1.5m $1.5m 0.00% Reduced -11.2k -11,208
22 Andina Capital Management, LLC 1.24% of their portfolio LOGAN, UT 72,98273.0k $1.5m $1.5m 1.24% Added +16.5k +16,515
23 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 71,34271.3k $1.5m $1.5m 0.03% Added +11.4k +11,396
24 ARQ WEALTH ADVISORS, LLC 0.54% of their portfolio SCOTTSDALE, AZ 67,89967.9k $1.4m $1.4m 0.54% Added +12.1k +12,087
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 65,54865.5k $1.4m $1.4m 0.00% Added +19.2k +19,207
26 Park Edge Advisors, LLC 0.37% of their portfolio Cleveland, OH 60,74560.7k $1.3m $1.3m 0.37% Added +10.0k +9,976
27 DRIVE WEALTH MANAGEMENT, LLC 0.30% of their portfolio LEHI, UT 59,83759.8k $1.2m $1.2m 0.30% Added +11.3k +11,295
28 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 55,47055.5k $1.2m $1.2m 0.04% Added +53.3k +53,270
29 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 50,60150.6k $1.1m $1.1m 0.02% New
30 Elevated Capital Advisors, LLC 0.28% of their portfolio SANDY, UT 49,85649.9k $1.0m $1.0m 0.28% New
31 COMPASS CAPITAL CORP /MA/ /ADV 0.39% of their portfolio BRAINTREE, MA 48,19248.2k $1.0m $1.0m 0.39% First filing
32 Cambridge Advisors Inc. 0.21% of their portfolio OMAHA, NE 46,25046.2k $961.5k $961.5k 0.21% Added +8.7k +8,705
33 Fiduciary Alliance LLC 0.08% of their portfolio GREENVILLE, SC 39,70239.7k $825.4k $825.4k 0.08% New
34 CPA Asset Management Group, LLC 0.38% of their portfolio WEST PALM BEACH, FL 38,95539.0k $809.9k $809.9k 0.38% Added +751 +751
35 Aspen Wealth Strategies, LLC 0.51% of their portfolio ARVADA, CO 38,71138.7k $804.8k $804.8k 0.51% Added +16.5k +16,529
36 NAPA WEALTH MANAGEMENT 0.31% of their portfolio Napa, CA 34,49334.5k $717.1k $717.1k 0.31% Added +9.2k +9,212
37 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 33,51233.5k $696.7k $696.7k 0.06% Unchanged
38 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 31,97432.0k $664.7k $664.7k 0.04% Added +1.6k +1,595
39 EPG Wealth Management LLC 0.17% of their portfolio ATLANTA, GA 31,38131.4k $652.4k $652.4k 0.17% Added +1.0k +1,002
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 31,06531.1k $645.8k $645.8k 0.00% Reduced -9.0k -8,984
41 FSA Advisors, Inc. 0.79% of their portfolio TROY, MI 30,99531.0k $644.4k $644.4k 0.79% New
42 Collaborative Wealth Managment Inc. 0.28% of their portfolio LAKE MARY, FL 30,11930.1k $626.2k $626.2k 0.28% Added +532 +532
43 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 26,14626.1k $543.6k $543.6k 0.02% Added +10.8k +10,802
44 Clarity Capital Partners LLC 0.28% of their portfolio Newport Beach, CA 26,02326.0k $541.0k $541.0k 0.28% Added +12.5k +12,496
45 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 24,93324.9k $518.4k $518.4k 0.00% New
46 Prosperity Wealth Management, Inc. 0.20% of their portfolio San Ramon, CA 23,91823.9k $497.2k $497.2k 0.20% Added +12.5k +12,493
47 HBW ADVISORY SERVICES LLC 0.05% of their portfolio SIMI VALLEY, CA 22,21722.2k $461.9k $461.9k 0.05% Reduced -7.4k -7,362
48 Luminist Capital LLC 0.77% of their portfolio GRAND RAPIDS, MI 21,29521.3k $442.7k $442.7k 0.77% First filing
49 CAP Partners, LLC 0.30% of their portfolio FRANKLIN, TN 20,16220.2k $419.2k $419.2k 0.30% Added +1.8k +1,811
50 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 19,81019.8k $411.9k $411.9k 0.00% Added +73 +73
51 JT Stratford LLC 0.07% of their portfolio GAINESVILLE, GA 19,63619.6k $408.2k $408.2k 0.07% New
52 TWO SIGMA SECURITIES, LLC 0.07% of their portfolio NEW YORK, NY 19,44719.4k $404.3k $404.3k 0.07% New
53 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 18,90018.9k $393.9k $393.9k 0.00% Added +15.3k +15,350
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,07518.1k $376.0k $376.0k 0.00% Unchanged
55 Bison Wealth, LLC 0.08% of their portfolio Atlanta, GA 17,58217.6k $365.5k $365.5k 0.08% Reduced -45.0k -44,989
56 Thompson David Blair 0.26% of their portfolio CHARLOTTE, NC 17,18717.2k $357.3k $357.3k 0.26% First filing
57 Retirement Planning Group, LLC 0.02% of their portfolio LEAWOOD, KS 16,97017.0k $352.8k $352.8k 0.02% Reduced -1.2k -1,190
58 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 16,43016.4k $341.6k $341.6k 0.00% Added +400 +400
59 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 16,41816.4k $341.3k $341.3k 0.00% New
60 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 16,41816.4k $341.3k $341.3k 0.00% New
61 B.O.S.S. Retirement Advisors, LLC 0.09% of their portfolio Lehi, UT 16,14716.1k $335.7k $335.7k 0.09% New
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,71714.7k $306.0k $306.0k 0.00% Added +14.7k +14,716
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,32113.3k $276.9k $276.9k 0.00% New
64 VISTA INVESTMENT MANAGEMENT 0.10% of their portfolio PITTSBURGH, PA 12,55312.6k $261.0k $261.0k 0.10% New
65 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 12,18812.2k $253.4k $253.4k 0.01% New
66 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 10,48510.5k $234.3k $234.3k 0.01% Added +66 +66
67 Blueprint Investment Partners LLC 0.03% of their portfolio GREENSBORO, NC 10,31310.3k $214.4k $214.4k 0.03% New
68 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 10,00010.0k $207.9k $207.9k 0.02% Added +600 +600
69 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 9,8639.9k $206.5k $206.5k 0.00% New
70 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 9,8029.8k $203.8k $203.8k 0.00% Reduced -42.6k -42,598
71 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 8,5008.5k $176.7k $176.7k 0.01% Added +1.2k +1,246
72 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,4018.4k $174.7k $174.7k 0.00% Reduced -6.7k -6,731
73 FSC Wealth Advisors, LLC 0.06% of their portfolio WAPPINGERS FALLS, NY 4,5784.6k $95.2k $95.2k 0.06% New
74 Whipplewood Advisors, LLC 0.05% of their portfolio LITTLETON, CO 4,5164.5k $93.9k $93.9k 0.05% First filing
75 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,2244.2k $87.8k $87.8k 0.00% Reduced -167 -167
76 Decker Retirement Planning Inc. 0.04% of their portfolio LEVI, UT 3,5143.5k $73.1k $73.1k 0.04% First filing
77 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 2,6542.7k $55.2k $55.2k 0.02% New
78 FSA Wealth Management LLC 0.01% of their portfolio Needham, MA 1,5001.5k $31.2k $31.2k 0.01% Added +500 +500
79 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1,3071.3k $27.2k $27.2k 0.00% New
80 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2711.3k $26.4k $26.4k 0.00% Added +1.1k +1,055
81 Ascentis Wealth Management, LLC 0.01% of their portfolio DALLAS, TX 1,1321.1k $23.5k $23.5k 0.01% Unchanged
82 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 687687 $14.3k $14.3k 0.00% New
83 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 500500 $10.4k $10.4k 0.00% New
84 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 448448 $9.0k $9.0k 0.00% Reduced -6.8k -6,821
85 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 360360 $7.5k $7.5k 0.00% Added +140 +140
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 303303 $6.3k $6.3k 0.00% New
87 Iron Horse Wealth Management, LLC 0.00% of their portfolio JOHSTON, IA 200200 $4.2k $4.2k 0.00% Reduced -2.0k -2,000
88 PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio HOUSTON, TX 115115 $3.0k $3.0k 0.00% Unchanged
89 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 9090 $1.9k $1.9k 0.00% Unchanged
90 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 5454 $1.1k $1.1k 0.00% Added +1 +1
91 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3333 $686 $686 0.00% New
92 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 88 $166 $166 0.00% Unchanged
93 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $21 $21 0.00% Reduced -1 -1
94 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $15 $15 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged