Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

209 institutional holders +14 vs Q3 2025
30,636,08830.6m shares reported held*
$837.0mreported value*
29 new 97 added 65 reduced 24 sold out net bought ≈ $43.7m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.32.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 60Q3 24: 89Q4 24: 112Q1 25: 167Q2 25: 193Q3 25: 195Q4 25: 209209Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460
Q3 202489
Q4 2024112
Q1 2025167
Q2 2025193
Q3 2025195
Q4 2025209

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 33 bought or addedQ1 24: 21 cut or sold outQ2 24: 35 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 61 bought or addedQ3 24: 22 cut or sold outQ4 24: 72 bought or addedQ4 24: 32 cut or sold outQ4 24Q1 25: 133 bought or addedQ1 25: 35 cut or sold outQ2 25: 129 bought or addedQ2 25: 68 cut or sold outQ2 25Q3 25: 127 bought or addedQ3 25: 81 cut or sold outQ4 25: 126 bought or addedQ4 25: 89 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20243321
Q2 20243523
Q3 20246122
Q4 20247232
Q1 202513335
Q2 202512968
Q3 202512781
Q4 202512689

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 25 calls: $325.6kQ1 25 puts: $476.6kQ1 25P/C 1.46Q2 25 calls: $986.7kQ2 25 puts: $417.1kQ2 25P/C 0.42Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —
Numbers
QuarterCallsPutsP/C
Q1 2025$325.6k$476.6k1.46
Q2 2025$986.7k$417.1k0.42
Q3 2025$0$0—
Q4 2025$0$0—

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +592,038+592.0k
ASSETMARK, INC New +563,943+563.9k
&PARTNERS Added +462,956+463.0k
Ferguson Shapiro LLC New +385,371+385.4k
CWM, LLC Added +328,154+328.2k
LPL Financial LLC Added +239,712+239.7k
THEORY FINANCIAL LLC New +197,148+197.1k
Altiora Financial Group, LLC Added +173,179+173.2k
Boothe Investment Group, Inc. Added +156,382+156.4k
IFG Advisory, LLC New +145,694+145.7k

Biggest sellers

Private Advisor Group, LLC Reduced -516,047-516.0k
JPMORGAN CHASE & CO Reduced -471,932-471.9k
Beacon Capital Management, LLC Reduced -368,641-368.6k
WELLS FARGO & COMPANY/MN Reduced -337,904-337.9k
Beacon Capital Management, Inc. Reduced -228,167-228.2k
Dynamic Advisor Solutions LLC Reduced -208,017-208.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -200,514-200.5k
Ethos Financial Group, LLC Reduced -125,963-126.0k
Ignite Planners, LLC Reduced -112,803-112.8k
KWB Wealth Reduced -97,193-97.2k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.22% of their portfolio OMAHA, NE 2,939,7942.9m $80.1m $80.1m 0.22% Added +328.2k +328,154
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 2,892,7872.9m $80.2m $80.2m 0.11% Added +592.0k +592,038
3 Boothe Investment Group, Inc. 16.86% of their portfolio DOVER, DE 1,728,5041.7m $47.1m $47.1m 16.86% Added +156.4k +156,382
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,072,3431.1m $29.2m $29.2m 0.01% Added +239.7k +239,712
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,022,5241.0m $27.9m $27.9m 0.00% Added +98.6k +98,603
6 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 977,534977.5k $26.6m $26.6m 0.15% Added +87.1k +87,102
7 Independence Wealth Advisors, LLC 13.65% of their portfolio INDEPENDENCE, OH 890,051890.1k $24.3m $24.3m 13.65% First filing
8 IAG Wealth Partners, LLC 2.56% of their portfolio WAUKESHA, WI 811,968812.0k $22.1m $22.1m 2.56% Added +35.7k +35,670
9 Altiora Financial Group, LLC 3.12% of their portfolio LEBANON, OH 664,457664.5k $18.1m $18.1m 3.12% Added +173.2k +173,179
10 PEAK FINANCIAL ADVISORS LLC 7.14% of their portfolio DENVER, CO 583,181583.2k $15.9m $15.9m 7.14% Added +2.4k +2,408
11 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 563,943563.9k $15.4m $15.4m 0.03% New
12 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 528,675528.7k $14.4m $14.4m 0.02% Reduced -36.8k -36,772
13 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 523,385523.4k $14.3m $14.3m 0.10% Reduced -2.8k -2,758
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 503,099503.1k $13.7m $13.7m 0.00% Reduced -200.5k -200,514
15 &PARTNERS 0.07% of their portfolio NASHVILLE, TN 472,825472.8k $12.9m $12.9m 0.07% Added +463.0k +462,956
16 ABBINGTON INVESTMENT GROUP 8.60% of their portfolio WESTPORT, CT 461,889461.9k $12.6m $12.6m 8.60% Added +57.0k +56,996
17 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 430,212430.2k $11.7m $11.7m 0.10% Reduced -69.6k -69,608
18 Fielder Capital Group LLC 2.42% of their portfolio NASHVILLE, TN 417,734417.7k $11.4m $11.4m 2.42% Added +54.9k +54,856
19 Ferguson Shapiro LLC 3.23% of their portfolio DECATUR, GA 385,371385.4k $10.5m $10.5m 3.23% New
20 OmniStar Financial Group, Inc. 6.02% of their portfolio Wilmington, NC 377,029377.0k $10.3m $10.3m 6.02% Added +72.8k +72,777
21 Compound Planning, Inc. 0.30% of their portfolio NEW YORK, NY 371,201371.2k $10.1m $10.1m 0.30% Added +67.5k +67,531
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 370,812370.8k $10.1m $10.1m 0.01% Added +15.2k +15,242
23 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 337,101337.1k $9.2m $9.2m 0.06% Added +6.0k +5,965
24 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 335,435335.4k $9.1m $9.1m 0.00% Reduced -6.8k -6,759
25 Elevated Capital Advisors, LLC 2.11% of their portfolio SANDY, UT 332,121332.1k $9.1m $9.1m 2.11% Added +54.7k +54,662
26 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 314,699314.7k $8.6m $8.6m 0.02% Added +18.9k +18,936
27 Philip James Wealth Mangement, LLC 0.94% of their portfolio MILTON, GA 296,881296.9k $8.1m $8.1m 0.94% Added +5.0k +4,953
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 288,267288.3k $7.9m $7.9m 0.00% Added +4.9k +4,915
29 Pasadena Private Wealth, LLC 1.07% of their portfolio PASADENA, CA 286,063286.1k $7.8m $7.8m 1.07% Reduced -65.6k -65,648
30 COWA, LLC 2.28% of their portfolio Tulsa, OK 275,014275.0k $7.5m $7.5m 2.28% Added +43.4k +43,350
31 Aspen Wealth Strategies, LLC 3.83% of their portfolio ARVADA, CO 256,767256.8k $7.0m $7.0m 3.83% Added +58.4k +58,394
32 POM Investment Strategies, LLC 3.34% of their portfolio RALEIGH, NC 238,625238.6k $6.5m $6.5m 3.34% Reduced -14.9k -14,931
33 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 237,069237.1k $6.5m $6.5m 0.01% Reduced -23.8k -23,795
34 Belpointe Asset Management LLC 0.20% of their portfolio RENO, NV 200,800200.8k $5.5m $5.5m 0.20% Added +10.3k +10,306
35 THEORY FINANCIAL LLC 1.89% of their portfolio FORT COLLINS, CO 197,148197.1k $5.6m $5.6m 1.89% New
36 Deane Retirement Strategies, Inc. 2.19% of their portfolio NEW ORLEANS, LA 194,542194.5k $5.3m $5.3m 2.19% Added +776 +776
37 CSS LLC/IL 0.30% of their portfolio CHICAGO, IL 193,515193.5k $5.3m $5.3m 0.30% Added +44.5k +44,455
38 Longview Financial Advisors, Inc. 3.53% of their portfolio HUNTSVILLE, AL 190,790190.8k $5.2m $5.2m 3.53% Added +1.7k +1,696
39 Beacon Capital Management, Inc. 0.27% of their portfolio DAYTON, OH 186,965187.0k $5.1m $5.1m 0.27% Reduced -228.2k -228,167
40 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 183,362183.4k $5.0m $5.0m 0.03% Reduced -5.8k -5,818
41 NorthCrest Asset Manangement, LLC 0.11% of their portfolio PLYMOUTH, MN 176,567176.6k $4.9m $4.9m 0.11% Added +140.2k +140,229
42 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 175,965176.0k $4.8m $4.8m 0.05% Reduced -32.3k -32,309
43 Archford Capital Strategies, LLC 0.52% of their portfolio SWANSEA, IL 164,745164.7k $4.5m $4.5m 0.52% Added +325 +325
44 Key Capital Management, INC 4.31% of their portfolio HENDERSONVILLE, TN 37075, TN 159,726159.7k $4.4m $4.4m 4.31% First filing
45 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 159,126159.1k $4.3m $4.3m 0.01% Added +67.6k +67,613
46 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 145,694145.7k $4.0m $4.0m 0.17% New
47 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 138,086138.1k $3.8m $3.8m 0.02% Added +91.0k +91,012
48 PMV Capital Advisers, LLC 6.49% of their portfolio DALLAS, TX 130,819130.8k $3.6m $3.6m 6.49% Added +5.6k +5,593
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 130,010130.0k $3.5m $3.5m 0.00% Added +1.2k +1,154
50 Beacon Capital Management, LLC 0.54% of their portfolio FRANKLIN, TN 128,295128.3k $3.5m $3.5m 0.54% Reduced -368.6k -368,641
51 HOWARD BAILEY SECURITIES, LLC 1.37% of their portfolio FORT WAYNE, IN 127,545127.5k $3.5m $3.5m 1.37% Added +9.7k +9,703
52 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 127,452127.5k $3.5m $3.5m 0.02% Reduced -516.0k -516,047
53 Stratos Investment Management, LLC 0.14% of their portfolio BEACHWOOD, OH 125,102125.1k $3.4m $3.4m 0.14% Added +1.2k +1,159
54 Clear Creek Financial Management, LLC 0.28% of their portfolio SILVERDALE, WA 124,028124.0k $3.4m $3.4m 0.28% Added +2.1k +2,070
55 Upper Left Wealth Management, LLC 1.98% of their portfolio TAMPA, FL 119,077119.1k $3.2m $3.2m 1.98% Added +10.9k +10,862
56 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 116,433116.4k $3.2m $3.2m 0.01% Reduced -65.8k -65,756
57 TriaGen Wealth Management LLC 0.81% of their portfolio Calabasas, CA 114,909114.9k $3.1m $3.1m 0.81% Added +13.9k +13,921
58 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 110,977111.0k $3.0m $3.0m 0.14% Added +3.1k +3,057
59 Dynamic Advisor Solutions LLC 0.10% of their portfolio PHOENIX, AZ 110,605110.6k $3.0m $3.0m 0.10% Reduced -208.0k -208,017
60 Cumberland Partners Ltd 0.18% of their portfolio TORONTO, A6 110,322110.3k $3.0m $3.0m 0.18% Reduced -6.1k -6,101
61 R. W. Roge & Company, Inc. 1.46% of their portfolio BOHEMIA, NY 108,483108.5k $3.0m $3.0m 1.46% Reduced -8.8k -8,764
62 B.O.S.S. Retirement Advisors, LLC 0.90% of their portfolio Lehi, UT 105,428105.4k $2.9m $2.9m 0.90% Added +59.8k +59,825
63 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 104,407104.4k $2.8m $2.8m 0.02% Added +241 +241
64 FSA Advisors, Inc. 1.94% of their portfolio TROY, MI 102,557102.6k $2.8m $2.8m 1.94% New
65 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 101,546101.5k $2.8m $2.8m 0.07% Reduced -22.9k -22,918
66 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 96,44696.4k $2.6m $2.6m 0.05% Added +4.8k +4,757
67 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 95,93895.9k $2.6m $2.6m 0.01% Reduced -28.4k -28,362
68 Austin Wealth Management, LLC 0.38% of their portfolio Austin, TX 93,53093.5k $2.6m $2.6m 0.38% Reduced -7.2k -7,199
69 Vise Technologies, Inc. 0.05% of their portfolio NEW YORK, NY 91,07591.1k $2.5m $2.5m 0.05% Added +61.2k +61,152
70 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 85,88385.9k $2.3m $2.3m 0.00% Added +4.6k +4,626
71 Authentikos Wealth Advisory, LLC 1.53% of their portfolio MORGAN HILL, CA 84,96385.0k $2.3m $2.3m 1.53% Added +3.0k +2,966
72 Empirical Asset Management, LLC 0.58% of their portfolio WELLESLEY, MA 75,97676.0k $2.1m $2.1m 0.58% Added +18.3k +18,252
73 Sound Financial Strategies Group, LLC 1.44% of their portfolio MADISON, MS 74,70274.7k $2.0m $2.0m 1.44% Added +14.5k +14,478
74 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 72,50072.5k $2.0m $2.0m 0.00% New
75 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 71,44071.4k $1.9m $1.9m 0.00% New
76 Principia Wealth Advisory, LLC 1.21% of their portfolio DALLAS, TX 70,89970.9k $1.9m $1.9m 1.21% Added +51.0k +50,957
77 Optivise Advisory Services LLC 1.05% of their portfolio FRANKLIN, TN 66,77766.8k $1.8m $1.8m 1.05% Reduced -23.0k -23,017
78 Pekin Hardy Strauss, Inc. 0.17% of their portfolio CHICAGO, IL 66,43066.4k $1.8m $1.8m 0.17% Reduced -7.2k -7,150
79 Cambria Investment Management, L.P. 0.11% of their portfolio Manhattan Beach, CA 66,05666.1k $1.8m $1.8m 0.11% Reduced -20.5k -20,525
80 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 66,00066.0k $1.8m $1.8m 0.00% New
81 Darwin Wealth Management, LLC 0.54% of their portfolio TAMPA, FL 63,59763.6k $1.7m $1.7m 0.54% Added +6.1k +6,134
82 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 62,59362.6k $1.7m $1.7m 0.03% New
83 Proficio Capital Partners LLC 0.12% of their portfolio NEWTON, MA 62,31662.3k $1.7m $1.7m 0.12% Added +7.6k +7,596
84 Sharp Wealth Advisory, LLC 0.83% of their portfolio HORSHAM, PA 60,74060.7k $1.7m $1.7m 0.83% Added +6.1k +6,100
85 Andina Capital Management, LLC 0.96% of their portfolio LOGAN, UT 58,18458.2k $1.6m $1.6m 0.96% Added +3.6k +3,582
86 Encompass More Asset Management 0.29% of their portfolio Danville, CA 57,79957.8k $1.6m $1.6m 0.29% Reduced -2.0k -2,033
87 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 57,45757.5k $1.6m $1.6m 0.02% Added +19.9k +19,916
88 Fiduciary Alliance LLC 0.10% of their portfolio GREENVILLE, SC 57,09657.1k $1.6m $1.6m 0.10% Added +1.2k +1,181
89 FMA Wealth Management, LLC 1.00% of their portfolio DUXBURY, MA 56,63456.6k $1.5m $1.5m 1.00% Added +2.0k +2,045
90 CAPITAL FINANCIAL GROUP INC\CO\ /ADV 0.85% of their portfolio LITTLETON, CO 55,79855.8k $1.5m $1.5m 0.85% First filing
91 Wealth Enhancement Trust Services, Inc. 0.19% of their portfolio SIOUX FALLS, SD 55,24755.2k $1.5m $1.5m 0.19% First filing
92 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 54,97055.0k $1.5m $1.5m 0.02% Added +6.5k +6,495
93 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 51,34051.3k $1.4m $1.4m 0.03% Added +4.6k +4,562
94 Mariner, LLC 0.00% of their portfolio Overland Park, KS 49,44449.4k $1.3m $1.3m 0.00% Added +6.1k +6,105
95 Blackston Financial Advisory Group, LLC 0.80% of their portfolio THE VILLAGES, FL 48,41648.4k $1.3m $1.3m 0.80% Added +14.7k +14,743
96 Delta Investment Management, LLC 0.23% of their portfolio SAN FRANCISCO, CA 48,38148.4k $1.3m $1.3m 0.23% Reduced -5.7k -5,694
97 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 48,08748.1k $1.3m $1.3m 0.02% Unchanged
98 Latitude Advisors, LLC 0.57% of their portfolio YORKVILLE, IL 47,20147.2k $1.3m $1.3m 0.57% Reduced -1.3k -1,324
99 SECURED RETIREMENT ADVISORS, LLC 0.71% of their portfolio ST LOUIS PARK, MN 46,61646.6k $1.3m $1.3m 0.71% Added +2.0k +2,044
100 Ascentis Wealth Management, LLC 0.29% of their portfolio DALLAS, TX 45,86345.9k $1.3m $1.3m 0.29% Reduced -175 -175