Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

240 institutional holders +31 vs Q4 2025
37,382,09437.4m shares reported held*
$1.1bnreported value*
49 new 106 added 72 reduced 17 sold out net bought ≈ $201.2m (+6.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.11.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 60Q3 24: 89Q4 24: 112Q1 25: 167Q2 25: 193Q3 25: 195Q4 25: 209Q1 26: 240240Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460
Q3 202489
Q4 2024112
Q1 2025167
Q2 2025193
Q3 2025195
Q4 2025209
Q1 2026240

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 35 bought or addedQ2 24: 23 cut or sold outQ3 24: 61 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 72 bought or addedQ4 24: 32 cut or sold outQ1 25: 133 bought or addedQ1 25: 35 cut or sold outQ1 25Q2 25: 129 bought or addedQ2 25: 68 cut or sold outQ3 25: 127 bought or addedQ3 25: 81 cut or sold outQ3 25Q4 25: 126 bought or addedQ4 25: 89 cut or sold outQ1 26: 155 bought or addedQ1 26: 89 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243523
Q3 20246122
Q4 20247232
Q1 202513335
Q2 202512968
Q3 202512781
Q4 202512689
Q1 202615589

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ2 25 calls: $986.7kQ2 25 puts: $417.1kQ2 25P/C 0.42Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —
Numbers
QuarterCallsPutsP/C
Q2 2025$986.7k$417.1k0.42
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$0$0—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +3,445,308+3.4m
Concurrent Investment Advisors, LLC New +1,464,649+1.5m
CITIGROUP INC Added +1,273,700+1.3m
UBS Group AG Added +806,033+806.0k
ENVESTNET ASSET MANAGEMENT INC Added +771,642+771.6k
Beaumont Financial Advisors, LLC New +501,007+501.0k
MML INVESTORS SERVICES, LLC Added +318,778+318.8k
WELLS FARGO & COMPANY/MN Added +285,337+285.3k
Pasadena Private Wealth, LLC Added +237,614+237.6k
Deane Retirement Strategies, Inc. Added +204,796+204.8k

Biggest sellers

CWM, LLC Reduced -2,752,544-2.8m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -787,059-787.1k
POM Investment Strategies, LLC Reduced -229,067-229.1k
Clark Capital Management Group, Inc. Reduced -163,728-163.7k
Archford Capital Strategies, LLC Reduced -154,348-154.3k
PEAK FINANCIAL ADVISORS LLC Reduced -152,820-152.8k
IFG Advisory, LLC Sold out -145,694-145.7k
MORGAN STANLEY Reduced -99,708-99.7k
Orion Porfolio Solutions, LLC Reduced -99,565-99.6k
Baird Financial Group, Inc. Reduced -92,000-92.0k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,467,8324.5m $135.0m $135.0m 0.01% Added +3.4m +3,445,308
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.13% of their portfolio PLYMOUTH, MN 2,105,7282.1m $59.8m $59.8m 0.13% Reduced -787.1k -787,059
3 Boothe Investment Group, Inc. 16.91% of their portfolio DOVER, DE 1,738,9291.7m $52.6m $52.6m 16.91% Added +10.4k +10,425
4 Concurrent Investment Advisors, LLC 0.48% of their portfolio Tampa, FL 1,464,6491.5m $44.3m $44.3m 0.48% New
5 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 1,346,2001.3m $40.7m $40.7m 0.03% Added +1.3m +1,273,700
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,274,7411.3m $38.5m $38.5m 0.01% Added +771.6k +771,642
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,053,7411.1m $31.8m $31.8m 0.01% Reduced -18.6k -18,602
8 Independence Wealth Advisors, LLC 15.33% of their portfolio INDEPENDENCE, OH 951,474951.5k $28.8m $28.8m 15.33% Added +61.4k +61,423
9 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 938,908938.9k $28.4m $28.4m 0.15% Reduced -38.6k -38,626
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 809,774809.8k $24.5m $24.5m 0.00% Added +806.0k +806,033
11 IAG Wealth Partners, LLC 2.68% of their portfolio WAUKESHA, WI 794,860794.9k $24.0m $24.0m 2.68% Reduced -17.1k -17,108
12 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 683,575683.6k $20.7m $20.7m 0.02% Added +154.9k +154,900
13 Altiora Financial Group, LLC 3.14% of their portfolio LEBANON, OH 630,394630.4k $19.1m $19.1m 3.14% Reduced -34.1k -34,063
14 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 526,114526.1k $15.9m $15.9m 0.03% Reduced -37.8k -37,829
15 Pasadena Private Wealth, LLC 2.20% of their portfolio PASADENA, CA 523,677523.7k $15.8m $15.8m 2.20% Added +237.6k +237,614
16 ABBINGTON INVESTMENT GROUP 9.01% of their portfolio WESTPORT, CT 512,665512.7k $15.5m $15.5m 9.01% Added +50.8k +50,776
17 Beaumont Financial Advisors, LLC 1.04% of their portfolio NEEDHAM, MA 501,007501.0k $15.1m $15.1m 1.04% New
18 &PARTNERS 0.07% of their portfolio NASHVILLE, TN 488,589488.6k $14.8m $14.8m 0.07% Added +15.8k +15,764
19 Fielder Capital Group LLC 3.08% of their portfolio NASHVILLE, TN 468,124468.1k $14.1m $14.1m 3.08% Added +50.4k +50,390
20 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 435,211435.2k $13.2m $13.2m 0.04% Added +318.8k +318,778
21 PEAK FINANCIAL ADVISORS LLC 5.76% of their portfolio DENVER, CO 430,361430.4k $13.0m $13.0m 5.76% Reduced -152.8k -152,820
22 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 423,820423.8k $12.8m $12.8m 0.11% Reduced -99.6k -99,565
23 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 404,628404.6k $12.2m $12.2m 0.10% Reduced -25.6k -25,584
24 Ferguson Shapiro LLC 3.71% of their portfolio DECATUR, GA 402,709402.7k $12.2m $12.2m 3.71% Added +17.3k +17,338
25 Deane Retirement Strategies, Inc. 4.86% of their portfolio NEW ORLEANS, LA 399,338399.3k $12.1m $12.1m 4.86% Added +204.8k +204,796
26 OmniStar Financial Group, Inc. 6.18% of their portfolio Wilmington, NC 394,427394.4k $11.9m $11.9m 6.18% Added +17.4k +17,398
27 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 381,957382.0k $11.5m $11.5m 0.02% Added +11.1k +11,145
28 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 373,265373.3k $11.3m $11.3m 0.00% Added +37.8k +37,830
29 Compound Planning, Inc. 0.35% of their portfolio NEW YORK, NY 371,633371.6k $11.2m $11.2m 0.35% Added +432 +432
30 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 353,131353.1k $10.7m $10.7m 0.03% Added +38.4k +38,432
31 Beacon Capital Management, Inc. 0.59% of their portfolio DAYTON, OH 349,018349.0k $10.5m $10.5m 0.59% Added +162.1k +162,053
32 THEORY FINANCIAL LLC 3.59% of their portfolio FORT COLLINS, CO 338,200338.2k $10.2m $10.2m 3.59% Added +141.1k +141,052
33 Elevated Capital Advisors, LLC 2.55% of their portfolio SANDY, UT 334,840334.8k $10.1m $10.1m 2.55% Added +2.7k +2,719
34 COWA, LLC 2.46% of their portfolio Tulsa, OK 301,281301.3k $9.1m $9.1m 2.46% Added +26.3k +26,267
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 286,181286.2k $8.6m $8.6m 0.00% Added +285.3k +285,337
36 Aspen Wealth Strategies, LLC 4.25% of their portfolio ARVADA, CO 261,936261.9k $7.9m $7.9m 4.25% Added +5.2k +5,169
37 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 227,320227.3k $6.9m $6.9m 0.08% Added +51.4k +51,355
38 Philip James Wealth Mangement, LLC 0.75% of their portfolio MILTON, GA 215,825215.8k $6.5m $6.5m 0.75% Reduced -81.1k -81,056
39 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 208,551208.6k $6.3m $6.3m 0.02% Added +70.5k +70,465
40 Longview Financial Advisors, Inc. 3.81% of their portfolio HUNTSVILLE, AL 206,383206.4k $6.2m $6.2m 3.81% Added +15.6k +15,593
41 Belpointe Asset Management LLC 0.22% of their portfolio RENO, NV 202,286202.3k $6.1m $6.1m 0.22% Added +1.5k +1,486
42 CSS LLC/IL 0.33% of their portfolio CHICAGO, IL 193,879193.9k $5.9m $5.9m 0.33% Added +364 +364
43 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 190,670190.7k $5.8m $5.8m 0.01% Reduced -46.4k -46,399
44 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 188,559188.6k $5.7m $5.7m 0.00% Reduced -99.7k -99,708
45 CWM, LLC 0.01% of their portfolio OMAHA, NE 187,250187.2k $5.7m $5.7m 0.01% Reduced -2.8m -2,752,544
46 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 182,837182.8k $5.5m $5.5m 0.03% Reduced -525 -525
47 Key Capital Management, INC 3.64% of their portfolio HENDERSONVILLE, TN 37075, TN 182,327182.3k $5.5m $5.5m 3.64% Added +22.6k +22,601
48 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 173,373173.4k $5.2m $5.2m 0.03% Reduced -163.7k -163,728
49 Brookwood Investment Group LLC 0.67% of their portfolio PHOENIX, AZ 172,807172.8k $5.2m $5.2m 0.67% Added +152.9k +152,935
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 165,102165.1k $5.0m $5.0m 0.00% Added +35.1k +35,092
51 CreativeOne Wealth, LLC 0.11% of their portfolio OVERLAND PARK, KS 160,820160.8k $4.9m $4.9m 0.11% Added +59.3k +59,274
52 NorthCrest Asset Manangement, LLC 0.15% of their portfolio PLYMOUTH, MN 160,310160.3k $4.9m $4.9m 0.15% Reduced -16.3k -16,257
53 MONEY CONCEPTS CAPITAL CORP 0.26% of their portfolio PALM BEACH GARDENS, FL 152,605152.6k $4.6m $4.6m 0.26% New
54 Simplify Asset Management Inc. 0.07% of their portfolio Las Vegas, NV 151,381151.4k $4.6m $4.6m 0.07% New
55 Fiduciary Alliance LLC 0.25% of their portfolio GREENVILLE, SC 142,201142.2k $4.2m $4.2m 0.25% Added +85.1k +85,105
56 HOWARD BAILEY SECURITIES, LLC 1.73% of their portfolio FORT WAYNE, IN 139,571139.6k $4.2m $4.2m 1.73% Added +12.0k +12,026
57 PMV Capital Advisers, LLC 7.04% of their portfolio DALLAS, TX 138,001138.0k $4.2m $4.2m 7.04% Added +7.2k +7,182
58 Upper Left Wealth Management, LLC 2.37% of their portfolio TAMPA, FL 132,990133.0k $4.0m $4.0m 2.37% Added +13.9k +13,913
59 Waterloo Capital, L.P. 0.27% of their portfolio AUSTIN, TX 129,051129.1k $3.9m $3.9m 0.27% New
60 Clear Creek Financial Management, LLC 0.30% of their portfolio SILVERDALE, WA 128,738128.7k $3.9m $3.9m 0.30% Added +4.7k +4,710
61 Cumberland Partners Ltd 0.29% of their portfolio TORONTO, A6 125,469125.5k $3.8m $3.8m 0.29% Added +15.1k +15,147
62 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 125,127125.1k $3.8m $3.8m 0.02% Reduced -2.3k -2,325
63 TriaGen Wealth Management LLC 0.98% of their portfolio Calabasas, CA 118,288118.3k $3.6m $3.6m 0.98% Added +3.4k +3,379
64 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 117,962118.0k $3.6m $3.6m 0.11% Added +7.4k +7,357
65 FINANCIAL DISCOVERY GROUP INC 8.23% of their portfolio ATLANTA, GA 116,557116.6k $3.5m $3.5m 8.23% First filing
66 Western Wealth Management, LLC 0.13% of their portfolio GOLDEN, CO 114,544114.5k $3.5m $3.5m 0.13% Added +3.6k +3,567
67 B.O.S.S. Retirement Advisors, LLC 1.01% of their portfolio Lehi, UT 109,558109.6k $3.3m $3.3m 1.01% Added +4.1k +4,130
68 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 107,759107.8k $3.3m $3.3m 0.02% Added +11.8k +11,821
69 Sound Financial Strategies Group, LLC 2.15% of their portfolio MADISON, MS 104,137104.1k $3.1m $3.1m 2.15% Added +29.4k +29,435
70 FSA Advisors, Inc. 1.99% of their portfolio TROY, MI 99,71699.7k $3.0m $3.0m 1.99% Reduced -2.8k -2,841
71 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 98,29598.3k $3.0m $3.0m 0.05% Added +52.8k +52,791
72 Cambria Investment Management, L.P. 0.16% of their portfolio Manhattan Beach, CA 96,71496.7k $2.9m $2.9m 0.16% Added +30.7k +30,658
73 Encompass More Asset Management 0.49% of their portfolio Danville, CA 96,30196.3k $2.9m $2.9m 0.49% Added +38.5k +38,502
74 Principia Wealth Advisory, LLC 1.63% of their portfolio DALLAS, TX 95,30795.3k $2.9m $2.9m 1.63% Added +24.4k +24,408
75 Stratos Investment Management, LLC 0.11% of their portfolio BEACHWOOD, OH 94,83194.8k $2.9m $2.9m 0.11% Reduced -30.3k -30,271
76 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 93,43093.4k $2.8m $2.8m 0.01% Reduced -11.0k -10,977
77 Vise Technologies, Inc. 0.05% of their portfolio NEW YORK, NY 91,07591.1k $2.5m $2.5m 0.05% Unchanged
78 Almanack Investment Partners, LLC. 0.44% of their portfolio WAYNE, PA 86,63886.6k $2.6m $2.6m 0.44% New
79 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 82,41182.4k $2.5m $2.5m 0.00% Reduced -3.5k -3,472
80 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 81,81881.8k $2.5m $2.5m 0.05% Reduced -14.6k -14,628
81 Empirical Asset Management, LLC 0.64% of their portfolio WELLESLEY, MA 79,65779.7k $2.4m $2.4m 0.64% Added +3.7k +3,681
82 Beacon Capital Management, LLC 0.42% of their portfolio FRANKLIN, TN 79,52479.5k $2.4m $2.4m 0.42% Reduced -48.8k -48,771
83 Pekin Hardy Strauss, Inc. 0.25% of their portfolio CHICAGO, IL 79,41379.4k $2.4m $2.4m 0.25% Added +13.0k +12,983
84 MANNING & NAPIER ADVISORS LLC 0.03% of their portfolio Fairport, NY 76,72576.7k $2.3m $2.3m 0.03% Added +38.6k +38,583
85 Professional Financial Advisors, LLC 0.47% of their portfolio NORTH PLATTE, NE 76,43776.4k $2.3m $2.3m 0.47% Added +34.9k +34,934
86 R. W. Roge & Company, Inc. 1.10% of their portfolio BOHEMIA, NY 76,42376.4k $2.3m $2.3m 1.10% Reduced -32.1k -32,060
87 Authentikos Wealth Advisory, LLC 1.54% of their portfolio MORGAN HILL, CA 75,37175.4k $2.3m $2.3m 1.54% Reduced -9.6k -9,592
88 RETIREMENT GUYS FORMULA LLC 1.03% of their portfolio MAUMEE, OH 73,96674.0k $2.2m $2.2m 1.03% Added +29.5k +29,452
89 Collaborative Fund Advisors, LLC 1.37% of their portfolio RENO, NV 73,36173.4k $2.2m $2.2m 1.37% First filing
90 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 68,49168.5k $2.0m $2.0m 0.02% Added +11.0k +11,034
91 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 67,12667.1k $2.0m $2.0m 0.00% Reduced -92.0k -92,000
92 EXCHANGE TRADED CONCEPTS, LLC 0.02% of their portfolio Oklahoma City, OK 66,01566.0k $2.0m $2.0m 0.02% New
93 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 66,00066.0k $2.0m $2.0m 0.00% Unchanged
94 Latitude Advisors, LLC 0.91% of their portfolio YORKVILLE, IL 65,78565.8k $2.0m $2.0m 0.91% Added +18.6k +18,584
95 Proficio Capital Partners LLC 0.10% of their portfolio NEWTON, MA 63,30163.3k $1.9m $1.9m 0.10% Added +985 +985
96 Wealth Enhancement Trust Services, Inc. 0.23% of their portfolio SIOUX FALLS, SD 62,28762.3k $1.9m $1.9m 0.23% Added +7.0k +7,040
97 Austin Wealth Management, LLC 0.44% of their portfolio Austin, TX 62,14962.1k $1.9m $1.9m 0.44% Reduced -31.4k -31,381
98 CAPITAL FINANCIAL GROUP INC\CO\ /ADV 1.01% of their portfolio LITTLETON, CO 60,55960.6k $1.8m $1.8m 1.01% Added +4.8k +4,761
99 Optivise Advisory Services LLC 1.10% of their portfolio FRANKLIN, TN 60,22260.2k $1.8m $1.8m 1.10% Reduced -6.6k -6,555
100 Mariner, LLC 0.00% of their portfolio Overland Park, KS 59,65759.7k $1.8m $1.8m 0.00% Added +10.2k +10,213