Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

89 institutional holders +29 vs Q2 2024
5,844,2725.8m shares reported held*
$151.9mreported value*
31 new 30 added 18 reduced 4 sold out net bought ≈ $63.4m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.99.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 60Q3 24: 8989Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460
Q3 202489

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 39 bought or addedQ4 22: 18 cut or sold outQ1 23: 19 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 23 cut or sold outQ3 23: 23 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 24 cut or sold outQ1 24: 33 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 35 bought or addedQ2 24: 23 cut or sold outQ3 24: 61 bought or addedQ3 24: 22 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223918
Q1 20231935
Q2 20231723
Q3 20232330
Q4 20232624
Q1 20243321
Q2 20243523
Q3 20246122

Biggest buyers

WELLS FARGO & COMPANY/MN New +696,579+696.6k
Astor Investment Management LLC New +326,615+326.6k
ENVESTNET ASSET MANAGEMENT INC Added +282,746+282.7k
HighTower Advisors, LLC New +239,038+239.0k
Beacon Capital Management, Inc. New +186,625+186.6k
Altiora Financial Group, LLC New +121,670+121.7k
Atria Investments, Inc Added +108,724+108.7k
AE Wealth Management LLC New +95,943+95.9k
Legacy Capital Group California, Inc. New +72,998+73.0k
Steward Partners Investment Advisory, LLC Added +61,610+61.6k

Biggest sellers

Composition Wealth, LLC Reduced -75,919-75.9k
Clear Creek Financial Management, LLC Reduced -53,458-53.5k
ORG Partners LLC Reduced -31,546-31.5k
Simplify Asset Management Inc. Reduced -25,765-25.8k
MONEY CONCEPTS CAPITAL CORP Reduced -19,418-19.4k
Orion Portfolio Solutions, LLC Reduced -13,459-13.5k
Orion Porfolio Solutions, LLC Reduced -13,459-13.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -13,057-13.1k
Financial Enhancement Group LLC Reduced -10,123-10.1k
Ferguson Shapiro LLC Sold out -9,549-9.5k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 696,579696.6k $18.1m $18.1m 0.00% New
2 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 474,357474.4k $12.3m $12.3m 0.12% Reduced -13.5k -13,459
3 Orion Portfolio Solutions, LLC 0.12% of their portfolio Omaha, NE 474,357474.4k $12.3m $12.3m 0.12% Reduced -13.5k -13,459
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 361,155361.2k $9.4m $9.4m 0.00% Added +282.7k +282,746
5 Clear Creek Financial Management, LLC 0.98% of their portfolio SILVERDALE, WA 331,465331.5k $8.6m $8.6m 0.98% Reduced -53.5k -53,458
6 Astor Investment Management LLC 4.06% of their portfolio CHICAGO, IL 326,615326.6k $8.5m $8.5m 4.06% New
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 326,374326.4k $8.5m $8.5m 0.00% Added +39.4k +39,417
8 PEAK FINANCIAL ADVISORS LLC 4.21% of their portfolio DENVER, CO 314,910314.9k $8.2m $8.2m 4.21% Added +30.1k +30,060
9 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 239,038239.0k $6.2m $6.2m 0.01% New
10 Beacon Capital Management, Inc. 0.20% of their portfolio DAYTON, OH 186,625186.6k $4.9m $4.9m 0.20% New
11 Longview Financial Advisors, Inc. 3.22% of their portfolio HUNTSVILLE, AL 169,099169.1k $4.4m $4.4m 3.22% Added +4.2k +4,198
12 Altiora Financial Group, LLC 0.70% of their portfolio LEBANON, OH 121,670121.7k $3.2m $3.2m 0.70% New
13 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 120,296120.3k $3.1m $3.1m 0.04% Added +108.7k +108,724
14 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 104,266104.3k $2.7m $2.7m 0.03% Added +61.6k +61,610
15 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 95,94395.9k $2.5m $2.5m 0.02% New
16 Financial Enhancement Group LLC 0.44% of their portfolio ANDERSON, IN 89,65689.7k $2.2m $2.2m 0.44% Reduced -10.1k -10,123
17 Composition Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 87,21887.2k $2.3m $2.3m 0.05% Reduced -75.9k -75,919
18 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 85,51485.5k $2.2m $2.2m 0.03% Added +29.2k +29,161
19 Legacy Capital Group California, Inc. 0.63% of their portfolio LOS GATOS, CA 72,99873.0k $1.9m $1.9m 0.63% New
20 New York Life Investment Management LLC 0.02% of their portfolio New York, NY 67,05167.1k $1.7m $1.7m 0.02% Added +8.1k +8,050
21 Simplify Asset Management Inc. 0.10% of their portfolio Las Vegas, NV 54,11854.1k $1.4m $1.4m 0.10% Reduced -25.8k -25,765
22 Andina Capital Management, LLC 0.99% of their portfolio LOGAN, UT 49,90349.9k $1.3m $1.3m 0.99% Added +9.5k +9,539
23 SFG Wealth Management, LLC. 0.66% of their portfolio TOWSON, MD 47,80947.8k $1.2m $1.2m 0.66% Reduced -3.3k -3,265
24 Sharp Wealth Advisory, LLC 0.91% of their portfolio HORSHAM, PA 45,17545.2k $1.2m $1.2m 0.91% Added +3.4k +3,375
25 NAPA WEALTH MANAGEMENT 0.55% of their portfolio Napa, CA 44,64644.6k $1.2m $1.2m 0.55% New
26 Aries Wealth Management 0.32% of their portfolio PORTLAND, ME 44,43544.4k $1.2m $1.2m 0.32% Added +3.7k +3,700
27 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 41,89241.9k $1.1m $1.1m 0.04% Added +20.3k +20,297
28 CSS LLC/IL 0.06% of their portfolio CHICAGO, IL 40,73040.7k $1.1m $1.1m 0.06% Added +2.0k +2,000
29 Optivise Advisory Services LLC 0.56% of their portfolio FRANKLIN, TN 40,69840.7k $1.1m $1.1m 0.56% Added +10.3k +10,348
30 FMA Wealth Management, LLC 0.75% of their portfolio DUXBURY, MA 39,87439.9k $1.0m $1.0m 0.75% Added +3.8k +3,785
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,96234.0k $883.0k $883.0k 0.00% New
32 Ascentis Wealth Management, LLC 0.28% of their portfolio DALLAS, TX 32,12532.1k $835.2k $835.2k 0.28% First filing
33 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 30,01130.0k $780.3k $780.3k 0.05% New
34 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 29,35529.4k $763.2k $763.2k 0.02% Added +13.0k +12,962
35 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 28,32128.3k $736.3k $736.3k 0.03% Added +27.1k +27,064
36 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 23,46423.5k $610.1k $610.1k 0.00% Added +5.6k +5,628
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 23,00023.0k $601.0k $601.0k 0.00% Added +20.0k +20,000
38 Cambridge Advisors Inc. 0.12% of their portfolio OMAHA, NE 20,58520.6k $535.2k $535.2k 0.12% Added +1.7k +1,717
39 MONEY CONCEPTS CAPITAL CORP 0.04% of their portfolio PALM BEACH GARDENS, FL 20,25520.3k $526.6k $526.6k 0.04% Reduced -19.4k -19,418
40 BRIGHTON JONES LLC 0.02% of their portfolio SEATTLE, WA 19,54119.5k $508.1k $508.1k 0.02% Added +221 +221
41 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 19,25619.3k $500.6k $500.6k 0.00% Reduced -393 -393
42 Legacy Capital Wealth Partners, LLC 0.10% of their portfolio LITTLE ROCK, AR 19,22819.2k $499.9k $499.9k 0.10% New
43 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,14319.1k $497.7k $497.7k 0.00% Added +2.3k +2,322
44 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 0.06% of their portfolio SOUTH NORWALK, CT 19,10019.1k $496.6k $496.6k 0.06% New
45 Betterment LLC 0.00% of their portfolio NEW YORK, NY 18,35218.4k $477.0k $477.0k 0.00% New
46 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 16,35416.4k $425.2k $425.2k 0.00% Reduced -373 -373
47 Fermata Advisors, LLC 0.08% of their portfolio SONOMA, CA 15,34715.3k $399.0k $399.0k 0.08% Added +314 +314
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,86014.9k $386.0k $386.0k 0.00% Added +14.5k +14,485
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,77814.8k $384.0k $384.0k 0.00% Reduced -8.8k -8,808
50 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 13,43813.4k $349.4k $349.4k 0.02% Added +569 +569
51 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 13,40013.4k $348.4k $348.4k 0.02% Added +5.5k +5,550
52 Great Diamond Partners, LLC 0.08% of their portfolio Portland, ME 12,34912.3k $321.1k $321.1k 0.08% New
53 ORG Partners LLC 0.05% of their portfolio ROANOKE, IN 12,28312.3k $319.7k $319.7k 0.05% Reduced -31.5k -31,546
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,00112.0k $312.0k $312.0k 0.00% Added +1.7k +1,728
55 CWM, LLC 0.00% of their portfolio OMAHA, NE 11,75611.8k $306.0k $306.0k 0.00% Added +4.1k +4,116
56 WT Wealth Management 0.10% of their portfolio SCOTTSDALE, AZ 11,72011.7k $314.3k $314.3k 0.10% New
57 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,49911.5k $299.0k $299.0k 0.00% Reduced -5.6k -5,569
58 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 10,98411.0k $285.6k $285.6k 0.00% New
59 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 10,92410.9k $284.0k $284.0k 0.01% Reduced -129 -129
60 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 10,50010.5k $273.0k $273.0k 0.00% New
61 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,45810.5k $271.9k $271.9k 0.00% New
62 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 10,23510.2k $266.1k $266.1k 0.01% New
63 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,08310.1k $262.2k $262.2k 0.00% New
64 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 9,5479.5k $253.5k $253.5k 0.01% New
65 FOURPATH CAPITAL MANAGEMENT, LLC 0.04% of their portfolio OKLAHOMA CITY, OK 9,1909.2k $238.9k $238.9k 0.04% New
66 HOWARD BAILEY SECURITIES, LLC 0.09% of their portfolio FORT WAYNE, IN 8,8988.9k $231.3k $231.3k 0.09% First filing
67 Lloyd Advisory Services, LLC. 0.10% of their portfolio SUWANEE, GA 8,3168.3k $216.2k $216.2k 0.10% New
68 Raleigh Capital Management Inc. 0.07% of their portfolio CARY, NC 6,5896.6k $171.3k $171.3k 0.07% New
69 Hobbs Group Advisors, LLC 0.04% of their portfolio COLUMBIA, SC 4,6114.6k $119.9k $119.9k 0.04% Reduced -169 -169
70 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,2064.2k $109.4k $109.4k 0.00% Added +431 +431
71 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,0433.0k $79.1k $79.1k 0.00% Reduced -2.0k -1,978
72 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,0393.0k $79.0k $79.0k 0.00% Reduced -2.0k -1,979
73 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,9002.9k $75.4k $75.4k 0.00% New
74 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,5752.6k $69.6k $69.6k 0.01% Unchanged
75 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,2552.3k $58.6k $58.6k 0.00% New
76 Authentikos Wealth Advisory, LLC 0.03% of their portfolio MORGAN HILL, CA 1,1741.2k $30.5k $30.5k 0.03% New
77 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,0231.0k $26.6k $26.6k 0.00% Added +236 +236
78 Peterson Financial Group, Inc. 0.09% of their portfolio DES MOINES, IA 909909 $23.6k $23.6k 0.09% New
79 Solstein Capital, LLC 0.01% of their portfolio Menlo Park, CA 680680 $17.7k $17.7k 0.01% Unchanged
80 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 500500 $13.0k $13.0k 0.00% Unchanged
81 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 471471 $12.2k $12.2k 0.00% New
82 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 425425 $11.1k $11.1k 0.00% New
83 Deane Retirement Strategies, Inc. 0.01% of their portfolio NEW ORLEANS, LA 416416 $10.8k $10.8k 0.01% Reduced -343 -343
84 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 154154 $4.0k $4.0k 0.00% New
85 WFA of San Diego, LLC 0.00% of their portfolio SAN DIEGO, CA 9898 $2.5k $2.5k 0.00% Unchanged
86 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 9191 $2.4k $2.4k 0.00% Unchanged
87 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2727 $702 $702 0.00% Unchanged
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 22 $58 $58 0.00% Unchanged
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged