Vault-13

SIMPLIFY EXCHANGE TRADED FUN HEQT

HEDGED EQUITY · ETP · CUSIP 82889N764

35 institutional holders +7 vs Q1 2023
3,497,7163.5m shares reported held*
$86.8mreported value*
9 new 11 added 12 reduced 2 sold out net sold ≈ $4.6m (-185.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.80.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 18Q4 22: 22Q1 23: 28Q2 23: 3535Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202218
Q4 202222
Q1 202328
Q2 202335

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 14 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022146
Q1 2023226
Q2 20232014

Biggest buyers

ARQ WEALTH ADVISORS, LLC Added +156,583+156.6k
Orion Porfolio Solutions, LLC Added +140,912+140.9k
Orion Portfolio Solutions, LLC Added +140,912+140.9k
Stratos Wealth Advisors, LLC New +133,954+134.0k
FLAGSHIP HARBOR ADVISORS, LLC New +114,310+114.3k
Ameritas Advisory Services, LLC Added +94,740+94.7k
SMITH, MOORE & CO. Added +74,809+74.8k
Steward Partners Investment Advisory, LLC Added +22,358+22.4k
Equitable Holdings, Inc. New +20,450+20.4k
JANE STREET GROUP, LLC New +15,464+15.5k

Biggest sellers

Financial Enhancement Group LLC Reduced -402,653-402.7k
CAPTRUST FINANCIAL ADVISORS Reduced -268,276-268.3k
WealthPLAN Partners, LLC Reduced -174,757-174.8k
JPMORGAN CHASE & CO Reduced -163,681-163.7k
WealthPlan Investment Management, LLC Reduced -112,447-112.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -14,103-14.1k
WOLVERINE TRADING, LLC Reduced -7,047-7.0k
HighTower Advisors, LLC Reduced -4,849-4.8k
UBS Group AG Sold out -3,913-3.9k
Lionsbridge Wealth Management LLC Reduced -3,460-3.5k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WealthPLAN Partners, LLC 1.40% of their portfolio OMAHA, NE 397,870397.9k $9.9m $9.9m 1.40% Reduced -174.8k -174,757
2 Ameritas Advisory Services, LLC 1.16% of their portfolio Lincoln, NE 366,255366.3k $9.1m $9.1m 1.16% Added +94.7k +94,740
3 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 316,347316.3k $7.8m $7.8m 0.08% Added +140.9k +140,912
4 Orion Portfolio Solutions, LLC 0.08% of their portfolio Omaha, NE 316,347316.3k $7.8m $7.8m 0.08% Added +140.9k +140,912
5 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 294,731294.7k $7.3m $7.3m 0.05% Reduced -2.7k -2,749
6 WealthPlan Investment Management, LLC 1.87% of their portfolio OMAHA, NE 253,376253.4k $6.3m $6.3m 1.87% Reduced -112.4k -112,447
7 SMITH, MOORE & CO. 0.67% of their portfolio CLAYTON, MO 213,466213.5k $5.3m $5.3m 0.67% Added +74.8k +74,809
8 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 184,625184.6k $4.6m $4.6m 0.01% Reduced -4.8k -4,849
9 ARQ WEALTH ADVISORS, LLC 2.87% of their portfolio SCOTTSDALE, AZ 178,202178.2k $4.4m $4.4m 2.87% Added +156.6k +156,583
10 Stratos Wealth Advisors, LLC 0.24% of their portfolio BEACHWOOD, OH 133,954134.0k $3.3m $3.3m 0.24% New
11 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 115,757115.8k $2.9m $2.9m 0.03% Added +4.5k +4,450
12 FLAGSHIP HARBOR ADVISORS, LLC 0.23% of their portfolio BOSTON, MA 114,310114.3k $2.8m $2.8m 0.23% New
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 106,474106.5k $2.6m $2.6m 0.01% Added +1.7k +1,739
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,74780.7k $2.0m $2.0m 0.00% Added +13.3k +13,286
15 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 80,53580.5k $2.0m $2.0m 0.03% Added +22.4k +22,358
16 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 79,61479.6k $2.0m $2.0m 0.01% Reduced -268.3k -268,276
17 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 68,15468.2k $1.7m $1.7m 0.00% Added +13.3k +13,286
18 Financial Enhancement Group LLC 0.15% of their portfolio ANDERSON, IN 33,26533.3k $834.0k $834.0k 0.15% Reduced -402.7k -402,653
19 Lionsbridge Wealth Management LLC 0.67% of their portfolio JACKSONVILLE BEACH, FL 30,43330.4k $755.1k $755.1k 0.67% Reduced -3.5k -3,460
20 Park Edge Advisors, LLC 0.19% of their portfolio Cleveland, OH 22,52322.5k $558.8k $558.8k 0.19% Unchanged
21 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 20,45020.4k $507.4k $507.4k 0.01% New
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,46415.5k $383.7k $383.7k 0.00% New
23 Wick Capital Partners, LLC 0.21% of their portfolio WAYNE, PA 13,99014.0k $347.1k $347.1k 0.21% New
24 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 12,59012.6k $312.4k $312.4k 0.00% Reduced -195 -195
25 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 12,22112.2k $302.2k $302.2k 0.00% Reduced -7.0k -7,047
26 TD Capital Management LLC 0.03% of their portfolio MEMPHIS, TN 11,33811.3k $281.3k $281.3k 0.03% Unchanged
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,8918.9k $220.6k $220.6k 0.00% Reduced -14.1k -14,103
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,3377.3k $182.0k $182.0k 0.00% Added +4.1k +4,132
29 Fiduciary Alliance LLC 0.02% of their portfolio GREENVILLE, SC 3,7713.8k $93.6k $93.6k 0.02% New
30 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,8941.9k $47.0k $47.0k 0.00% New
31 Northwest Capital Management Inc 0.02% of their portfolio Lake Oswego, OR 1,8441.8k $45.8k $45.8k 0.02% New
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 939939 $23.3k $23.3k 0.00% Reduced -163.7k -163,681
33 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $25 $25 0.00% Reduced -1 -1
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $25 $25 0.00% New
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged