Vault-13

SIMPLIFY EXCHANGE TRADED FUN CDX

HIGH YIELD ETF · ETP · CUSIP 82889N830

69 institutional holders +21 vs Q2 2025
9,499,3669.5m shares reported held*
$217.5mreported value*
31 new 32 added 3 reduced 9 sold out net bought ≈ $93.8m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.90.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 6Q4 22: 8Q1 23: 5Q2 23: 6Q3 23: 8Q4 23: 10Q1 24: 12Q2 24: 19Q3 24: 21Q4 24: 25Q1 25: 27Q2 25: 48Q3 25: 6969Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 20226
Q4 20228
Q1 20235
Q2 20236
Q3 20238
Q4 202310
Q1 202412
Q2 202419
Q3 202421
Q4 202425
Q1 202527
Q2 202548
Q3 202569

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 7 bought or addedQ4 23: 4 cut or sold outQ1 24: 9 bought or addedQ1 24: 2 cut or sold outQ1 24Q2 24: 15 bought or addedQ2 24: 5 cut or sold outQ3 24: 13 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 15 bought or addedQ4 24: 7 cut or sold outQ1 25: 17 bought or addedQ1 25: 8 cut or sold outQ1 25Q2 25: 42 bought or addedQ2 25: 10 cut or sold outQ3 25: 63 bought or addedQ3 25: 12 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 202374
Q1 202492
Q2 2024155
Q3 2024139
Q4 2024157
Q1 2025178
Q2 20254210
Q3 20256312

Biggest buyers

Altiora Financial Group, LLC Added +754,944+754.9k
Insight Wealth Strategies, LLC New +514,852+514.9k
LPL Financial LLC Added +374,656+374.7k
NewEdge Advisors, LLC New +209,895+209.9k
AE Wealth Management LLC Added +179,543+179.5k
Security National Bank New +179,049+179.0k
RiverTree Advisors, LLC New +173,979+174.0k
SlateStone Wealth, LLC New +164,562+164.6k
DRIVE WEALTH MANAGEMENT, LLC New +134,300+134.3k
ADAPT WEALTH ADVISORS, LLC New +123,857+123.9k

Biggest sellers

Proficio Capital Partners LLC Sold out -2,900,460-2.9m
Brookstone Capital Management Sold out -53,230-53.2k
WOLVERINE TRADING, LLC Sold out -26,131-26.1k
Private Advisor Group, LLC Reduced -20,764-20.8k
COMPASS CAPITAL CORP /MA/ /ADV Sold out -17,896-17.9k
GWN SECURITIES INC. Sold out -13,724-13.7k
NewEdge Wealth, LLC Reduced -5,820-5.8k
Ameritas Advisory Services, LLC Sold out -2,273-2.3k
Beacon Capital Management, LLC Sold out -1,766-1.8k
RAYMOND JAMES FINANCIAL INC Sold out -1,037-1.0k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 1,042,2231.0m $23.9m $23.9m 0.15% Added +179.5k +179,543
2 Altiora Financial Group, LLC 4.21% of their portfolio LEBANON, OH 1,005,3611.0m $23.0m $23.0m 4.21% Added +754.9k +754,944
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 796,259796.3k $18.2m $18.2m 0.01% Added +374.7k +374,656
4 Park Edge Advisors, LLC 3.80% of their portfolio Cleveland, OH 719,012719.0k $16.5m $16.5m 3.80% Added +106.0k +106,035
5 Insight Wealth Strategies, LLC 1.39% of their portfolio SAN RAMON, CA 514,852514.9k $11.8m $11.8m 1.39% New
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 378,551378.6k $8.7m $8.7m 0.01% Added +37.0k +36,974
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 373,713373.7k $8.6m $8.6m 0.01% Added +4.8k +4,819
8 NewEdge Wealth, LLC 0.11% of their portfolio STAMFORD, CT 344,687344.7k $7.8m $7.8m 0.11% Reduced -5.8k -5,820
9 Prime Capital Investment Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 290,908290.9k $6.7m $6.7m 0.08% Added +13.2k +13,214
10 FLAGSHIP HARBOR ADVISORS, LLC 0.25% of their portfolio BOSTON, MA 246,053246.1k $5.6m $5.6m 0.25% Added +20.9k +20,898
11 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 209,895209.9k $4.8m $4.8m 0.02% New
12 Kensington Asset Management, LLC 0.27% of their portfolio AUSTIN, TX 200,172200.2k $4.6m $4.6m 0.27% Not comparable
13 Mid-American Wealth Advisory Group, Inc. 2.00% of their portfolio KANSAS CITY, MO 195,324195.3k $4.5m $4.5m 2.00% Added +18.6k +18,584
14 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 190,470190.5k $4.4m $4.4m 0.03% Added +106.3k +106,292
15 Security National Bank 0.63% of their portfolio OMAHA, NE 179,049179.0k $4.1m $4.1m 0.63% New
16 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 178,541178.5k $4.1m $4.1m 0.01% Added +11.8k +11,805
17 RiverTree Advisors, LLC 2.56% of their portfolio WINTER PARK, FL 173,979174.0k $4.0m $4.0m 2.56% New
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 167,395167.4k $3.8m $3.8m 0.00% Added +97.6k +97,582
19 SlateStone Wealth, LLC 0.33% of their portfolio JUPITER, FL 164,562164.6k $3.8m $3.8m 0.33% New
20 Pekin Hardy Strauss, Inc. 0.33% of their portfolio CHICAGO, IL 143,753143.8k $3.3m $3.3m 0.33% Added +49.0k +49,022
21 DRIVE WEALTH MANAGEMENT, LLC 0.65% of their portfolio LEHI, UT 134,300134.3k $3.1m $3.1m 0.65% New
22 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 125,950126.0k $2.9m $2.9m 0.04% Added +9.6k +9,571
23 ADAPT WEALTH ADVISORS, LLC 1.05% of their portfolio ATLANTA, GA 123,857123.9k $2.8m $2.8m 1.05% New
24 Fifth Third Securities, Inc. 0.18% of their portfolio Cincinnati, OH 115,458115.5k $2.6m $2.6m 0.18% New
25 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 110,359110.4k $2.5m $2.5m 0.04% Added +67.2k +67,201
26 Whalen Wealth Management Inc. 1.37% of their portfolio LAS VEGAS, NV 102,101102.1k $2.3m $2.3m 1.37% Added +52.6k +52,634
27 Soltis Investment Advisors LLC 0.15% of their portfolio ST. GEORGE, UT 96,55396.6k $2.2m $2.2m 0.15% New
28 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 94,87994.9k $2.2m $2.2m 0.03% New
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 84,52584.5k $1.9m $1.9m 0.00% Added +61.8k +61,759
30 Centennial Wealth Advisory LLC 0.53% of their portfolio Traverse City, MI 83,83083.8k $1.9m $1.9m 0.53% Added +3.4k +3,409
31 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 72,55472.6k $1.7m $1.7m 0.01% Reduced -20.8k -20,764
32 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 60,75160.8k $1.4m $1.4m 0.02% Added +37.0k +36,971
33 SILVER OAK SECURITIES, INCORPORATED 0.10% of their portfolio JACKSON, TN 58,19458.2k $1.3m $1.3m 0.10% New
34 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 58,05058.0k $1.3m $1.3m 0.03% New
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 54,50954.5k $1.2m $1.2m 0.00% Added +8.0k +7,981
36 WCG Wealth Advisors LLC 0.06% of their portfolio LAS VEGAS, NV 41,11241.1k $941.9k $941.9k 0.06% New
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,17739.2k $897.5k $897.5k 0.00% New
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 38,64938.6k $885.4k $885.4k 0.00% Added +16.1k +16,094
39 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 38,62338.6k $884.9k $884.9k 0.00% New
40 Retirement Planning Group, LLC 0.03% of their portfolio LEAWOOD, KS 37,25737.3k $853.6k $853.6k 0.03% New
41 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 36,15436.2k $828.3k $828.3k 0.01% Added +795 +795
42 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 35,73935.7k $818.8k $818.8k 0.00% Added +13.2k +13,224
43 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.15% of their portfolio LEAWOOD, KS 33,32533.3k $763.5k $763.5k 0.15% New
44 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 32,92632.9k $754.3k $754.3k 0.02% Added +16.5k +16,461
45 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 22,90022.9k $522.8k $522.8k 0.00% Added +21.0k +21,000
46 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 22,65122.7k $518.9k $518.9k 0.00% Added +463 +463
47 NAPA WEALTH MANAGEMENT 0.24% of their portfolio Napa, CA 22,41822.4k $513.6k $513.6k 0.24% Added +473 +473
48 SFG Wealth Management, LLC. 0.21% of their portfolio TOWSON, MD 21,60221.6k $494.9k $494.9k 0.21% New
49 Worth Asset Management, LLC 0.20% of their portfolio DALLAS, TX 19,61019.6k $449.3k $449.3k 0.20% New
50 Trajan Wealth LLC 0.02% of their portfolio SCOTTSDALE, AZ 17,93417.9k $410.9k $410.9k 0.02% New
51 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,44317.4k $399.6k $399.6k 0.00% New
52 Cove Street Capital, LLC 0.50% of their portfolio El Segundo, CA 16,57716.6k $379.8k $379.8k 0.50% New
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,26316.3k $372.6k $372.6k 0.00% New
54 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 16,20016.2k $371.1k $371.1k 0.00% Added +3.6k +3,650
55 LaSalle St. Investment Advisors, LLC 0.05% of their portfolio ELMHURST, IL 12,70512.7k $291.0k $291.0k 0.05% New
56 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,35512.4k $283.0k $283.0k 0.00% Added +3.2k +3,185
57 Heck Capital Advisors, LLC 0.02% of their portfolio Rhinelander, WI 11,94511.9k $273.7k $273.7k 0.02% Added +2.4k +2,384
58 Almanack Investment Partners, LLC. 0.04% of their portfolio WAYNE, PA 10,88710.9k $249.4k $249.4k 0.04% New
59 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 10,46510.5k $239.8k $239.8k 0.01% Added +890 +890
60 BayBridge Capital Group, LLC 0.14% of their portfolio LIVERMORE, CA 9,5429.5k $218.6k $218.6k 0.14% New
61 Triumph Capital Management 0.06% of their portfolio DENVER, CO 9,4629.5k $216.8k $216.8k 0.06% New
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,1004.1k $93.9k $93.9k 0.00% Added +2.0k +2,000
63 STANCE CAPITAL LLC 0.00% of their portfolio BOSTON, MA 453453 $10.4k $10.4k 0.00% New
64 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 8181 $1.9k $1.9k 0.00% Unchanged
65 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 7070 $1.6k $1.6k 0.00% New
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 6565 $1.5k $1.5k 0.00% New
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4545 $1.0k $1.0k 0.00% New
68 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $50 $50 0.00% Unchanged
69 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 00 $9 $9 0.00% Reduced -528 -528