Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

67 institutional holders +5 vs Q1 2024
3,595,8723.6m shares reported held*
$81.5mreported value*
13 new 28 added 14 reduced 7 sold out net sold ≈ $31.1m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.65. Options: 1 managers hold calls ($112.3k notional), 1 hold puts ($128.0k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 62Q2 24: 6767Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462
Q2 202467

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 16 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 9 cut or sold outQ2 23: 26 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 25 cut or sold outQ4 23: 32 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 20 cut or sold outQ2 24: 41 bought or addedQ2 24: 21 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022168
Q1 2023199
Q2 20232616
Q3 20232525
Q4 20233215
Q1 20244420
Q2 20244121

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $0Q3 23 puts: $630.3kQ3 23P/C —Q4 23 calls: $1.2mQ4 23 puts: $1.0mQ4 23P/C 0.86Q1 24 calls: $0Q1 24 puts: $954.0kQ1 24P/C —Q2 24 calls: $112.3kQ2 24 puts: $128.0kQ2 24P/C 1.14
Numbers
QuarterCallsPutsP/C
Q3 2023$0$630.3k—
Q4 2023$1.2m$1.0m0.86
Q1 2024$0$954.0k—
Q2 2024$112.3k$128.0k1.14

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +139,265+139.3k
PEAK FINANCIAL ADVISORS LLC Added +96,758+96.8k
Cumberland Partners Ltd Added +42,329+42.3k
Andina Capital Management, LLC Added +27,872+27.9k
Visionary Wealth Advisors Added +26,276+26.3k
TWO SIGMA SECURITIES, LLC New +23,977+24.0k
Diversify Advisory Services, LLC New +23,725+23.7k
CITADEL ADVISORS LLC Added +22,515+22.5k
Retirement Planning Group, LLC New +19,424+19.4k
OneDigital Investment Advisors LLC Added +19,058+19.1k

Biggest sellers

TMD Wealth Management, LLC Sold out -1,449,085-1.4m
Avestar Capital, LLC Sold out -191,315-191.3k
AE Wealth Management LLC Reduced -70,879-70.9k
3EDGE Asset Management, LP Reduced -60,774-60.8k
JANE STREET GROUP, LLC Reduced -56,953-57.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -56,200-56.2k
EPG Wealth Management LLC Reduced -22,506-22.5k
WOLVERINE TRADING, LLC Sold out -20,633-20.6k
CWM, LLC Reduced -13,936-13.9k
Cambridge Investment Research Advisors, Inc. Sold out -9,881-9.9k

Biggest calls

CITADEL ADVISORS LLC New $112.3k5.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $128.0k5.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OneDigital Investment Advisors LLC 0.22% of their portfolio OVERLAND PARK, KS 784,198784.2k $17.6m $17.6m 0.22% Added +19.1k +19,058
2 PEAK FINANCIAL ADVISORS LLC 5.66% of their portfolio DENVER, CO 438,913438.9k $9.9m $9.9m 5.66% Added +96.8k +96,758
3 Cumberland Partners Ltd 0.49% of their portfolio TORONTO, A6 301,358301.4k $6.8m $6.8m 0.49% Added +42.3k +42,329
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 272,646272.6k $6.1m $6.1m 0.01% Added +139.3k +139,265
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 210,423210.4k $4.7m $4.7m 0.01% Reduced -57.0k -56,953
6 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 142,383142.4k $3.2m $3.2m 0.03% Reduced -70.9k -70,879
7 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 119,800119.8k $2.7m $2.7m 0.00% Reduced -56.2k -56,200
8 One Capital Management, LLC 0.09% of their portfolio WESTLAKE VILLAGE, CA 114,745114.7k $2.6m $2.6m 0.09% Added +16.8k +16,790
9 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 92,22692.2k $2.1m $2.1m 0.01% Added +2.3k +2,308
10 3EDGE Asset Management, LP 0.15% of their portfolio Naples, FL 86,55786.6k $1.9m $1.9m 0.15% Reduced -60.8k -60,774
11 Smith Anglin Financial, LLC 0.19% of their portfolio DALLAS, TX 84,27884.3k $1.9m $1.9m 0.19% Added +5.9k +5,925
12 Arete Wealth Advisors, LLC 0.15% of their portfolio CHICAGO, IL 81,40981.4k $1.8m $1.8m 0.15% Reduced -814 -814
13 Visionary Wealth Advisors 0.10% of their portfolio O'FALLON, IL 65,11765.1k $1.5m $1.5m 0.10% Added +26.3k +26,276
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 55,38155.4k $1.2m $1.2m 0.00% Added +22.5k +22,515
15 CoreCap Advisors, LLC 0.12% of their portfolio SOUTHFIELD, MI 53,19753.2k $1.2m $1.2m 0.12% Added +18.6k +18,602
16 Andina Capital Management, LLC 0.88% of their portfolio LOGAN, UT 51,90551.9k $1.2m $1.2m 0.88% Added +27.9k +27,872
17 Bison Wealth, LLC 0.17% of their portfolio Atlanta, GA 47,40247.4k $1.1m $1.1m 0.17% Unchanged
18 Park Edge Advisors, LLC 0.30% of their portfolio Cleveland, OH 43,07643.1k $967.5k $967.5k 0.30% Added +8.0k +8,040
19 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 41,28241.3k $927.0k $927.0k 0.01% Added +10.3k +10,279
20 Ausdal Financial Partners, Inc. 0.08% of their portfolio Davenport, IA 33,51233.5k $752.7k $752.7k 0.08% Unchanged
21 HBW ADVISORY SERVICES LLC 0.12% of their portfolio SIMI VALLEY, CA 33,27733.3k $747.4k $747.4k 0.12% Added +2.9k +2,920
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,31630.3k $680.9k $680.9k 0.00% Added +352 +352
23 Cambridge Advisors Inc. 0.15% of their portfolio OMAHA, NE 28,82028.8k $647.3k $647.3k 0.15% Added +2.8k +2,770
24 Collaborative Wealth Managment Inc. 0.28% of their portfolio LAKE MARY, FL 25,38825.4k $570.2k $570.2k 0.28% Added +7.3k +7,282
25 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 23,97724.0k $538.5k $538.5k 0.03% New
26 Diversify Advisory Services, LLC 0.03% of their portfolio SANDY, UT 23,72523.7k $538.6k $538.6k 0.03% New
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 22,75722.8k $511.1k $511.1k 0.00% Added +3.6k +3,583
28 Aspen Wealth Strategies, LLC 0.35% of their portfolio ARVADA, CO 21,98422.0k $498.8k $498.8k 0.35% Reduced -579 -579
29 Castleview Partners, LLC 0.28% of their portfolio DALLAS, TX 21,84421.8k $490.6k $490.6k 0.28% Unchanged
30 CPA Asset Management Group, LLC 0.25% of their portfolio WEST PALM BEACH, FL 21,06221.1k $473.1k $473.1k 0.25% Added +7.1k +7,147
31 Atlas Financial Advisors, Inc. 0.77% of their portfolio OROVILLE, CA 20,67920.7k $464.4k $464.4k 0.77% Reduced -3.5k -3,485
32 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 20,57920.6k $462.2k $462.2k 0.01% Added +24 +24
33 Retirement Planning Group, LLC 0.03% of their portfolio LEAWOOD, KS 19,42419.4k $436.3k $436.3k 0.03% New
34 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,07518.1k $406.0k $406.0k 0.00% Unchanged
35 CAP Partners, LLC 0.28% of their portfolio FRANKLIN, TN 15,49015.5k $347.9k $347.9k 0.28% Added +5.8k +5,764
36 CITIZENS FINANCIAL GROUP INC/RI 0.01% of their portfolio PROVIDENCE, RI 15,00015.0k $336.9k $336.9k 0.01% Unchanged
37 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 13,70013.7k $307.7k $307.7k 0.00% New
38 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,61913.6k $305.9k $305.9k 0.01% New
39 JT Stratford LLC 0.05% of their portfolio GAINESVILLE, GA 13,12213.1k $294.7k $294.7k 0.05% New
40 Worth Asset Management, LLC 0.16% of their portfolio DALLAS, TX 12,14112.1k $272.7k $272.7k 0.16% Reduced -9.6k -9,599
41 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 11,10411.1k $249.4k $249.4k 0.00% Added +607 +607
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,2909.3k $208.7k $208.7k 0.00% Reduced -565 -565
43 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 9,0009.0k $202.1k $202.1k 0.02% New
44 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 8,9078.9k $200.1k $200.1k 0.00% Reduced -273 -273
45 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 6,9747.0k $156.6k $156.6k 0.02% Added +4.6k +4,567
46 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,0644.1k $91.3k $91.3k 0.00% Added +480 +480
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,5512.6k $58.5k $58.5k 0.00% Unchanged
48 Fortitude Family Office, LLC 0.03% of their portfolio SCOTTSDALE, AZ 2,0292.0k $45.6k $45.6k 0.03% Reduced -1.7k -1,697
49 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,9111.9k $43.4k $43.4k 0.00% Added +322 +322
50 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 1,6001.6k $35.9k $35.9k 0.01% Unchanged
51 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 927927 $21.0k $21.0k 0.01% New
52 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 927927 $20.8k $20.8k 0.00% New
53 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 525525 $11.8k $11.8k 0.00% Added +230 +230
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 420420 $9.0k $9.0k 0.00% Added +22 +22
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 223223 $5.0k $5.0k 0.00% Reduced -1.4k -1,377
56 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 220220 $4.9k $4.9k 0.00% Unchanged
57 PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio HOUSTON, TX 105105 $2.0k $2.0k 0.00% Added +5 +5
58 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 101101 $2.3k $2.3k 0.00% New
59 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 9090 $2.0k $2.0k 0.00% New
60 CWM, LLC 0.00% of their portfolio OMAHA, NE 5454 $1.0k $1.0k 0.00% Reduced -13.9k -13,936
61 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 5151 $1.2k $1.2k 0.00% New
62 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 88 $180 $180 0.00% New
63 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $45 $45 0.00% Unchanged
64 UBS Group AG 0.00% of their portfolio ZURICH, V8 11 $22 $22 0.00% Unchanged
65 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $15 $15 0.00% Unchanged
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
67 EPG Wealth Management LLC 0.16% of their portfolio ATLANTA, GA 00 $672.1k $672.1k 0.16% Reduced -22.5k -22,506