Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

112 institutional holders +23 vs Q3 2024
9,037,4889.0m shares reported held*
$252.2mreported value*
25 new 47 added 24 reduced 8 sold out net bought ≈ $82.6m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($345.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.91.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 60Q3 24: 89Q4 24: 112112Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460
Q3 202489
Q4 2024112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 19 bought or addedQ1 23: 35 cut or sold outQ2 23: 17 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 30 cut or sold outQ4 23: 26 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 33 bought or addedQ1 24: 21 cut or sold outQ2 24: 35 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 61 bought or addedQ3 24: 22 cut or sold outQ4 24: 72 bought or addedQ4 24: 32 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231935
Q2 20231723
Q3 20232330
Q4 20232624
Q1 20243321
Q2 20243523
Q3 20246122
Q4 20247232

Biggest buyers

AE Wealth Management LLC Added +565,325+565.3k
Beacon Capital Management, LLC New +371,017+371.0k
Cambridge Investment Research Advisors, Inc. New +254,901+254.9k
Pasadena Private Wealth, LLC New +180,934+180.9k
MORGAN STANLEY Added +166,348+166.3k
Philip James Wealth Mangement, LLC New +162,107+162.1k
Altiora Financial Group, LLC Added +159,961+160.0k
Whalen Wealth Management Inc. New +123,740+123.7k
Ethos Financial Group, LLC New +121,466+121.5k
COWA, LLC New +107,657+107.7k

Biggest sellers

JANE STREET GROUP, LLC Sold out -33,962-34.0k
BANK OF MONTREAL /CAN/ Sold out -23,000-23.0k
Astor Investment Management LLC Reduced -22,122-22.1k
CreativeOne Wealth, LLC Reduced -22,110-22.1k
Orion Porfolio Solutions, LLC Reduced -20,681-20.7k
Orion Portfolio Solutions, LLC Reduced -20,681-20.7k
MONEY CONCEPTS CAPITAL CORP Sold out -20,255-20.3k
DISCOVERY CAPITAL MANAGEMENT, LLC / CT Sold out -19,100-19.1k
WELLS FARGO & COMPANY/MN Reduced -16,974-17.0k
Atria Investments, Inc Reduced -7,465-7.5k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 679,605679.6k $19.0m $19.0m 0.00% Reduced -17.0k -16,974
2 AE Wealth Management LLC 0.16% of their portfolio TOPEKA, KS 661,268661.3k $18.4m $18.4m 0.16% Added +565.3k +565,325
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 465,421465.4k $13.0m $13.0m 0.00% Added +104.3k +104,266
4 Orion Porfolio Solutions, LLC 0.13% of their portfolio OMAHA, NE 453,676453.7k $12.7m $12.7m 0.13% Reduced -20.7k -20,681
5 Orion Portfolio Solutions, LLC 0.13% of their portfolio Omaha, NE 453,676453.7k $12.7m $12.7m 0.13% Reduced -20.7k -20,681
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 420,341420.3k $11.7m $11.7m 0.00% Added +94.0k +93,967
7 Beacon Capital Management, LLC 1.35% of their portfolio FRANKLIN, TN 371,017371.0k $10.3m $10.3m 1.35% New
8 Clear Creek Financial Management, LLC 1.00% of their portfolio SILVERDALE, WA 331,621331.6k $9.2m $9.2m 1.00% Added +156 +156
9 PEAK FINANCIAL ADVISORS LLC 4.71% of their portfolio DENVER, CO 324,683324.7k $9.1m $9.1m 4.71% Added +9.8k +9,773
10 Astor Investment Management LLC 4.35% of their portfolio CHICAGO, IL 304,493304.5k $8.5m $8.5m 4.35% Reduced -22.1k -22,122
11 Altiora Financial Group, LLC 1.71% of their portfolio LEBANON, OH 281,631281.6k $7.9m $7.9m 1.71% Added +160.0k +159,961
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 254,901254.9k $7.1m $7.1m 0.02% New
13 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 242,547242.5k $6.8m $6.8m 0.01% Added +3.5k +3,509
14 Beacon Capital Management, Inc. 0.23% of their portfolio DAYTON, OH 186,965187.0k $5.2m $5.2m 0.23% Added +340 +340
15 Pasadena Private Wealth, LLC 1.04% of their portfolio PASADENA, CA 180,934180.9k $5.0m $5.0m 1.04% New
16 Longview Financial Advisors, Inc. 3.95% of their portfolio HUNTSVILLE, AL 179,828179.8k $5.0m $5.0m 3.95% Added +10.7k +10,729
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 169,391169.4k $4.7m $4.7m 0.00% Added +166.3k +166,348
18 Philip James Wealth Mangement, LLC 0.58% of their portfolio MILTON, GA 162,107162.1k $4.5m $4.5m 0.58% New
19 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 147,872147.9k $4.1m $4.1m 0.04% Added +43.6k +43,606
20 Simplify Asset Management Inc. 0.27% of their portfolio Las Vegas, NV 140,378140.4k $3.9m $3.9m 0.27% Added +86.3k +86,260
21 Whalen Wealth Management Inc. 2.39% of their portfolio LAS VEGAS, NV 123,740123.7k $3.5m $3.5m 2.39% New
22 Ethos Financial Group, LLC 0.44% of their portfolio KING OF PRUSSIA, PA 121,466121.5k $3.4m $3.4m 0.44% New
23 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 112,831112.8k $3.1m $3.1m 0.04% Reduced -7.5k -7,465
24 Financial Enhancement Group LLC 0.49% of their portfolio ANDERSON, IN 112,498112.5k $3.2m $3.2m 0.49% Added +22.8k +22,842
25 COWA, LLC 1.38% of their portfolio Tulsa, OK 107,657107.7k $3.0m $3.0m 1.38% New
26 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 100,874100.9k $2.8m $2.8m 0.01% New
27 CLG LLC 0.97% of their portfolio Long Beach, CA 97,61497.6k $2.7m $2.7m 0.97% First filing
28 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 92,34592.3k $2.6m $2.6m 0.03% Added +6.8k +6,831
29 GWN SECURITIES INC. 0.70% of their portfolio Palm Beach Gardens, FL 90,80490.8k $2.6m $2.6m 0.70% First filing
30 Composition Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 87,06387.1k $2.4m $2.4m 0.05% Reduced -155 -155
31 New York Life Investment Management LLC 0.02% of their portfolio New York, NY 84,81284.8k $2.4m $2.4m 0.02% Added +17.8k +17,761
32 Legacy Capital Group California, Inc. 0.64% of their portfolio LOS GATOS, CA 75,00575.0k $2.1m $2.1m 0.64% Added +2.0k +2,007
33 CSS LLC/IL 0.12% of their portfolio CHICAGO, IL 74,76474.8k $2.1m $2.1m 0.12% Added +34.0k +34,034
34 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 61,86761.9k $1.7m $1.7m 0.05% Added +32.5k +32,512
35 SFG Wealth Management, LLC. 0.89% of their portfolio TOWSON, MD 60,86960.9k $1.7m $1.7m 0.89% Added +13.1k +13,060
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,34756.3k $1.6m $1.6m 0.00% Added +41.5k +41,487
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 53,67553.7k $1.5m $1.5m 0.01% Added +30.2k +30,211
38 Aries Wealth Management 0.39% of their portfolio PORTLAND, ME 51,23551.2k $1.4m $1.4m 0.39% Added +6.8k +6,800
39 Andina Capital Management, LLC 1.06% of their portfolio LOGAN, UT 46,78246.8k $1.3m $1.3m 1.06% Reduced -3.1k -3,121
40 Elevated Capital Advisors, LLC 0.35% of their portfolio SANDY, UT 45,63945.6k $1.3m $1.3m 0.35% New
41 Optivise Advisory Services LLC 0.60% of their portfolio FRANKLIN, TN 40,04140.0k $1.1m $1.1m 0.60% Reduced -657 -657
42 FMA Wealth Management, LLC 0.83% of their portfolio DUXBURY, MA 39,98740.0k $1.1m $1.1m 0.83% Added +113 +113
43 Sharp Wealth Advisory, LLC 0.83% of their portfolio HORSHAM, PA 39,00039.0k $1.1m $1.1m 0.83% Reduced -6.2k -6,175
44 Global Wealth Strategies & Associates 0.34% of their portfolio DENVER, CO 38,53338.5k $1.1m $1.1m 0.34% New
45 NAPA WEALTH MANAGEMENT 0.45% of their portfolio Napa, CA 37,36737.4k $1.0m $1.0m 0.45% Reduced -7.3k -7,279
46 NWAM LLC 0.06% of their portfolio MERCER ISLAND, WA 33,82433.8k $943.4k $943.4k 0.06% Added +3.8k +3,813
47 Ascentis Wealth Management, LLC 0.28% of their portfolio DALLAS, TX 32,83632.8k $915.8k $915.8k 0.28% Added +711 +711
48 Encompass More Asset Management 0.30% of their portfolio Danville, CA 32,09032.1k $895.0k $895.0k 0.30% New
49 FSA Advisors, Inc. 1.00% of their portfolio TROY, MI 29,30629.3k $817.4k $817.4k 1.00% New
50 BRIGHTON JONES LLC 0.02% of their portfolio SEATTLE, WA 27,25127.3k $760.0k $760.0k 0.02% Added +7.7k +7,710
51 CARY STREET PARTNERS FINANCIAL LLC 0.02% of their portfolio RICHMOND, VA 23,46023.5k $654.3k $654.3k 0.02% First filing
52 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 22,73322.7k $634.0k $634.0k 0.02% Reduced -5.6k -5,588
53 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 21,70921.7k $605.5k $605.5k 0.00% Added +2.5k +2,453
54 Cambridge Advisors Inc. 0.13% of their portfolio OMAHA, NE 20,61820.6k $575.0k $575.0k 0.13% Added +33 +33
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,97520.0k $557.1k $557.1k 0.00% Added +832 +832
56 Fermata Advisors, LLC 0.10% of their portfolio SONOMA, CA 19,84919.8k $553.6k $553.6k 0.10% Added +4.5k +4,502
57 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 19,78219.8k $551.7k $551.7k 0.02% Reduced -22.1k -22,110
58 Betterment LLC 0.00% of their portfolio NEW YORK, NY 19,27919.3k $538.0k $538.0k 0.00% Added +927 +927
59 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 19,26319.3k $537.2k $537.2k 0.02% New
60 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 19,24419.2k $536.7k $536.7k 0.00% Added +2.9k +2,890
61 Legacy Capital Wealth Partners, LLC 0.13% of their portfolio LITTLE ROCK, AR 18,64318.6k $520.0k $520.0k 0.13% Reduced -585 -585
62 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 17,58517.6k $490.4k $490.4k 0.01% New
63 Mid-American Wealth Advisory Group, Inc. 0.28% of their portfolio KANSAS CITY, MO 17,33617.3k $483.5k $483.5k 0.28% New
64 WT Wealth Management 0.14% of their portfolio SCOTTSDALE, AZ 16,56216.6k $461.9k $461.9k 0.14% Added +4.8k +4,842
65 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,06116.1k $448.0k $448.0k 0.00% Added +1.3k +1,283
66 CWM, LLC 0.00% of their portfolio OMAHA, NE 15,50115.5k $432.0k $432.0k 0.00% Added +3.7k +3,745
67 Luminist Capital LLC 0.75% of their portfolio GRAND RAPIDS, MI 15,39915.4k $429.5k $429.5k 0.75% First filing
68 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 15,05015.1k $419.7k $419.7k 0.02% Added +1.6k +1,650
69 B.O.S.S. Retirement Advisors, LLC 0.11% of their portfolio Lehi, UT 14,45314.5k $403.1k $403.1k 0.11% New
70 DRIVE WEALTH MANAGEMENT, LLC 0.09% of their portfolio LEHI, UT 13,62213.6k $379.9k $379.9k 0.09% New
71 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 13,55013.6k $377.9k $377.9k 0.01% Added +112 +112
72 Magnolia Private Wealth, LLC 0.32% of their portfolio PHILADELPHIA, PA 12,75512.8k $355.7k $355.7k 0.32% First filing
73 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,41312.4k $346.2k $346.2k 0.01% New
74 Great Diamond Partners, LLC 0.09% of their portfolio Portland, ME 12,34912.3k $344.4k $344.4k 0.09% Unchanged
75 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,28012.3k $342.5k $342.5k 0.00% Added +781 +781
76 ORG Partners LLC 0.04% of their portfolio ROANOKE, IN 11,79211.8k $329.2k $329.2k 0.04% Reduced -491 -491
77 RETIREMENT GUYS FORMULA LLC 0.16% of their portfolio MAUMEE, OH 11,46411.5k $319.7k $319.7k 0.16% New
78 WORLD EQUITY GROUP, INC. 0.07% of their portfolio SCHAUMBURG, IL 11,15811.2k $311.2k $311.2k 0.07% New
79 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 10,98411.0k $306.3k $306.3k 0.00% Unchanged
80 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,75210.8k $299.9k $299.9k 0.00% Added +669 +669
81 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,38410.4k $289.6k $289.6k 0.00% Reduced -1.6k -1,617
82 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 10,36910.4k $289.2k $289.2k 0.01% Reduced -555 -555
83 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 10,20410.2k $284.6k $284.6k 0.01% Reduced -31 -31
84 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,08010.1k $281.1k $281.1k 0.00% Reduced -378 -378
85 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 10,00010.0k $279.0k $279.0k 0.00% Reduced -500 -500
86 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 9,6179.6k $268.2k $268.2k 0.01% Added +70 +70
87 FOURPATH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio OKLAHOMA CITY, OK 9,1049.1k $253.9k $253.9k 0.05% Reduced -86 -86
88 Orcam Financial Group 0.23% of their portfolio ENCINITAS, CA 8,6508.7k $241.2k $241.2k 0.23% New
89 HOWARD BAILEY SECURITIES, LLC 0.09% of their portfolio FORT WAYNE, IN 8,3798.4k $233.7k $233.7k 0.09% Reduced -519 -519
90 Lloyd Advisory Services, LLC. 0.11% of their portfolio SUWANEE, GA 7,9648.0k $222.1k $222.1k 0.11% Reduced -352 -352
91 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 7,9558.0k $222.2k $222.2k 0.00% New
92 Raleigh Capital Management Inc. 0.07% of their portfolio CARY, NC 6,6576.7k $185.7k $185.7k 0.07% Added +68 +68
93 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 5,0135.0k $139.8k $139.8k 0.01% Added +2.1k +2,113
94 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,1214.1k $114.9k $114.9k 0.00% Reduced -85 -85
95 Decker Retirement Planning Inc. 0.05% of their portfolio LEVI, UT 3,2663.3k $91.1k $91.1k 0.05% First filing
96 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,0393.0k $84.8k $84.8k 0.00% Unchanged
97 NEW WAVE WEALTH ADVISORS LLC 0.03% of their portfolio SPRINGDALE, AR 2,8412.8k $79.2k $79.2k 0.03% New
98 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,5752.6k $71.8k $71.8k 0.01% Unchanged
99 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,2322.2k $62.3k $62.3k 0.00% Added +2.2k +2,230
100 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,9862.0k $55.4k $55.4k 0.00% Added +963 +963