Vault-13

SIMPLIFY EXCHANGE TRADED FUN TYA

INTMD TERM TRSRY · ETP · CUSIP 82889N798

36 institutional holders +5 vs Q3 2024
6,267,4466.3m shares reported held*
$76.9mreported value*
5 new 13 added 5 reduced 7 sold out net sold ≈ $499.1k (-40.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.27.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 15Q4 22: 15Q1 23: 12Q2 23: 19Q3 23: 20Q4 23: 25Q1 24: 18Q2 24: 22Q3 24: 31Q4 24: 3636Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202215
Q4 202215
Q1 202312
Q2 202319
Q3 202320
Q4 202325
Q1 202418
Q2 202422
Q3 202431
Q4 202436

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 6 bought or addedQ1 23: 7 cut or sold outQ2 23: 12 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 9 cut or sold outQ4 23: 15 bought or addedQ4 23: 11 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 16 cut or sold outQ2 24: 10 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 22 bought or addedQ3 24: 7 cut or sold outQ4 24: 18 bought or addedQ4 24: 12 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202367
Q2 2023125
Q3 2023119
Q4 20231511
Q1 2024616
Q2 20241010
Q3 2024227
Q4 20241812

Biggest buyers

Mid-American Wealth Advisory Group, Inc. New +237,879+237.9k
AE Wealth Management LLC Added +214,895+214.9k
B.O.S.S. Retirement Advisors, LLC New +140,121+140.1k
Lloyd Advisory Services, LLC. Added +20,612+20.6k
Authentikos Wealth Advisory, LLC Added +19,754+19.8k
STAPP WEALTH MANAGEMENT, PLLC Added +16,548+16.5k
SMART Wealth LLC New +14,750+14.8k
HOWARD BAILEY SECURITIES, LLC Added +14,157+14.2k
Straight Path Wealth Management New +10,800+10.8k
Elevated Capital Advisors, LLC Added +10,695+10.7k

Biggest sellers

WJ Interests, LLC Sold out -636,071-636.1k
Hilltop Holdings Inc. Sold out -24,404-24.4k
CITADEL ADVISORS LLC Sold out -23,123-23.1k
Simplify Asset Management Inc. Reduced -22,982-23.0k
TCFG WEALTH MANAGEMENT, LLC Sold out -16,300-16.3k
Brookstone Capital Management Sold out -16,258-16.3k
Cambridge Investment Research Advisors, Inc. Reduced -3,600-3.6k
UBS Group AG Sold out -3,465-3.5k
JANE STREET GROUP, LLC Reduced -1,740-1.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -216-216

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 3.28% of their portfolio Las Vegas, NV 3,843,1823.8m $47.2m $47.2m 3.28% Reduced -23.0k -22,982
2 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 1,017,4521.0m $12.5m $12.5m 0.11% Added +214.9k +214,895
3 Lloyd Advisory Services, LLC. 2.05% of their portfolio SUWANEE, GA 351,733351.7k $4.3m $4.3m 2.05% Added +20.6k +20,612
4 STAPP WEALTH MANAGEMENT, PLLC 5.03% of their portfolio OLYMPIA, WA 262,741262.7k $3.2m $3.2m 5.03% Added +16.5k +16,548
5 Mid-American Wealth Advisory Group, Inc. 1.72% of their portfolio KANSAS CITY, MO 237,879237.9k $2.9m $2.9m 1.72% New
6 B.O.S.S. Retirement Advisors, LLC 0.48% of their portfolio Lehi, UT 140,121140.1k $1.7m $1.7m 0.48% New
7 HOWARD BAILEY SECURITIES, LLC 0.34% of their portfolio FORT WAYNE, IN 74,72174.7k $917.1k $917.1k 0.34% Added +14.2k +14,157
8 Elevated Capital Advisors, LLC 0.22% of their portfolio SANDY, UT 66,53066.5k $816.6k $816.6k 0.22% Added +10.7k +10,695
9 Great Lakes Retirement, Inc. 0.10% of their portfolio SANDUSKY, OH 62,87662.9k $771.8k $771.8k 0.10% Added +4.8k +4,771
10 Authentikos Wealth Advisory, LLC 0.56% of their portfolio MORGAN HILL, CA 46,54346.5k $571.3k $571.3k 0.56% Added +19.8k +19,754
11 XY Planning Network, Inc. 0.19% of their portfolio BOZEMAN, MT 20,82320.8k $255.6k $255.6k 0.19% First filing
12 Professional Financial Advisors, LLC 0.06% of their portfolio NORTH PLATTE, NE 19,54419.5k $239.9k $239.9k 0.06% Added +1.4k +1,387
13 Rinkey Investments 0.07% of their portfolio San Diego, CA 18,00018.0k $220.9k $220.9k 0.07% Unchanged
14 LifeWealth Investments, LLC 0.14% of their portfolio WINTER GARDEN, FL 17,41317.4k $213.7k $213.7k 0.14% First filing
15 SMART Wealth LLC 0.06% of their portfolio Omaha, NE 14,75014.8k $181.0k $181.0k 0.06% New
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,06314.1k $172.6k $172.6k 0.00% Reduced -1.7k -1,740
17 Harbour Capital Advisors, LLC 0.03% of their portfolio TYSONS CORNER, VA 12,04012.0k $147.2k $147.2k 0.03% Added +175 +175
18 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 11,85911.9k $145.6k $145.6k 0.01% Added +425 +425
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,40011.4k $140.0k $140.0k 0.00% Reduced -3.6k -3,600
20 Straight Path Wealth Management 0.05% of their portfolio Jenison, MI 10,80010.8k $132.6k $132.6k 0.05% New
21 Capital A Wealth Management, LLC 0.06% of their portfolio CRANBERRY TWP, PA 2,8422.8k $34.9k $34.9k 0.06% First filing
22 Transce3nd, LLC 0.01% of their portfolio BUDA, TX 2,8042.8k $34.4k $34.4k 0.01% First filing
23 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,4251.4k $17.5k $17.5k 0.00% Unchanged
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,1211.1k $13.8k $13.8k 0.00% Added +424 +424
25 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0451.0k $12.8k $12.8k 0.00% Added +87 +87
26 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 1,0001.0k $12.3k $12.3k 0.01% Unchanged
27 Park Square Financial Group, LLC 0.01% of their portfolio ROSWELL, GA 892892 $10.9k $10.9k 0.01% First filing
28 Quest 10 Wealth Builders, Inc. 0.01% of their portfolio Fuquay-Varina, VA 714714 $8.8k $8.8k 0.01% First filing
29 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 654654 $8.0k $8.0k 0.00% Reduced -44 -44
30 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 637637 $7.9k $7.9k 0.00% Reduced -4 -4
31 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 452452 $5.5k $5.5k 0.00% First filing
32 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 121121 $1.5k $1.5k 0.00% Added +65 +65
33 CWM, LLC 0.00% of their portfolio OMAHA, NE 2727 $0 $0 0.00% Unchanged
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $33 $33 0.00% New
35 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $12 $12 0.00% Unchanged
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged