SIMPLIFY EXCHANGE TRADED FUN SVOL
VOLATILITY PREM · ETP · CUSIP 82889N863
28
institutional holders
+3 vs Q4 2022
2.8m
shares reported held*
$61.3mreported value*
7 new
12 added
6 reduced
3 sold out
net bought ≈ $24.8m (+1.1m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.89.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 23 |
| Q4 2022 | 25 |
| Q1 2023 | 28 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 16 | 8 |
| Q1 2023 | 19 | 9 |
Biggest buyers
| TMD Wealth Management, LLC | Added | +949.6k |
| COMMONWEALTH EQUITY SERVICES, LLC | New | +131.7k |
| OneDigital Investment Advisors LLC | Added | +90.2k |
| WOLVERINE TRADING, LLC | New | +54.7k |
| CWM, LLC | New | +24.8k |
| Tidal Investments LLC | Added | +16.1k |
| Smith Anglin Financial, LLC | Added | +13.2k |
| Simplify Asset Management Inc. | Added | +12.3k |
| Worth Asset Management, LLC | New | +12.2k |
| Quantitative Advantage, LLC | Added | +6.1k |
Biggest sellers
| IFP Advisors, Inc | Reduced | -134.5k |
| Cambridge Advisors Inc. | Reduced | -17.1k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -17.0k |
| INDEPENDENT FINANCIAL GROUP, LLC | Sold out | -13.2k |
| UBS Group AG | Sold out | -2.0k |
| OLD MISSION CAPITAL LLC | Reduced | -567 |
| Ausdal Financial Partners, Inc. | Reduced | -100 |
| Leelyn Smith, LLC | Sold out | -91 |
| MORGAN STANLEY | Reduced | -60 |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| TMD Wealth Management, LLC 6.03% of their portfolio | 982.4k $21.4m | Added +949.6k |
| Simplify Asset Management Inc. 1.93% of their portfolio | 494.1k $10.7m | Added +12.3k |
| OneDigital Investment Advisors LLC 0.15% of their portfolio | 289.9k $6.3m | Added +90.2k |
| PACIFIC FINANCIAL GROUP INC 3.13% of their portfolio | 191.3k $4.2m | Added +4.4k |
| Cumberland Partners Ltd 0.34% of their portfolio | 157.3k $3.4m | Added +1.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 131.7k $2.9m | New |
| IFP Advisors, Inc 0.13% of their portfolio | 118.2k $3.0m | Reduced -134.5k |
| Quantitative Advantage, LLC 0.28% of their portfolio | 89.6k $1.9m | Added +6.1k |
| WOLVERINE TRADING, LLC 0.04% of their portfolio | 54.7k $1.2m | New |
| Ausdal Financial Partners, Inc. 0.16% of their portfolio | 51.8k $1.1m | Reduced -100 |
| Smith Anglin Financial, LLC 0.17% of their portfolio | 51.3k $1.1m | Added +13.2k |
| Tidal Investments LLC 0.01% of their portfolio | 34.5k $750.0k | Added +16.1k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 28.9k $628.0k | Reduced -17.0k |
| CWM, LLC 0.00% of their portfolio | 24.8k $540.0k | New |
| Cambridge Advisors Inc. 0.11% of their portfolio | 19.2k $417.4k | Reduced -17.1k |
| Collaborative Wealth Managment Inc. 0.23% of their portfolio | 16.5k $359.8k | Added +260 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 15.9k $346.0k | Added +2.0k |
| OLD MISSION CAPITAL LLC 0.01% of their portfolio | 14.0k $303.8k | Reduced -567 |
| Worth Asset Management, LLC 0.20% of their portfolio | 12.2k $264.4k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 11.6k $252.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 5.2k $112.6k | New |
| MORGAN STANLEY 0.00% of their portfolio | 3.0k $65.0k | Reduced -60 |
| AlphaMark Advisors, LLC 0.01% of their portfolio | 591 $13.0k | New |
| Belpointe Asset Management LLC 0.00% of their portfolio | 480 $10.5k | Added +128 |
| Fortis Capital Advisors, LLC 0.00% of their portfolio | 113 $2.5k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 60 $1.0k | Added +50 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 47 $1.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |