Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

167 institutional holders +55 vs Q4 2024
18,490,34418.5m shares reported held*
$545.3mreported value*
64 new 69 added 24 reduced 11 sold out net bought ≈ $279.0m (+9.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($325.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.49. Options: 1 managers hold calls ($325.6k notional), 1 hold puts ($476.6k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 60Q3 24: 89Q4 24: 112Q1 25: 167167Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460
Q3 202489
Q4 2024112
Q1 2025167

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 17 bought or addedQ2 23: 23 cut or sold outQ3 23: 23 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 24 cut or sold outQ1 24: 33 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 35 bought or addedQ2 24: 23 cut or sold outQ3 24: 61 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 72 bought or addedQ4 24: 32 cut or sold outQ1 25: 133 bought or addedQ1 25: 35 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231723
Q3 20232330
Q4 20232624
Q1 20243321
Q2 20243523
Q3 20246122
Q4 20247232
Q1 202513335

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $325.6kQ1 25 puts: $476.6kQ1 25P/C 1.46
Numbers
QuarterCallsPutsP/C
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$0$0—
Q1 2025$325.6k$476.6k1.46

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,711,762+1.7m
HighTower Advisors, LLC Added +463,768+463.8k
Orion Portfolio Solutions, LLC Added +423,211+423.2k
Private Advisor Group, LLC Added +373,329+373.3k
Pasadena Private Wealth, LLC Added +360,001+360.0k
Beacon Capital Management, LLC Added +350,049+350.0k
LPL Financial LLC Added +323,572+323.6k
AE Wealth Management LLC Added +310,814+310.8k
Capital A Wealth Management, LLC New +290,509+290.5k
POM Investment Strategies, LLC New +286,194+286.2k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -325,148-325.1k
Astor Investment Management LLC Reduced -134,491-134.5k
GWN SECURITIES INC. Sold out -90,804-90.8k
Simplify Asset Management Inc. Reduced -73,421-73.4k
Legacy Capital Group California, Inc. Reduced -33,474-33.5k
Orion Porfolio Solutions, LLC Reduced -30,465-30.5k
Composition Wealth, LLC Reduced -26,752-26.8k
WORLD EQUITY GROUP, INC. Sold out -11,158-11.2k
DAVENPORT & Co LLC Sold out -10,984-11.0k
GeoWealth Management, LLC Reduced -10,760-10.8k

Biggest calls

CITADEL ADVISORS LLC New $325.6k11.0k shares

Biggest puts

CITADEL ADVISORS LLC New $476.6k16.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,714,8011.7m $50.8m $50.8m 0.00% Added +1.7m +1,711,762
2 AE Wealth Management LLC 0.24% of their portfolio TOPEKA, KS 972,082972.1k $28.8m $28.8m 0.24% Added +310.8k +310,814
3 Orion Portfolio Solutions, LLC 0.12% of their portfolio Omaha, NE 876,887876.9k $25.2m $25.2m 0.12% Added +423.2k +423,211
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 743,913743.9k $22.0m $22.0m 0.01% Added +323.6k +323,572
5 Beacon Capital Management, LLC 2.88% of their portfolio FRANKLIN, TN 721,066721.1k $21.3m $21.3m 2.88% Added +350.0k +350,049
6 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 706,315706.3k $20.9m $20.9m 0.03% Added +463.8k +463,768
7 Pasadena Private Wealth, LLC 3.09% of their portfolio PASADENA, CA 540,935540.9k $16.0m $16.0m 3.09% Added +360.0k +360,001
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 458,565458.6k $13.6m $13.6m 0.00% Reduced -6.9k -6,856
9 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 427,004427.0k $12.6m $12.6m 0.08% Added +373.3k +373,329
10 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 423,211423.2k $12.5m $12.5m 0.12% Reduced -30.5k -30,465
11 Altiora Financial Group, LLC 2.47% of their portfolio LEBANON, OH 392,260392.3k $11.6m $11.6m 2.47% Added +110.6k +110,629
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 354,457354.5k $10.5m $10.5m 0.00% Reduced -325.1k -325,148
13 Clear Creek Financial Management, LLC 1.03% of their portfolio SILVERDALE, WA 334,813334.8k $9.9m $9.9m 1.03% Added +3.2k +3,192
14 PEAK FINANCIAL ADVISORS LLC 4.93% of their portfolio DENVER, CO 327,072327.1k $9.7m $9.7m 4.93% Added +2.4k +2,389
15 Whalen Wealth Management Inc. 6.13% of their portfolio LAS VEGAS, NV 310,696310.7k $9.2m $9.2m 6.13% Added +187.0k +186,956
16 Capital A Wealth Management, LLC 9.01% of their portfolio CRANBERRY TWP, PA 290,509290.5k $8.6m $8.6m 9.01% New
17 POM Investment Strategies, LLC 9.90% of their portfolio RALEIGH, NC 286,194286.2k $8.5m $8.5m 9.90% New
18 NAPA WEALTH MANAGEMENT 4.70% of their portfolio Napa, CA 282,306282.3k $8.4m $8.4m 4.70% Added +244.9k +244,939
19 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 266,550266.6k $7.9m $7.9m 0.03% Added +11.6k +11,649
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 264,518264.5k $7.8m $7.8m 0.00% Added +95.1k +95,127
21 Advisor Resource Council 0.55% of their portfolio DALLAS, TX 237,109237.1k $6.8m $6.8m 0.55% New
22 Dynamic Advisor Solutions LLC 0.20% of their portfolio PHOENIX, AZ 203,248203.2k $6.0m $6.0m 0.20% New
23 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 203,119203.1k $6.0m $6.0m 0.05% Added +55.2k +55,247
24 Philip James Wealth Mangement, LLC 0.72% of their portfolio MILTON, GA 199,067199.1k $5.9m $5.9m 0.72% Added +37.0k +36,960
25 Longview Financial Advisors, Inc. 5.04% of their portfolio HUNTSVILLE, AL 198,428198.4k $5.9m $5.9m 5.04% Added +18.6k +18,600
26 Elevated Capital Advisors, LLC 1.59% of their portfolio SANDY, UT 192,050192.1k $5.7m $5.7m 1.59% Added +146.4k +146,411
27 Belpointe Asset Management LLC 0.29% of their portfolio RENO, NV 191,461191.5k $5.7m $5.7m 0.29% New
28 Beacon Capital Management, Inc. 0.26% of their portfolio DAYTON, OH 186,965187.0k $5.2m $5.2m 0.26% Unchanged
29 FISCHER INVESTMENT STRATEGIES, LLC 4.03% of their portfolio Westlake Village, CA 184,766184.8k $5.5m $5.5m 4.03% New
30 Aspen Wealth Strategies, LLC 3.44% of their portfolio ARVADA, CO 177,069177.1k $5.2m $5.2m 3.44% New
31 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 176,803176.8k $5.2m $5.2m 0.07% Added +64.0k +63,972
32 MONEY CONCEPTS CAPITAL CORP 0.38% of their portfolio PALM BEACH GARDENS, FL 172,366172.4k $5.1m $5.1m 0.38% New
33 Astor Investment Management LLC 2.68% of their portfolio CHICAGO, IL 170,002170.0k $5.0m $5.0m 2.68% Reduced -134.5k -134,491
34 COWA, LLC 2.05% of their portfolio Tulsa, OK 162,302162.3k $4.8m $4.8m 2.05% Added +54.6k +54,645
35 Archford Capital Strategies, LLC 0.68% of their portfolio SWANSEA, IL 158,001158.0k $4.7m $4.7m 0.68% New
36 HOWARD BAILEY SECURITIES, LLC 1.39% of their portfolio FORT WAYNE, IN 140,475140.5k $4.2m $4.2m 1.39% Added +132.1k +132,096
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 138,620138.6k $4.1m $4.1m 0.00% New
38 Authentikos Wealth Advisory, LLC 3.09% of their portfolio MORGAN HILL, CA 133,399133.4k $3.9m $3.9m 3.09% New
39 New York Life Investment Management LLC 0.04% of their portfolio New York, NY 132,321132.3k $3.9m $3.9m 0.04% Added +47.5k +47,509
40 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 130,075130.1k $3.9m $3.9m 0.04% New
41 CSS LLC/IL 0.26% of their portfolio CHICAGO, IL 124,335124.3k $3.7m $3.7m 0.26% Added +49.6k +49,571
42 Upper Left Wealth Management, LLC 2.61% of their portfolio TAMPA, FL 122,924122.9k $3.6m $3.6m 2.61% New
43 Ethos Financial Group, LLC 0.32% of their portfolio KING OF PRUSSIA, PA 121,466121.5k $3.4m $3.4m 0.32% Unchanged
44 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 120,210120.2k $3.6m $3.6m 0.10% Added +58.3k +58,343
45 Ignite Planners, LLC 0.65% of their portfolio SAN CLEMENTE, CA 119,271119.3k $3.3m $3.3m 0.65% New
46 CLG LLC 1.22% of their portfolio Long Beach, CA 118,805118.8k $3.5m $3.5m 1.22% Added +21.2k +21,191
47 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 114,723114.7k $3.4m $3.4m 0.01% Added +13.8k +13,849
48 Financial Enhancement Group LLC 0.50% of their portfolio ANDERSON, IN 114,297114.3k $3.2m $3.2m 0.50% Added +1.8k +1,799
49 Cumberland Partners Ltd 0.26% of their portfolio TORONTO, A6 111,979112.0k $3.3m $3.3m 0.26% New
50 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 106,466106.5k $3.2m $3.2m 0.05% Added +104.9k +104,892
51 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 104,993105.0k $3.1m $3.1m 0.00% Added +48.6k +48,646
52 Encompass More Asset Management 0.83% of their portfolio Danville, CA 94,21794.2k $2.8m $2.8m 0.83% Added +62.1k +62,127
53 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 91,95192.0k $2.7m $2.7m 0.03% Reduced -394 -394
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 90,61390.6k $2.7m $2.7m 0.00% New
55 Stratos Investment Management, LLC 0.14% of their portfolio BEACHWOOD, OH 85,73785.7k $2.5m $2.5m 0.14% New
56 SFG Wealth Management, LLC. 1.20% of their portfolio TOWSON, MD 83,18983.2k $2.5m $2.5m 1.20% Added +22.3k +22,320
57 THEORY FINANCIAL LLC 1.02% of their portfolio FORT COLLINS, CO 81,43481.4k $2.4m $2.4m 1.02% New
58 R. W. Roge & Company, Inc. 1.26% of their portfolio BOHEMIA, NY 77,47177.5k $2.3m $2.3m 1.26% New
59 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 76,96577.0k $2.3m $2.3m 0.01% Added +64.7k +64,685
60 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 74,09074.1k $2.2m $2.2m 0.02% New
61 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 72,46872.5k $2.1m $2.1m 0.03% New
62 TCFG WEALTH MANAGEMENT, LLC 1.03% of their portfolio LAGUNA NIGUEL, CA 69,07569.1k $2.0m $2.0m 1.03% New
63 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 68,54968.5k $2.0m $2.0m 0.04% New
64 Simplify Asset Management Inc. 0.09% of their portfolio Las Vegas, NV 66,95767.0k $2.0m $2.0m 0.09% Reduced -73.4k -73,421
65 SMITH, MOORE & CO. 0.18% of their portfolio CLAYTON, MO 65,08665.1k $1.9m $1.9m 0.18% New
66 Stratos Wealth Advisors, LLC 0.10% of their portfolio BEACHWOOD, OH 61,68461.7k $1.8m $1.8m 0.10% New
67 FSA Advisors, Inc. 1.45% of their portfolio TROY, MI 61,59661.6k $1.8m $1.8m 1.45% Added +32.3k +32,290
68 Optivise Advisory Services LLC 1.02% of their portfolio FRANKLIN, TN 61,23261.2k $1.8m $1.8m 1.02% Added +21.2k +21,191
69 Composition Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 60,31160.3k $1.8m $1.8m 0.04% Reduced -26.8k -26,752
70 Aries Wealth Management 0.41% of their portfolio PORTLAND, ME 51,27551.3k $1.5m $1.5m 0.41% Added +40 +40
71 WESPAC Advisors, LLC 1.23% of their portfolio ORINDA, CA 50,96751.0k $1.5m $1.5m 1.23% New
72 Andina Capital Management, LLC 1.07% of their portfolio LOGAN, UT 50,94850.9k $1.5m $1.5m 1.07% Added +4.2k +4,166
73 PFG Investments, LLC 0.09% of their portfolio WOODBURY, NY 48,49148.5k $1.4m $1.4m 0.09% New
74 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 48,15048.1k $1.4m $1.4m 0.04% Added +48.1k +48,123
75 Global Wealth Strategies & Associates 0.38% of their portfolio DENVER, CO 42,10042.1k $1.2m $1.2m 0.38% Added +3.6k +3,567
76 Legacy Capital Group California, Inc. 0.43% of their portfolio LOS GATOS, CA 41,53141.5k $1.2m $1.2m 0.43% Reduced -33.5k -33,474
77 SECURED RETIREMENT ADVISORS, LLC 0.78% of their portfolio ST LOUIS PARK, MN 40,84140.8k $1.2m $1.2m 0.78% New
78 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 40,58740.6k $1.2m $1.2m 0.04% New
79 Ascentis Wealth Management, LLC 0.37% of their portfolio DALLAS, TX 40,45240.5k $1.2m $1.2m 0.37% Added +7.6k +7,616
80 FMA Wealth Management, LLC 0.88% of their portfolio DUXBURY, MA 39,98740.0k $1.1m $1.1m 0.88% Unchanged
81 Hilltop Holdings Inc. 0.07% of their portfolio DALLAS, TX 38,84038.8k $1.1m $1.1m 0.07% New
82 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 38,23838.2k $1.1m $1.1m 0.03% Added +33.2k +33,225
83 BRIGHTON JONES LLC 0.04% of their portfolio SEATTLE, WA 37,46737.5k $1.1m $1.1m 0.04% Added +10.2k +10,216
84 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 37,25037.2k $1.1m $1.1m 0.02% New
85 RETIREMENT GUYS FORMULA LLC 0.54% of their portfolio MAUMEE, OH 36,48636.5k $1.1m $1.1m 0.54% Added +25.0k +25,022
86 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 34,90034.9k $1.0m $1.0m 0.01% New
87 Sharp Wealth Advisory, LLC 0.76% of their portfolio HORSHAM, PA 33,74033.7k $998.7k $998.7k 0.76% Reduced -5.3k -5,260
88 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 33,64133.6k $995.8k $995.8k 0.00% Added +23.3k +23,257
89 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 33,19433.2k $982.6k $982.6k 0.01% Added +15.6k +15,609
90 NWAM LLC 0.08% of their portfolio MERCER ISLAND, WA 32,63332.6k $965.9k $965.9k 0.08% Reduced -1.2k -1,191
91 Stegent Equity Advisors, Inc. 0.86% of their portfolio HOUSTON, TX 28,49328.5k $843.4k $843.4k 0.86% New
92 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 28,35028.4k $839.2k $839.2k 0.00% New
93 CARY STREET PARTNERS FINANCIAL LLC 0.03% of their portfolio RICHMOND, VA 28,08828.1k $831.4k $831.4k 0.03% Added +4.6k +4,628
94 Global View Capital Management LLC 0.29% of their portfolio WAUKESHA, WI 27,42127.4k $811.7k $811.7k 0.29% New
95 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 26,90326.9k $796.3k $796.3k 0.00% Added +5.2k +5,194
96 Magnolia Private Wealth, LLC 0.66% of their portfolio PHILADELPHIA, PA 26,43626.4k $782.5k $782.5k 0.66% Added +13.7k +13,681
97 Crossmark Global Holdings, Inc. 0.01% of their portfolio HOUSTON, TX 24,39224.4k $718.8k $718.8k 0.01% New
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 22,58322.6k $668.0k $668.0k 0.00% Added +7.1k +7,082
99 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 22,44522.4k $663.9k $663.9k 0.00% Added +3.2k +3,201
100 WT Wealth Management 0.21% of their portfolio SCOTTSDALE, AZ 22,19522.2k $657.0k $657.0k 0.21% Added +5.6k +5,633