Vault-13

SIMPLIFY EXCHANGE TRADED FUN PFIX

SIMPLIFY INTERST · ETP · CUSIP 82889N855

51 institutional holders -3 vs Q2 2025
1,083,0971.1m shares reported held*
$52.2mreported value*
11 new 17 added 14 reduced 11 sold out net bought ≈ $1.3m (+28.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.24.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 66Q1 23: 53Q2 23: 56Q3 23: 51Q4 23: 51Q1 24: 44Q2 24: 49Q3 24: 40Q4 24: 50Q1 25: 41Q2 25: 54Q3 25: 5151Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202259
Q4 202266
Q1 202353
Q2 202356
Q3 202351
Q4 202351
Q1 202444
Q2 202449
Q3 202440
Q4 202450
Q1 202541
Q2 202554
Q3 202551

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 26 bought or addedQ4 23: 29 cut or sold outQ1 24: 30 bought or addedQ1 24: 24 cut or sold outQ1 24Q2 24: 23 bought or addedQ2 24: 21 cut or sold outQ3 24: 15 bought or addedQ3 24: 29 cut or sold outQ3 24Q4 24: 25 bought or addedQ4 24: 21 cut or sold outQ1 25: 12 bought or addedQ1 25: 35 cut or sold outQ1 25Q2 25: 32 bought or addedQ2 25: 17 cut or sold outQ3 25: 28 bought or addedQ3 25: 25 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20232629
Q1 20243024
Q2 20242321
Q3 20241529
Q4 20242521
Q1 20251235
Q2 20253217
Q3 20252825

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $87.2kQ1 25 puts: $48.5kQ1 25P/C 0.56Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —
Numbers
QuarterCallsPutsP/C
Q4 2024$0$0—
Q1 2025$87.2k$48.5k0.56
Q2 2025$0$0—
Q3 2025$0$0—

Biggest buyers

Thomas J. Herzfeld Advisors, Inc. New +191,613+191.6k
ENVESTNET ASSET MANAGEMENT INC Added +75,813+75.8k
Ausdal Financial Partners, Inc. Added +73,733+73.7k
Advyzon Investment Management, LLC Added +40,982+41.0k
Cetera Investment Advisers New +29,305+29.3k
LPL Financial LLC Added +24,049+24.0k
FSA Investment Group, LLC New +15,868+15.9k
CHOREO, LLC New +13,053+13.1k
Farther Finance Advisors, LLC Added +7,674+7.7k
J HAGAN CAPITAL, INC. New +7,031+7.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -284,712-284.7k
GOLDMAN SACHS GROUP INC Sold out -31,400-31.4k
Hilltop Holdings Inc. Sold out -27,070-27.1k
OLD MISSION CAPITAL LLC Sold out -27,022-27.0k
HRT FINANCIAL LP Sold out -15,448-15.4k
CITADEL ADVISORS LLC Reduced -15,413-15.4k
Maridea Wealth Management LLC Sold out -13,622-13.6k
Compound Planning, Inc. Sold out -13,333-13.3k
NFSG Corp Reduced -13,140-13.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -7,115-7.1k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Thomas J. Herzfeld Advisors, Inc. 3.16% of their portfolio MIAMI BEACH, FL 191,613191.6k $9.2m $9.2m 3.16% New
2 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 132,141132.1k $6.4m $6.4m 0.01% Reduced -284.7k -284,712
3 Drum Hill Capital, LLC 5.85% of their portfolio WESTPORT, CT 112,121112.1k $5.4m $5.4m 5.85% Added +1.8k +1,801
4 Ausdal Financial Partners, Inc. 0.20% of their portfolio Davenport, IA 86,03286.0k $4.1m $4.1m 0.20% Added +73.7k +73,733
5 Holcombe Financial, Inc. 2.88% of their portfolio ATLANTA, GA 85,78485.8k $4.1m $4.1m 2.88% Added +1.8k +1,820
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 84,37484.4k $4.1m $4.1m 0.00% Added +75.8k +75,813
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 66,92266.9k $3.2m $3.2m 0.00% Reduced -7.1k -7,115
8 Advyzon Investment Management, LLC 0.51% of their portfolio LISLE, IL 61,85561.9k $3.0m $3.0m 0.51% Added +41.0k +40,982
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,81340.8k $2.0m $2.0m 0.00% Added +24.0k +24,049
10 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,30529.3k $1.4m $1.4m 0.00% New
11 Pekin Hardy Strauss, Inc. 0.12% of their portfolio CHICAGO, IL 24,68524.7k $1.2m $1.2m 0.12% Reduced -1.5k -1,500
12 Professional Financial Advisors, LLC 0.18% of their portfolio NORTH PLATTE, NE 17,40517.4k $838.4k $838.4k 0.18% Added +919 +919
13 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 16,16716.2k $778.8k $778.8k 0.04% Added +1.0k +1,034
14 FSA Investment Group, LLC 0.47% of their portfolio Pensacola, FL 15,86815.9k $758.8k $758.8k 0.47% New
15 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 13,05313.1k $628.8k $628.8k 0.01% New
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,27112.3k $669.8k $669.8k 0.00% Added +1.0k +1,038
17 NAPA WEALTH MANAGEMENT 0.24% of their portfolio Napa, CA 10,41510.4k $501.7k $501.7k 0.24% Added +1.4k +1,394
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,8799.9k $475.9k $475.9k 0.00% Reduced -15.4k -15,413
19 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,9308.9k $430.2k $430.2k 0.00% Added +250 +250
20 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,6018.6k $414.3k $414.3k 0.00% Reduced -1.5k -1,498
21 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 8,2298.2k $396.4k $396.4k 0.01% Added +7.7k +7,674
22 Global Endowment Management, LP 0.05% of their portfolio CHARLOTTE, NC 8,0008.0k $385.4k $385.4k 0.05% Added +4.0k +4,000
23 J HAGAN CAPITAL, INC. 0.21% of their portfolio LOUISVILLE, KY 7,0317.0k $338.7k $338.7k 0.21% New
24 Cambridge Advisors Inc. 0.06% of their portfolio OMAHA, NE 5,9686.0k $287.5k $287.5k 0.06% New
25 Anchor Investment Management, LLC 0.02% of their portfolio COLUMBIA, SC 5,0755.1k $244.5k $244.5k 0.02% Unchanged
26 INTEGRITY ALLIANCE, LLC. 0.01% of their portfolio Urbandale, IA 4,7854.8k $230.5k $230.5k 0.01% Reduced -46 -46
27 Comprehensive Money Management Services LLC 0.15% of their portfolio CORAL GABLES, FL 4,2654.3k $205.4k $205.4k 0.15% Unchanged
28 Luminist Capital LLC 0.12% of their portfolio GRAND RAPIDS, MI 2,8602.9k $136.8k $136.8k 0.12% Reduced -520 -520
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,6621.7k $80.1k $80.1k 0.00% Added +1.6k +1,602
30 Reyes Financial Architecture, Inc. 0.05% of their portfolio SAN DIEGO, CA 1,4851.5k $71.5k $71.5k 0.05% Added +149 +149
31 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0101.0k $48.7k $48.7k 0.00% Unchanged
32 Archer Investment Corp 0.01% of their portfolio Carmel, IN 802802 $38.6k $38.6k 0.01% Unchanged
33 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 757757 $36.5k $36.5k 0.00% Added +100 +100
34 Copia Wealth Management 0.03% of their portfolio BEND, OR 745745 $35.9k $35.9k 0.03% Reduced -600 -600
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 668668 $32.2k $32.2k 0.00% Added +658 +658
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 390390 $18.8k $18.8k 0.00% New
37 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 193193 $9.3k $9.3k 0.00% Reduced -13.1k -13,140
38 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 154154 $7.4k $7.4k 0.00% New
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 151151 $7.3k $7.3k 0.00% Reduced -326 -326
40 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 145145 $7.0k $7.0k 0.00% Unchanged
41 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 132132 $6.4k $6.4k 0.00% New
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 126126 $6.0k $6.0k 0.00% Reduced -1.5k -1,474
43 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 9090 $4.0k $4.0k 0.00% Reduced -4.3k -4,292
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8080 $3.9k $3.9k 0.00% New
45 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2424 $1.2k $1.2k 0.00% Reduced -4 -4
46 Guerra Advisors Inc 0.00% of their portfolio MIAMI, FL 1919 $915 $915 0.00% New
47 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 99 $434 $434 0.00% Reduced -2.5k -2,494
48 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 66 $290 $290 0.00% Unchanged
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $60 $60 0.00% Unchanged
50 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 11 $49 $49 0.00% Unchanged
51 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 00 $5 $5 0.00% Unchanged