Vault-13

SIMPLIFY EXCHANGE TRADED FUN HEQT

HEDGED EQUITY · ETP · CUSIP 82889N764

88 institutional holders +6 vs Q4 2025
7,057,6717.1m shares reported held*
$222.5mreported value*
16 new 29 added 28 reduced 8 sold out net sold ≈ $21.7m (-688.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.53.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 18Q4 22: 22Q1 23: 28Q2 23: 35Q3 23: 33Q4 23: 36Q1 24: 59Q2 24: 43Q3 24: 38Q4 24: 47Q1 25: 69Q2 25: 78Q3 25: 73Q4 25: 82Q1 26: 8888Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202218
Q4 202222
Q1 202328
Q2 202335
Q3 202333
Q4 202336
Q1 202459
Q2 202443
Q3 202438
Q4 202447
Q1 202569
Q2 202578
Q3 202573
Q4 202582
Q1 202688

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 22 bought or addedQ2 24: 37 cut or sold outQ3 24: 21 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 28 bought or addedQ4 24: 15 cut or sold outQ1 25: 43 bought or addedQ1 25: 21 cut or sold outQ1 25Q2 25: 42 bought or addedQ2 25: 32 cut or sold outQ3 25: 38 bought or addedQ3 25: 40 cut or sold outQ3 25Q4 25: 37 bought or addedQ4 25: 37 cut or sold outQ1 26: 45 bought or addedQ1 26: 36 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20242237
Q3 20242122
Q4 20242815
Q1 20254321
Q2 20254232
Q3 20253840
Q4 20253737
Q1 20264536

Biggest buyers

Orion Porfolio Solutions, LLC New +289,699+289.7k
TSG Advice Partners, LLC New +185,666+185.7k
Rockefeller Capital Management L.P. Added +164,559+164.6k
LPL Financial LLC Added +103,290+103.3k
Encompass More Asset Management Added +66,680+66.7k
Kovack Advisors, Inc. Added +34,911+34.9k
ARQ WEALTH ADVISORS, LLC Added +29,412+29.4k
OneDigital Investment Advisors LLC Added +28,849+28.8k
CWM, LLC Added +24,303+24.3k
Meridian Wealth Management, LLC Added +20,782+20.8k

Biggest sellers

Private Advisor Group, LLC Reduced -583,330-583.3k
Keudell/Morrison Wealth Management Sold out -517,138-517.1k
WealthPlan Investment Management, LLC Reduced -186,477-186.5k
STEPHENS INC /AR/ Reduced -170,899-170.9k
WealthPLAN Partners, LLC Reduced -77,685-77.7k
Mariner, LLC Sold out -36,643-36.6k
Ameritas Advisory Services, LLC Reduced -36,501-36.5k
ATX Financial Planning, LLC Reduced -34,133-34.1k
Equitable Holdings, Inc. Reduced -27,297-27.3k
Parallel Advisors, LLC Reduced -23,967-24.0k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.05% of their portfolio OMAHA, NE 629,588629.6k $19.8m $19.8m 0.05% Added +24.3k +24,303
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 562,601562.6k $17.7m $17.7m 0.00% Added +103.3k +103,290
3 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 537,227537.2k $16.9m $16.9m 0.08% Reduced -583.3k -583,330
4 WealthPlan Investment Management, LLC 0.65% of their portfolio OMAHA, NE 371,916371.9k $11.7m $11.7m 0.65% Reduced -186.5k -186,477
5 Leo Wealth, LLC 0.76% of their portfolio HURST, TX 333,880333.9k $10.5m $10.5m 0.76% Added +2.4k +2,374
6 ARQ WEALTH ADVISORS, LLC 1.72% of their portfolio SCOTTSDALE, AZ 302,463302.5k $9.5m $9.5m 1.72% Added +29.4k +29,412
7 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 289,699289.7k $9.1m $9.1m 0.08% New
8 Kovack Advisors, Inc. 0.39% of their portfolio FT. LAUDERDALE, FL 231,418231.4k $7.3m $7.3m 0.39% Added +34.9k +34,911
9 WealthPLAN Partners, LLC 1.38% of their portfolio OMAHA, NE 227,169227.2k $7.2m $7.2m 1.38% Reduced -77.7k -77,685
10 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 223,592223.6k $7.0m $7.0m 0.01% Added +164.6k +164,559
11 Independent Wealth Advisors LLC 5.75% of their portfolio CARY, NC 185,810185.8k $5.9m $5.9m 5.75% Added +10.1k +10,054
12 TSG Advice Partners, LLC 0.88% of their portfolio COLUMBUS, OH 185,666185.7k $5.8m $5.8m 0.88% New
13 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 180,101180.1k $5.7m $5.7m 0.01% Added +7.9k +7,921
14 Meridian Wealth Management, LLC 0.17% of their portfolio LEXINGTON, KY 154,632154.6k $4.9m $4.9m 0.17% Added +20.8k +20,782
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 140,547140.5k $4.4m $4.4m 0.01% Added +19.3k +19,291
16 Financial Enhancement Group LLC 0.56% of their portfolio ANDERSON, IN 136,560136.6k $4.5m $4.5m 0.56% Added +8.4k +8,427
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 135,065135.1k $4.3m $4.3m 0.00% Reduced -12.3k -12,265
18 Peterson Wealth Advisors, LLC 0.49% of their portfolio Orem, UT 117,132117.1k $3.7m $3.7m 0.49% Reduced -11.0k -11,029
19 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 112,983113.0k $3.6m $3.6m 0.03% Added +28.8k +28,849
20 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 109,841109.8k $3.5m $3.5m 0.01% Reduced -15.3k -15,255
21 HARMONY ASSET MANAGEMENT LLC 1.05% of their portfolio SCOTTSDALE, AZ 108,920108.9k $3.4m $3.4m 1.05% Added +2.4k +2,375
22 VICTORY FINANCIAL GROUP, LLC 0.42% of their portfolio AUSTIN, TX 107,551107.6k $3.4m $3.4m 0.42% Reduced -598 -598
23 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 106,350106.3k $3.4m $3.4m 0.12% Added +16.2k +16,181
24 Sound Financial Strategies Group, LLC 2.17% of their portfolio MADISON, MS 100,735100.7k $3.2m $3.2m 2.17% Unchanged
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 100,697100.7k $3.2m $3.2m 0.00% Reduced -12.0k -12,027
26 SMITH, MOORE & CO. 0.23% of their portfolio CLAYTON, MO 99,73999.7k $3.1m $3.1m 0.23% Reduced -6.9k -6,887
27 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 92,53592.5k $2.9m $2.9m 0.09% Reduced -4.2k -4,176
28 Ameritas Advisory Services, LLC 0.11% of their portfolio Lincoln, NE 90,54990.5k $2.9m $2.9m 0.11% Reduced -36.5k -36,501
29 Encompass More Asset Management 0.48% of their portfolio Danville, CA 90,51190.5k $2.9m $2.9m 0.48% Added +66.7k +66,680
30 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 89,95290.0k $2.8m $2.8m 0.01% Reduced -8.7k -8,670
31 EVOLUTION WEALTH MANAGEMENT INC. 1.72% of their portfolio FORT MYERS, FL 74,73074.7k $2.4m $2.4m 1.72% Added +10.5k +10,510
32 Parallel Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 64,51864.5k $2.0m $2.0m 0.04% Reduced -24.0k -23,967
33 Stratos Wealth Advisors, LLC 0.12% of their portfolio BEACHWOOD, OH 64,51264.5k $2.0m $2.0m 0.12% Added +1.7k +1,732
34 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 47,97748.0k $1.5m $1.5m 0.00% Reduced -745 -745
35 Smartleaf Asset Management LLC 0.05% of their portfolio BOSTON, MA 45,69045.7k $1.4m $1.4m 0.05% Added +6.0k +6,044
36 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 45,11045.1k $1.4m $1.4m 0.01% Reduced -27.3k -27,297
37 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 43,82043.8k $1.4m $1.4m 0.03% Added +8.5k +8,546
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 39,96940.0k $1.2m $1.2m 0.00% Added +2.5k +2,544
39 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 37,31037.3k $1.2m $1.2m 0.01% Reduced -170.9k -170,899
40 Cambridge Advisors Inc. 0.20% of their portfolio OMAHA, NE 32,53932.5k $1.0m $1.0m 0.20% Unchanged
41 BFI Wealth Solutions, LLC 0.93% of their portfolio DALLAS, TX 31,02331.0k $974.2k $974.2k 0.93% Reduced -3.9k -3,861
42 Bay Rivers Group 0.36% of their portfolio Williamsburg, VA 27,49027.5k $865.9k $865.9k 0.36% Added +7.7k +7,728
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,15425.2k $792.0k $792.0k 0.00% Reduced -3.3k -3,337
44 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,40122.4k $705.6k $705.6k 0.00% Reduced -1.1k -1,064
45 BLUE JEAN FINANCIAL LLC 0.50% of their portfolio ALBANY, NY 19,11219.1k $602.0k $602.0k 0.50% Added +3.3k +3,280
46 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 19,07019.1k $600.7k $600.7k 0.01% Added +6.2k +6,150
47 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,42318.4k $580.3k $580.3k 0.00% New
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,25314.3k $449.0k $449.0k 0.00% New
49 MIDDLETON & CO INC/MA 0.05% of their portfolio BOSTON, MA 13,02513.0k $410.3k $410.3k 0.05% Unchanged
50 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 12,59912.6k $396.9k $396.9k 0.02% Reduced -193 -193
51 Heck Capital Advisors, LLC 0.03% of their portfolio Rhinelander, WI 12,30012.3k $387.4k $387.4k 0.03% New
52 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 11,91011.9k $375.2k $375.2k 0.03% New
53 Thompson David Blair 0.21% of their portfolio CHARLOTTE, NC 11,44311.4k $360.5k $360.5k 0.21% Unchanged
54 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 11,30111.3k $370.7k $370.7k 0.01% New
55 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 11,25911.3k $354.7k $354.7k 0.00% New
56 Brookwood Investment Group LLC 0.04% of their portfolio PHOENIX, AZ 11,04111.0k $347.8k $347.8k 0.04% Added +52 +52
57 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,85010.8k $342.0k $342.0k 0.00% Added +2.7k +2,725
58 ATX Financial Planning, LLC 0.26% of their portfolio AUSTIN, TX 10,69010.7k $336.7k $336.7k 0.26% Reduced -34.1k -34,133
59 Proficio Capital Partners LLC 0.02% of their portfolio NEWTON, MA 10,47010.5k $329.8k $329.8k 0.02% Unchanged
60 Advyzon Investment Management, LLC 0.03% of their portfolio LISLE, IL 10,16910.2k $320.3k $320.3k 0.03% Added +576 +576
61 Indivisible Partners 0.03% of their portfolio CLEARWATER, FL 9,7279.7k $306.4k $306.4k 0.03% New
62 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,3179.3k $293.5k $293.5k 0.00% Reduced -4.1k -4,085
63 Independence Wealth Advisors, LLC 0.16% of their portfolio INDEPENDENCE, OH 9,2579.3k $291.6k $291.6k 0.16% Unchanged
64 Betterment LLC 0.00% of their portfolio NEW YORK, NY 9,2079.2k $290.0k $290.0k 0.00% Reduced -109 -109
65 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,2308.2k $259.2k $259.2k 0.00% Added +2.3k +2,298
66 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,1548.2k $256.9k $256.9k 0.00% Unchanged
67 Plan Group Financial, LLC 0.06% of their portfolio OKLAHOMA CITY, OK 7,8527.9k $247.3k $247.3k 0.06% Added +26 +26
68 Chatterton & Associates Inc. 0.15% of their portfolio ANAHEIM, CA 6,9156.9k $220.7k $220.7k 0.15% Unchanged
69 Golden State Wealth Management, LLC 0.01% of their portfolio SANTA ANA, CA 4,2434.2k $133.7k $133.7k 0.01% Reduced -2.7k -2,743
70 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,7343.7k $117.6k $117.6k 0.01% Reduced -2.3k -2,293
71 CGC Financial Services, LLC 0.03% of their portfolio LAKE OSWEGO, OR 3,1153.1k $98.1k $98.1k 0.03% Unchanged
72 Reyes Financial Architecture, Inc. 0.07% of their portfolio SAN DIEGO, CA 2,8632.9k $90.2k $90.2k 0.07% Added +9 +9
73 Longview Financial Advisors LLC 0.04% of their portfolio SAN RAFAEL, CA 2,4212.4k $76.3k $76.3k 0.04% Unchanged
74 Sunrise Financial Services, LLC 0.04% of their portfolio BURIEN, WA 1,7451.7k $55.0k $55.0k 0.04% Reduced -197 -197
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,3401.3k $42.2k $42.2k 0.00% Unchanged
76 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 995995 $31.3k $31.3k 0.00% Unchanged
77 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 923923 $29.0k $29.0k 0.00% New
78 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 628628 $19.8k $19.8k 0.00% Unchanged
79 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 504504 $15.7k $15.7k 0.00% Unchanged
80 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 286286 $9.0k $9.0k 0.00% New
81 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 210210 $6.6k $6.6k 0.00% New
82 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 149149 $4.7k $4.7k 0.00% Reduced -501 -501
83 Security National Bank 0.00% of their portfolio OMAHA, NE 111111 $3.5k $3.5k 0.00% New
84 Vision Retirement, LLC 0.00% of their portfolio RIDGEWOOD, NJ 6565 $2.1k $2.1k 0.00% New
85 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5353 $1.7k $1.7k 0.00% New
86 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2020 $630 $630 0.00% Unchanged
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1919 $598 $598 0.00% New
88 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $16 $16 0.00% Reduced -449 -449