Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

62 institutional holders +13 vs Q4 2023
5,006,9445.0m shares reported held*
$113.5mreported value*
22 new 22 added 11 reduced 9 sold out net bought ≈ $20.9m (+924.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.67. Options: 0 managers hold calls (— notional), 1 hold puts ($954.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 6262Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 16 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 25 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 20 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022168
Q1 2023199
Q2 20232616
Q3 20232525
Q4 20233215
Q1 20244420

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $630.3kQ3 23P/C —Q4 23 calls: $1.2mQ4 23 puts: $1.0mQ4 23P/C 0.86Q1 24 calls: $0Q1 24 puts: $954.0kQ1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$630.3k—
Q4 2023$1.2m$1.0m0.86
Q1 2024$0$954.0k—

Biggest buyers

TMD Wealth Management, LLC Added +290,107+290.1k
JANE STREET GROUP, LLC Added +222,049+222.0k
Avestar Capital, LLC New +191,315+191.3k
3EDGE Asset Management, LP New +147,331+147.3k
One Capital Management, LLC New +97,955+98.0k
PEAK FINANCIAL ADVISORS LLC Added +78,976+79.0k
AE Wealth Management LLC Added +60,952+61.0k
CoreCap Advisors, LLC New +34,595+34.6k
Atlas Financial Advisors, Inc. New +24,164+24.2k
Andina Capital Management, LLC New +24,033+24.0k

Biggest sellers

AlphaStar Capital Management, LLC Sold out -155,111-155.1k
Cumberland Partners Ltd Reduced -101,854-101.9k
Castleview Partners, LLC Reduced -83,275-83.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -55,700-55.7k
OneDigital Investment Advisors LLC Reduced -36,376-36.4k
OLD MISSION CAPITAL LLC Sold out -33,099-33.1k
Worth Asset Management, LLC Reduced -23,659-23.7k
ENVESTNET ASSET MANAGEMENT INC Sold out -13,442-13.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,742-2.7k
CWM, LLC Reduced -1,797-1.8k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC Reduced $954.0k42.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TMD Wealth Management, LLC 7.66% of their portfolio SCOTTSDALE, AZ 1,449,0851.4m $32.8m $32.8m 7.66% Added +290.1k +290,107
2 OneDigital Investment Advisors LLC 0.27% of their portfolio OVERLAND PARK, KS 765,140765.1k $17.3m $17.3m 0.27% Reduced -36.4k -36,376
3 PEAK FINANCIAL ADVISORS LLC 4.72% of their portfolio DENVER, CO 342,155342.2k $7.8m $7.8m 4.72% Added +79.0k +78,976
4 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 267,376267.4k $6.1m $6.1m 0.01% Added +222.0k +222,049
5 Cumberland Partners Ltd 0.43% of their portfolio TORONTO, A6 259,029259.0k $5.9m $5.9m 0.43% Reduced -101.9k -101,854
6 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 213,262213.3k $4.8m $4.8m 0.05% Added +61.0k +60,952
7 Avestar Capital, LLC 0.50% of their portfolio New York, NY 191,315191.3k $4.4m $4.4m 0.50% New
8 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 176,000176.0k $4.0m $4.0m 0.01% Reduced -55.7k -55,700
9 3EDGE Asset Management, LP 0.26% of their portfolio Naples, FL 147,331147.3k $3.3m $3.3m 0.26% New
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 133,381133.4k $3.0m $3.0m 0.01% Reduced -2.7k -2,742
11 One Capital Management, LLC 0.08% of their portfolio WESTLAKE VILLAGE, CA 97,95598.0k $2.2m $2.2m 0.08% New
12 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 89,91889.9k $2.0m $2.0m 0.01% Added +129 +129
13 Arete Wealth Advisors, LLC 0.17% of their portfolio CHICAGO, IL 82,22382.2k $1.9m $1.9m 0.17% Added +9.2k +9,201
14 Smith Anglin Financial, LLC 0.18% of their portfolio DALLAS, TX 78,35378.4k $1.8m $1.8m 0.18% Added +7.6k +7,595
15 Bison Wealth, LLC 0.17% of their portfolio Atlanta, GA 47,40247.4k $1.1m $1.1m 0.17% Reduced -791 -791
16 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 38,84138.8k $880.1k $880.1k 0.06% Added +17.9k +17,895
17 Park Edge Advisors, LLC 0.22% of their portfolio Cleveland, OH 35,03635.0k $793.9k $793.9k 0.22% Added +16.8k +16,798
18 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 34,59534.6k $783.9k $783.9k 0.04% New
19 Ausdal Financial Partners, Inc. 0.09% of their portfolio Davenport, IA 33,51233.5k $759.4k $759.4k 0.09% Added +424 +424
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,86632.9k $744.7k $744.7k 0.00% Added +10.6k +10,579
21 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 31,00331.0k $702.0k $702.0k 0.00% Added +21.4k +21,391
22 HBW ADVISORY SERVICES LLC 0.13% of their portfolio SIMI VALLEY, CA 30,35730.4k $692.0k $692.0k 0.13% Unchanged
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,96430.0k $679.0k $679.0k 0.00% Added +18.3k +18,278
24 Cambridge Advisors Inc. 0.14% of their portfolio OMAHA, NE 26,05026.1k $590.3k $590.3k 0.14% Added +1.8k +1,772
25 Lee Financial Group Hawaii, Inc. 0.45% of their portfolio HONOLULU, HI 25,47325.5k $577.2k $577.2k 0.45% Added +1.4k +1,414
26 Atlas Financial Advisors, Inc. 0.85% of their portfolio OROVILLE, CA 24,16424.2k $547.6k $547.6k 0.85% New
27 Andina Capital Management, LLC 0.43% of their portfolio LOGAN, UT 24,03324.0k $544.6k $544.6k 0.43% New
28 Aspen Wealth Strategies, LLC 0.35% of their portfolio ARVADA, CO 22,56322.6k $511.3k $511.3k 0.35% New
29 EPG Wealth Management LLC 0.12% of their portfolio ATLANTA, GA 22,50622.5k $510.0k $510.0k 0.12% Added +7.5k +7,492
30 Castleview Partners, LLC 0.28% of their portfolio DALLAS, TX 21,84421.8k $495.0k $495.0k 0.28% Reduced -83.3k -83,275
31 Worth Asset Management, LLC 0.30% of their portfolio DALLAS, TX 21,74021.7k $492.6k $492.6k 0.30% Reduced -23.7k -23,659
32 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 20,63320.6k $467.5k $467.5k 0.00% New
33 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 20,55520.6k $465.8k $465.8k 0.01% New
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 19,17419.2k $434.5k $434.5k 0.00% Added +19.2k +19,155
35 Collaborative Wealth Managment Inc. 0.21% of their portfolio LAKE MARY, FL 18,10618.1k $410.3k $410.3k 0.21% Added +1.3k +1,319
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,07518.1k $410.0k $410.0k 0.00% Unchanged
37 CITIZENS FINANCIAL GROUP INC/RI 0.01% of their portfolio PROVIDENCE, RI 15,00015.0k $339.9k $339.9k 0.01% Unchanged
38 CWM, LLC 0.00% of their portfolio OMAHA, NE 13,99014.0k $317.0k $317.0k 0.00% Reduced -1.8k -1,797
39 CPA Asset Management Group, LLC 0.18% of their portfolio WEST PALM BEACH, FL 13,91513.9k $315.3k $315.3k 0.18% New
40 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,49710.5k $237.9k $237.9k 0.00% New
41 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,8819.9k $224.0k $224.0k 0.00% New
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,8559.9k $223.3k $223.3k 0.00% Added +5.1k +5,067
43 CAP Partners, LLC 0.19% of their portfolio FRANKLIN, TN 9,7269.7k $220.4k $220.4k 0.19% New
44 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 9,1809.2k $208.0k $208.0k 0.00% Reduced -859 -859
45 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 4,0004.0k $90.0k $90.0k 0.00% New
46 Fortitude Family Office, LLC 0.06% of their portfolio SCOTTSDALE, AZ 3,7263.7k $84.4k $84.4k 0.06% New
47 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,5843.6k $81.2k $81.2k 0.00% New
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,5512.6k $57.9k $57.9k 0.00% New
49 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 2,4072.4k $54.5k $54.5k 0.01% Added +93 +93
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,6001.6k $36.3k $36.3k 0.00% Added +350 +350
51 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 1,6001.6k $36.3k $36.3k 0.01% Unchanged
52 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,5891.6k $35.9k $35.9k 0.00% New
53 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,5851.6k $35.0k $35.0k 0.00% New
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 398398 $9.0k $9.0k 0.00% Reduced -381 -381
55 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 295295 $6.7k $6.7k 0.00% New
56 VitalStone Financial, LLC 0.00% of their portfolio SHAVANO PARK, TX 226226 $5.0k $5.0k 0.00% Added +104 +104
57 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 220220 $5.0k $5.0k 0.00% Unchanged
58 PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio HOUSTON, TX 100100 $2.0k $2.0k 0.00% New
59 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $45 $45 0.00% New
60 UBS Group AG 0.00% of their portfolio ZURICH, V8 11 $23 $23 0.00% Reduced -651 -651
61 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $14 $14 0.00% Unchanged
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged