Vault-13

SIMPLIFY EXCHANGE TRADED FUN HEQT

HEDGED EQUITY · ETP · CUSIP 82889N764

59 institutional holders +23 vs Q4 2023
12,062,24512.1m shares reported held*
$319.4mreported value*
29 new 15 added 11 reduced 7 sold out net bought ≈ $238.6m (+9.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.48.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 18Q4 22: 22Q1 23: 28Q2 23: 35Q3 23: 33Q4 23: 36Q1 24: 5959Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202218
Q4 202222
Q1 202328
Q2 202335
Q3 202333
Q4 202336
Q1 202459

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 14 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 14 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 22 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 18 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022146
Q1 2023226
Q2 20232014
Q3 20231622
Q4 20232214
Q1 20244418

Biggest buyers

3EDGE Asset Management, LP New +5,096,110+5.1m
TOWNSQUARE CAPITAL LLC New +855,181+855.2k
Keudell/Morrison Wealth Management New +427,636+427.6k
Orion Porfolio Solutions, LLC Added +366,768+366.8k
Orion Portfolio Solutions, LLC Added +366,768+366.8k
Ameritas Advisory Services, LLC Added +328,616+328.6k
CWM, LLC Added +292,363+292.4k
Cetera Investment Advisers New +214,338+214.3k
Portside Wealth Group, LLC New +180,787+180.8k
OSAIC HOLDINGS, INC. Added +130,654+130.7k

Biggest sellers

Cetera Advisor Networks LLC Sold out -248,431-248.4k
Equitable Holdings, Inc. Sold out -25,359-25.4k
OLD MISSION CAPITAL LLC Sold out -20,281-20.3k
TD Capital Management LLC Reduced -11,360-11.4k
WOLVERINE TRADING, LLC Sold out -10,759-10.8k
D.A. DAVIDSON & CO. Sold out -9,360-9.4k
Financial Enhancement Group LLC Reduced -8,763-8.8k
TRUIST FINANCIAL CORP Sold out -7,971-8.0k
WealthPLAN Partners, LLC Reduced -5,365-5.4k
SMITH, MOORE & CO. Reduced -4,438-4.4k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 3EDGE Asset Management, LP 10.52% of their portfolio Naples, FL 5,096,1105.1m $135.0m $135.0m 10.52% New
2 TOWNSQUARE CAPITAL LLC 0.33% of their portfolio Lehi, UT 855,181855.2k $22.7m $22.7m 0.33% New
3 WealthPLAN Partners, LLC 1.49% of their portfolio OMAHA, NE 541,933541.9k $14.4m $14.4m 1.49% Reduced -5.4k -5,365
4 Orion Porfolio Solutions, LLC 0.15% of their portfolio OMAHA, NE 541,710541.7k $14.3m $14.3m 0.15% Added +366.8k +366,768
5 Orion Portfolio Solutions, LLC 0.15% of their portfolio Omaha, NE 541,710541.7k $14.3m $14.3m 0.15% Added +366.8k +366,768
6 Keudell/Morrison Wealth Management 3.43% of their portfolio Salem, OR 427,636427.6k $11.3m $11.3m 3.43% New
7 Ameritas Advisory Services, LLC 0.45% of their portfolio Lincoln, NE 420,073420.1k $11.0m $11.0m 0.45% Added +328.6k +328,616
8 WealthPlan Investment Management, LLC 1.47% of their portfolio OMAHA, NE 364,049364.0k $9.6m $9.6m 1.47% Added +8.9k +8,914
9 CWM, LLC 0.04% of their portfolio OMAHA, NE 328,096328.1k $8.7m $8.7m 0.04% Added +292.4k +292,363
10 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 245,753245.8k $6.5m $6.5m 0.01% Added +24.9k +24,937
11 ARQ WEALTH ADVISORS, LLC 2.66% of their portfolio SCOTTSDALE, AZ 231,485231.5k $6.1m $6.1m 2.66% Added +35.7k +35,661
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 214,338214.3k $5.7m $5.7m 0.01% New
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 203,194203.2k $5.4m $5.4m 0.01% Reduced -3.7k -3,724
14 SMITH, MOORE & CO. 0.56% of their portfolio CLAYTON, MO 199,874199.9k $5.3m $5.3m 0.56% Reduced -4.4k -4,438
15 Portside Wealth Group, LLC 0.89% of their portfolio Provo, UT 180,787180.8k $4.8m $4.8m 0.89% New
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 146,816146.8k $3.9m $3.9m 0.01% Added +130.7k +130,654
17 Stratos Wealth Advisors, LLC 0.23% of their portfolio BEACHWOOD, OH 143,779143.8k $3.8m $3.8m 0.23% Added +7.2k +7,217
18 Prosperity Consulting Group, LLC 0.42% of their portfolio OWINGS MILLS, MD 127,712127.7k $3.4m $3.4m 0.42% New
19 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 126,860126.9k $3.4m $3.4m 0.04% Added +4.9k +4,935
20 Alliance Wealth Advisors, LLC /UT 0.96% of their portfolio Centerville, UT 122,072122.1k $3.2m $3.2m 0.96% New
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 115,742115.7k $3.1m $3.1m 0.00% Added +87.7k +87,664
22 Lionsbridge Wealth Management LLC 1.91% of their portfolio JACKSONVILLE BEACH, FL 93,15793.2k $2.5m $2.5m 1.91% Reduced -96 -96
23 Mariner, LLC 0.00% of their portfolio Overland Park, KS 85,92485.9k $2.3m $2.3m 0.00% New
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 83,60783.6k $2.2m $2.2m 0.01% New
25 Arete Wealth Advisors, LLC 0.19% of their portfolio CHICAGO, IL 77,89477.9k $2.1m $2.1m 0.19% New
26 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 73,63273.6k $2.0m $2.0m 0.01% Reduced -473 -473
27 Strategic Blueprint, LLC 0.12% of their portfolio ATLANTA, GA 65,38865.4k $1.7m $1.7m 0.12% New
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,70461.7k $1.6m $1.6m 0.00% Added +25.6k +25,610
29 BAKER TILLY WEALTH MANAGEMENT, LLC 0.29% of their portfolio MADISON, WI 59,61959.6k $1.6m $1.6m 0.29% New
30 MIDDLETON & CO INC/MA 0.16% of their portfolio BOSTON, MA 53,28553.3k $1.4m $1.4m 0.16% New
31 HARMONY ASSET MANAGEMENT LLC 0.55% of their portfolio SCOTTSDALE, AZ 50,57150.6k $1.3m $1.3m 0.55% Added +40.6k +40,564
32 Financial Network Wealth Advisors LLC 1.26% of their portfolio MURRAY, UT 47,73247.7k $1.3m $1.3m 1.26% New
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 39,73239.7k $1.1m $1.1m 0.01% Added +4.5k +4,461
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 33,59933.6k $890.0k $890.0k 0.00% New
35 Peterson Wealth Advisors, LLC 0.18% of their portfolio Orem, UT 32,49832.5k $860.9k $860.9k 0.18% Reduced -267 -267
36 Diversify Advisory Services, LLC 0.05% of their portfolio SANDY, UT 29,08429.1k $768.7k $768.7k 0.05% First filing
37 Financial Enhancement Group LLC 0.12% of their portfolio ANDERSON, IN 28,68328.7k $752.4k $752.4k 0.12% Reduced -8.8k -8,763
38 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 25,42425.4k $673.0k $673.0k 0.00% New
39 NORDEN GROUP LLC 0.10% of their portfolio PROVO, UT 18,92818.9k $501.4k $501.4k 0.10% New
40 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 16,10816.1k $426.7k $426.7k 0.01% New
41 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 14,69414.7k $389.2k $389.2k 0.00% Reduced -1.7k -1,654
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,14414.1k $374.7k $374.7k 0.00% Added +2.4k +2,394
43 Matrix Trust Co 0.07% of their portfolio DENVER, CO 11,46211.5k $304.0k $304.0k 0.07% New
44 Proficio Capital Partners LLC 0.03% of their portfolio NEWTON, MA 10,47010.5k $277.4k $277.4k 0.03% New
45 REGIMEN WEALTH, LLC 0.09% of their portfolio ATLANTA, GA 10,26610.3k $271.9k $271.9k 0.09% New
46 Encompass More Asset Management 0.18% of their portfolio Danville, CA 8,1148.1k $214.9k $214.9k 0.18% Reduced -1.6k -1,637
47 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 7,5517.6k $200.0k $200.0k 0.00% New
48 Fortitude Family Office, LLC 0.09% of their portfolio SCOTTSDALE, AZ 5,3115.3k $140.7k $140.7k 0.09% New
49 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 4,9074.9k $130.0k $130.0k 0.01% New
50 Northwest Capital Management Inc 0.02% of their portfolio Lake Oswego, OR 1,8421.8k $48.8k $48.8k 0.02% Unchanged
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,6941.7k $44.9k $44.9k 0.00% Reduced -4.2k -4,182
52 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 376376 $10.0k $10.0k 0.00% New
53 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 279279 $7.4k $7.4k 0.00% New
54 Valued Wealth Advisors LLC 0.00% of their portfolio HOLLADAY, UT 220220 $5.8k $5.8k 0.00% New
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 197197 $5.0k $5.0k 0.00% New
56 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2020 $530 $530 0.00% Unchanged
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33 $93 $93 0.00% New
58 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 33 $68 $68 0.00% Reduced -11.4k -11,360
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged