Vault-13

SIMPLIFY EXCHANGE TRADED FUN TYA

INTMD TERM TRSRY · ETP · CUSIP 82889N798

31 institutional holders +9 vs Q2 2024
6,262,7476.3m shares reported held*
$90.0mreported value*
11 new 11 added 3 reduced 4 sold out net bought ≈ $59.0m (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.37.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 15Q4 22: 15Q1 23: 12Q2 23: 19Q3 23: 20Q4 23: 25Q1 24: 18Q2 24: 22Q3 24: 3131Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202215
Q4 202215
Q1 202312
Q2 202319
Q3 202320
Q4 202325
Q1 202418
Q2 202422
Q3 202431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 7 bought or addedQ4 22: 10 cut or sold outQ1 23: 6 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 5 cut or sold outQ3 23: 11 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 11 cut or sold outQ1 24: 6 bought or addedQ1 24: 16 cut or sold outQ1 24Q2 24: 10 bought or addedQ2 24: 10 cut or sold outQ3 24: 22 bought or addedQ3 24: 7 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022710
Q1 202367
Q2 2023125
Q3 2023119
Q4 20231511
Q1 2024616
Q2 20241010
Q3 2024227

Biggest buyers

Simplify Asset Management Inc. Added +3,839,219+3.8m
AE Wealth Management LLC Added +234,954+235.0k
Lloyd Advisory Services, LLC. Added +85,695+85.7k
Authentikos Wealth Advisory, LLC New +26,789+26.8k
Elevated Capital Advisors, LLC Added +24,079+24.1k
Rinkey Investments New +18,000+18.0k
Brookstone Capital Management New +16,258+16.3k
Cambridge Investment Research Advisors, Inc. New +15,000+15.0k
Great Lakes Retirement, Inc. Added +13,907+13.9k
Harbour Capital Advisors, LLC New +11,865+11.9k

Biggest sellers

BlackDiamond Wealth Management, LLC Sold out -56,268-56.3k
JANE STREET GROUP, LLC Reduced -52,835-52.8k
OLD MISSION CAPITAL LLC Sold out -44,232-44.2k
CITADEL ADVISORS LLC Reduced -25,950-25.9k
Optivise Advisory Services LLC Sold out -13,425-13.4k
WJ Interests, LLC Reduced -5,585-5.6k
MORGAN STANLEY Sold out -1-1

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 3.82% of their portfolio Las Vegas, NV 3,866,1643.9m $55.6m $55.6m 3.82% Added +3.8m +3,839,219
2 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 802,557802.6k $11.5m $11.5m 0.10% Added +235.0k +234,954
3 WJ Interests, LLC 4.03% of their portfolio SUGAR LAND, TX 636,071636.1k $9.1m $9.1m 4.03% Reduced -5.6k -5,585
4 Lloyd Advisory Services, LLC. 2.30% of their portfolio SUWANEE, GA 331,121331.1k $4.8m $4.8m 2.30% Added +85.7k +85,695
5 STAPP WEALTH MANAGEMENT, PLLC 5.71% of their portfolio OLYMPIA, WA 246,193246.2k $3.5m $3.5m 5.71% Added +1.0k +1,005
6 HOWARD BAILEY SECURITIES, LLC 0.33% of their portfolio FORT WAYNE, IN 60,56460.6k $870.3k $870.3k 0.33% First filing
7 Great Lakes Retirement, Inc. 0.11% of their portfolio SANDUSKY, OH 58,10558.1k $835.0k $835.0k 0.11% Added +13.9k +13,907
8 Elevated Capital Advisors, LLC 0.21% of their portfolio SANDY, UT 55,83555.8k $802.3k $802.3k 0.21% Added +24.1k +24,079
9 Authentikos Wealth Advisory, LLC 0.37% of their portfolio MORGAN HILL, CA 26,78926.8k $385.0k $385.0k 0.37% New
10 Hilltop Holdings Inc. 0.02% of their portfolio DALLAS, TX 24,40424.4k $350.7k $350.7k 0.02% Added +88 +88
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,12323.1k $332.3k $332.3k 0.00% Reduced -25.9k -25,950
12 Professional Financial Advisors, LLC 0.07% of their portfolio NORTH PLATTE, NE 18,15718.2k $260.9k $260.9k 0.07% Added +11 +11
13 Rinkey Investments 0.08% of their portfolio San Diego, CA 18,00018.0k $258.7k $258.7k 0.08% New
14 TCFG WEALTH MANAGEMENT, LLC 0.12% of their portfolio LAGUNA NIGUEL, CA 16,30016.3k $234.2k $234.2k 0.12% First filing
15 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 16,25816.3k $233.6k $233.6k 0.00% New
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,80315.8k $227.1k $227.1k 0.00% Reduced -52.8k -52,835
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,00015.0k $216.0k $216.0k 0.00% New
18 Harbour Capital Advisors, LLC 0.04% of their portfolio TYSONS CORNER, VA 11,86511.9k $161.5k $161.5k 0.04% New
19 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 11,43411.4k $155.7k $155.7k 0.01% New
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,4653.5k $49.8k $49.8k 0.00% Added +3.2k +3,242
21 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,4251.4k $20.5k $20.5k 0.00% New
22 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 1,0001.0k $14.4k $14.4k 0.01% New
23 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 958958 $13.8k $13.8k 0.00% New
24 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 698698 $10.0k $10.0k 0.00% Added +51 +51
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 697697 $10.0k $10.0k 0.00% Unchanged
26 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 641641 $9.3k $9.3k 0.00% Unchanged
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 216216 $3.1k $3.1k 0.00% New
28 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 5656 $798 $798 0.00% Added +1 +1
29 CWM, LLC 0.00% of their portfolio OMAHA, NE 2727 $0 $0 0.00% Unchanged
30 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $14 $14 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged