Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

195 institutional holders +2 vs Q2 2025
27,930,69527.9m shares reported held*
$781.8mreported value*
30 new 97 added 57 reduced 24 sold out net bought ≈ $110.5m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.99.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 60Q3 24: 89Q4 24: 112Q1 25: 167Q2 25: 193Q3 25: 195195Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460
Q3 202489
Q4 2024112
Q1 2025167
Q2 2025193
Q3 2025195

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 26 bought or addedQ4 23: 24 cut or sold outQ1 24: 33 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 35 bought or addedQ2 24: 23 cut or sold outQ3 24: 61 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 72 bought or addedQ4 24: 32 cut or sold outQ1 25: 133 bought or addedQ1 25: 35 cut or sold outQ1 25Q2 25: 129 bought or addedQ2 25: 68 cut or sold outQ3 25: 127 bought or addedQ3 25: 81 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20232624
Q1 20243321
Q2 20243523
Q3 20246122
Q4 20247232
Q1 202513335
Q2 202512968
Q3 202512781

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $325.6kQ1 25 puts: $476.6kQ1 25P/C 1.46Q2 25 calls: $986.7kQ2 25 puts: $417.1kQ2 25P/C 0.42Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —
Numbers
QuarterCallsPutsP/C
Q4 2024$0$0—
Q1 2025$325.6k$476.6k1.46
Q2 2025$986.7k$417.1k0.42
Q3 2025$0$0—

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +2,216,173+2.2m
IAG Wealth Partners, LLC New +776,298+776.3k
Boothe Investment Group, Inc. Added +480,429+480.4k
JPMORGAN CHASE & CO Added +472,060+472.1k
OmniStar Financial Group, Inc. New +304,252+304.3k
Compound Planning, Inc. New +303,670+303.7k
CWM, LLC Added +235,801+235.8k
Beacon Capital Management, Inc. Added +228,167+228.2k
MAI Capital Management New +189,180+189.2k
New York Life Investment Management LLC Added +178,986+179.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -803,800-803.8k
AE Wealth Management LLC Reduced -308,492-308.5k
Pasadena Private Wealth, LLC Reduced -290,710-290.7k
Beacon Capital Management, LLC Reduced -246,311-246.3k
JANE STREET GROUP, LLC Sold out -137,103-137.1k
Financial Enhancement Group LLC Sold out -117,554-117.6k
FSA Advisors, Inc. Sold out -116,645-116.6k
Steward Partners Investment Advisory, LLC Reduced -116,073-116.1k
CLG LLC Sold out -108,206-108.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -108,196-108.2k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.22% of their portfolio OMAHA, NE 2,611,6402.6m $73.0m $73.0m 0.22% Added +235.8k +235,801
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.10% of their portfolio PLYMOUTH, MN 2,300,7492.3m $64.9m $64.9m 0.10% Added +2.2m +2,216,173
3 Boothe Investment Group, Inc. 16.11% of their portfolio DOVER, DE 1,572,1221.6m $44.0m $44.0m 16.11% Added +480.4k +480,429
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 923,921923.9k $25.8m $25.8m 0.00% Reduced -803.8k -803,800
5 AE Wealth Management LLC 0.16% of their portfolio TOPEKA, KS 890,432890.4k $24.9m $24.9m 0.16% Reduced -308.5k -308,492
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 832,631832.6k $23.3m $23.3m 0.01% Reduced -20.9k -20,936
7 IAG Wealth Partners, LLC 2.61% of their portfolio WAUKESHA, WI 776,298776.3k $21.7m $21.7m 2.61% New
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 703,613703.6k $19.7m $19.7m 0.01% Added +68.5k +68,534
9 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 643,499643.5k $18.0m $18.0m 0.09% Reduced -5.5k -5,540
10 PEAK FINANCIAL ADVISORS LLC 7.79% of their portfolio DENVER, CO 580,773580.8k $16.2m $16.2m 7.79% Added +40.4k +40,398
11 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 565,447565.4k $15.8m $15.8m 0.02% Added +43.1k +43,149
12 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 526,143526.1k $14.7m $14.7m 0.11% Reduced -5.0k -5,021
13 New York Life Investment Management LLC 0.12% of their portfolio New York, NY 499,820499.8k $14.0m $14.0m 0.12% Added +179.0k +178,986
14 Beacon Capital Management, LLC 1.98% of their portfolio FRANKLIN, TN 496,936496.9k $13.9m $13.9m 1.98% Reduced -246.3k -246,311
15 Altiora Financial Group, LLC 2.51% of their portfolio LEBANON, OH 491,278491.3k $13.7m $13.7m 2.51% Added +95.4k +95,445
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 472,160472.2k $13.2m $13.2m 0.00% Added +472.1k +472,060
17 Beacon Capital Management, Inc. 0.55% of their portfolio DAYTON, OH 415,132415.1k $11.6m $11.6m 0.55% Added +228.2k +228,167
18 ABBINGTON INVESTMENT GROUP 9.70% of their portfolio WESTPORT, CT 404,893404.9k $11.3m $11.3m 9.70% First filing
19 Fielder Capital Group LLC 2.31% of their portfolio NASHVILLE, TN 362,878362.9k $10.1m $10.1m 2.31% Added +20.2k +20,152
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 355,570355.6k $9.9m $9.9m 0.01% Added +30.4k +30,438
21 Pasadena Private Wealth, LLC 1.42% of their portfolio PASADENA, CA 351,711351.7k $9.8m $9.8m 1.42% Reduced -290.7k -290,710
22 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 342,194342.2k $9.6m $9.6m 0.00% Added +127.2k +127,167
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 338,748338.7k $9.5m $9.5m 0.00% Reduced -9.1k -9,144
24 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 331,136331.1k $9.3m $9.3m 0.06% Added +21.0k +21,004
25 Dynamic Advisor Solutions LLC 0.26% of their portfolio PHOENIX, AZ 318,622318.6k $8.9m $8.9m 0.26% Added +1.1k +1,056
26 OmniStar Financial Group, Inc. 5.15% of their portfolio Wilmington, NC 304,252304.3k $8.5m $8.5m 5.15% New
27 Compound Planning, Inc. 0.27% of their portfolio NEW YORK, NY 303,670303.7k $8.5m $8.5m 0.27% New
28 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 295,763295.8k $8.3m $8.3m 0.02% Added +13.4k +13,351
29 Philip James Wealth Mangement, LLC 0.95% of their portfolio MILTON, GA 291,928291.9k $8.2m $8.2m 0.95% Added +84.5k +84,490
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 283,352283.4k $7.9m $7.9m 0.00% Added +5.8k +5,835
31 Elevated Capital Advisors, LLC 1.93% of their portfolio SANDY, UT 277,459277.5k $7.8m $7.8m 1.93% Added +85.4k +85,409
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 260,864260.9k $7.3m $7.3m 0.01% Added +26.7k +26,733
33 POM Investment Strategies, LLC 3.85% of their portfolio RALEIGH, NC 253,556253.6k $7.1m $7.1m 3.85% Reduced -46.7k -46,709
34 COWA, LLC 2.15% of their portfolio Tulsa, OK 231,664231.7k $6.5m $6.5m 2.15% Added +26.6k +26,645
35 NAPA WEALTH MANAGEMENT 2.75% of their portfolio Napa, CA 210,055210.1k $5.9m $5.9m 2.75% Reduced -53.5k -53,473
36 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 208,274208.3k $5.8m $5.8m 0.07% Reduced -5.9k -5,873
37 Aspen Wealth Strategies, LLC 3.11% of their portfolio ARVADA, CO 198,373198.4k $5.5m $5.5m 3.11% Added +16.2k +16,206
38 Deane Retirement Strategies, Inc. 2.33% of their portfolio NEW ORLEANS, LA 193,766193.8k $5.4m $5.4m 2.33% Reduced -1.9k -1,885
39 Belpointe Asset Management LLC 0.20% of their portfolio RENO, NV 190,494190.5k $5.3m $5.3m 0.20% Reduced -9.4k -9,401
40 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 189,180189.2k $5.3m $5.3m 0.03% New
41 Longview Financial Advisors, Inc. 3.77% of their portfolio HUNTSVILLE, AL 189,094189.1k $5.3m $5.3m 3.77% Added +1.1k +1,129
42 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 182,189182.2k $5.1m $5.1m 0.01% Added +17.7k +17,748
43 Archford Capital Strategies, LLC 0.55% of their portfolio SWANSEA, IL 164,420164.4k $4.6m $4.6m 0.55% Added +1.5k +1,503
44 CSS LLC/IL 0.25% of their portfolio CHICAGO, IL 149,060149.1k $4.2m $4.2m 0.25% Added +8.4k +8,425
45 Ethos Financial Group, LLC 0.31% of their portfolio KING OF PRUSSIA, PA 140,197140.2k $3.9m $3.9m 0.31% Added +4.4k +4,406
46 Ignite Planners, LLC 0.64% of their portfolio SAN CLEMENTE, CA 139,278139.3k $3.9m $3.9m 0.64% Reduced -3.1k -3,081
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 128,856128.9k $3.6m $3.6m 0.00% Reduced -129 -129
48 PMV Capital Advisers, LLC 6.80% of their portfolio DALLAS, TX 125,226125.2k $3.5m $3.5m 6.80% Added +22.0k +21,953
49 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 124,464124.5k $3.5m $3.5m 0.08% Added +14.7k +14,710
50 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 124,300124.3k $3.5m $3.5m 0.01% Added +50.9k +50,890
51 Stratos Investment Management, LLC 0.14% of their portfolio BEACHWOOD, OH 123,943123.9k $3.5m $3.5m 0.14% Added +1.1k +1,077
52 Clear Creek Financial Management, LLC 0.30% of their portfolio SILVERDALE, WA 121,958122.0k $3.4m $3.4m 0.30% Reduced -4.0k -4,040
53 HOWARD BAILEY SECURITIES, LLC 0.94% of their portfolio FORT WAYNE, IN 117,842117.8k $3.3m $3.3m 0.94% Reduced -30.1k -30,088
54 R. W. Roge & Company, Inc. 1.68% of their portfolio BOHEMIA, NY 117,247117.2k $3.3m $3.3m 1.68% Reduced -40.2k -40,218
55 Cumberland Partners Ltd 0.21% of their portfolio TORONTO, A6 116,423116.4k $3.3m $3.3m 0.21% Added +4.2k +4,203
56 KWB Wealth 0.32% of their portfolio REDLANDS, CA 108,272108.3k $2.9m $2.9m 0.32% Added +32.8k +32,808
57 Upper Left Wealth Management, LLC 1.90% of their portfolio TAMPA, FL 108,215108.2k $3.0m $3.0m 1.90% Added +8.5k +8,480
58 Western Wealth Management, LLC 0.16% of their portfolio GOLDEN, CO 107,920107.9k $3.0m $3.0m 0.16% Added +72.4k +72,364
59 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 104,166104.2k $2.9m $2.9m 0.02% Reduced -116.1k -116,073
60 TriaGen Wealth Management LLC 0.74% of their portfolio Calabasas, CA 100,988101.0k $2.8m $2.8m 0.74% New
61 Austin Wealth Management, LLC 0.45% of their portfolio Austin, TX 100,729100.7k $2.8m $2.8m 0.45% Added +16.3k +16,349
62 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 91,68991.7k $2.6m $2.6m 0.05% Reduced -29.5k -29,452
63 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 91,51391.5k $2.6m $2.6m 0.00% Added +16.7k +16,681
64 Optivise Advisory Services LLC 1.49% of their portfolio FRANKLIN, TN 89,79489.8k $2.5m $2.5m 1.49% Added +13.2k +13,230
65 Cambria Investment Management, L.P. 0.15% of their portfolio Manhattan Beach, CA 86,58186.6k $2.4m $2.4m 0.15% Added +1.3k +1,290
66 Empowered Funds, LLC 0.02% of their portfolio NEWTOWN SQUARE, PA 86,58186.6k $2.4m $2.4m 0.02% Added +1.3k +1,290
67 Authentikos Wealth Advisory, LLC 1.52% of their portfolio MORGAN HILL, CA 81,99782.0k $2.3m $2.3m 1.52% Reduced -22.8k -22,797
68 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 81,25781.3k $2.3m $2.3m 0.00% Added +15.7k +15,683
69 Pekin Hardy Strauss, Inc. 0.21% of their portfolio CHICAGO, IL 73,58073.6k $2.1m $2.1m 0.21% Added +9.8k +9,785
70 Magnolia Private Wealth, LLC 1.32% of their portfolio PHILADELPHIA, PA 64,26864.3k $1.8m $1.8m 1.32% Reduced -7.9k -7,867
71 PFG Investments, LLC 0.09% of their portfolio WOODBURY, NY 63,95964.0k $1.8m $1.8m 0.09% Reduced -1.5k -1,521
72 RETIREMENT GUYS FORMULA LLC 0.61% of their portfolio MAUMEE, OH 62,46162.5k $1.7m $1.7m 0.61% Added +11.2k +11,184
73 Sound Financial Strategies Group, LLC 1.23% of their portfolio MADISON, MS 60,22460.2k $1.7m $1.7m 1.23% New
74 Encompass More Asset Management 0.32% of their portfolio Danville, CA 59,83259.8k $1.7m $1.7m 0.32% Reduced -12.6k -12,602
75 Empirical Asset Management, LLC 0.45% of their portfolio WELLESLEY, MA 57,72457.7k $1.6m $1.6m 0.45% New
76 Darwin Wealth Management, LLC 0.51% of their portfolio TAMPA, FL 57,46357.5k $1.6m $1.6m 0.51% Added +3.8k +3,797
77 Fiduciary Alliance LLC 0.10% of their portfolio GREENVILLE, SC 55,91555.9k $1.6m $1.6m 0.10% Reduced -8.8k -8,769
78 Aries Wealth Management 0.36% of their portfolio PORTLAND, ME 55,09155.1k $1.5m $1.5m 0.36% Reduced -390 -390
79 Proficio Capital Partners LLC 0.11% of their portfolio NEWTON, MA 54,72054.7k $1.5m $1.5m 0.11% Added +10.8k +10,755
80 Sharp Wealth Advisory, LLC 0.83% of their portfolio HORSHAM, PA 54,64054.6k $1.5m $1.5m 0.83% Added +5.2k +5,150
81 Andina Capital Management, LLC 0.86% of their portfolio LOGAN, UT 54,60254.6k $1.5m $1.5m 0.86% Added +3.4k +3,435
82 FMA Wealth Management, LLC 1.05% of their portfolio DUXBURY, MA 54,58954.6k $1.5m $1.5m 1.05% Added +7.9k +7,874
83 Delta Investment Management, LLC 0.27% of their portfolio SAN FRANCISCO, CA 54,07554.1k $1.5m $1.5m 0.27% Added +18.8k +18,773
84 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 52,28052.3k $1.5m $1.5m 0.02% Added +5.4k +5,387
85 Latitude Advisors, LLC 0.62% of their portfolio YORKVILLE, IL 48,52548.5k $1.4m $1.4m 0.62% Added +39.7k +39,661
86 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 48,47548.5k $1.4m $1.4m 0.02% Added +3.0k +3,016
87 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 48,08748.1k $1.3m $1.3m 0.02% Reduced -7.2k -7,176
88 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 47,07447.1k $1.3m $1.3m 0.01% Added +10.1k +10,139
89 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 46,77846.8k $1.3m $1.3m 0.03% New
90 Ascentis Wealth Management, LLC 0.27% of their portfolio DALLAS, TX 46,03846.0k $1.3m $1.3m 0.27% Added +3.5k +3,468
91 B.O.S.S. Retirement Advisors, LLC 0.31% of their portfolio Lehi, UT 45,60345.6k $1.3m $1.3m 0.31% Reduced -2.4k -2,369
92 SECURED RETIREMENT ADVISORS, LLC 0.70% of their portfolio ST LOUIS PARK, MN 44,57244.6k $1.2m $1.2m 0.70% Reduced -964 -964
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 43,33943.3k $1.2m $1.2m 0.00% Reduced -82.2k -82,187
94 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 41,86941.9k $1.2m $1.2m 0.02% Reduced -42.0k -41,996
95 Legacy Capital Group California, Inc. 0.30% of their portfolio LOS GATOS, CA 41,57741.6k $1.2m $1.2m 0.30% Reduced -215 -215
96 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 41,56741.6k $1.2m $1.2m 0.01% Added +5.8k +5,811
97 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 40,08340.1k $1.1m $1.1m 0.01% Added +3.9k +3,879
98 Global Wealth Strategies & Associates 0.27% of their portfolio DENVER, CO 38,14338.1k $1.1m $1.1m 0.27% Reduced -1.5k -1,474
99 BRIGHTON JONES LLC 0.03% of their portfolio SEATTLE, WA 38,08938.1k $1.1m $1.1m 0.03% Added +271 +271
100 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 37,54137.5k $1.1m $1.1m 0.02% Added +4.2k +4,172