Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

60 institutional holders +8 vs Q1 2024
3,363,7773.4m shares reported held*
$90.5mreported value*
11 new 24 added 17 reduced 6 sold out net bought ≈ $2.6m (+96.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.91.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 6060Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 39 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 35 cut or sold outQ2 23: 17 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 30 cut or sold outQ4 23: 26 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 33 bought or addedQ1 24: 21 cut or sold outQ2 24: 35 bought or addedQ2 24: 23 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223918
Q1 20231935
Q2 20231723
Q3 20232330
Q4 20232624
Q1 20243321
Q2 20243523

Biggest buyers

OneDigital Investment Advisors LLC New +56,353+56.4k
SFG Wealth Management, LLC. New +51,074+51.1k
ORG Partners LLC New +43,829+43.8k
Steward Partners Investment Advisory, LLC New +42,656+42.7k
Andina Capital Management, LLC New +40,364+40.4k
MONEY CONCEPTS CAPITAL CORP New +39,673+39.7k
New York Life Investment Management LLC Added +22,961+23.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +15,161+15.2k
OSAIC HOLDINGS, INC. Added +14,259+14.3k
CSS LLC/IL Added +14,000+14.0k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -56,885-56.9k
Simplify Asset Management Inc. Reduced -49,159-49.2k
LPL Financial LLC Reduced -46,270-46.3k
Cambria Investment Management, L.P. Sold out -42,841-42.8k
Orion Porfolio Solutions, LLC Reduced -32,159-32.2k
Orion Portfolio Solutions, LLC Reduced -32,159-32.2k
NWAM LLC Sold out -26,257-26.3k
LINCOLN NATIONAL CORP Sold out -14,639-14.6k
Moors & Cabot, Inc. Reduced -11,200-11.2k
Sharp Wealth Advisory, LLC Reduced -10,800-10.8k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orion Porfolio Solutions, LLC 0.14% of their portfolio OMAHA, NE 487,816487.8k $13.1m $13.1m 0.14% Reduced -32.2k -32,159
2 Orion Portfolio Solutions, LLC 0.14% of their portfolio Omaha, NE 487,816487.8k $13.1m $13.1m 0.14% Reduced -32.2k -32,159
3 Clear Creek Financial Management, LLC 1.26% of their portfolio SILVERDALE, WA 384,923384.9k $10.4m $10.4m 1.26% Added +10.0k +10,006
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 286,957287.0k $7.7m $7.7m 0.00% Reduced -46.3k -46,270
5 PEAK FINANCIAL ADVISORS LLC 4.40% of their portfolio DENVER, CO 284,850284.9k $7.7m $7.7m 4.40% Added +12.2k +12,211
6 Longview Financial Advisors, Inc. 3.38% of their portfolio HUNTSVILLE, AL 164,901164.9k $4.4m $4.4m 3.38% Added +929 +929
7 Composition Wealth, LLC 0.11% of their portfolio LOS ANGELES, CA 163,137163.1k $4.4m $4.4m 0.11% Reduced -784 -784
8 Financial Enhancement Group LLC 0.42% of their portfolio ANDERSON, IN 99,77999.8k $2.6m $2.6m 0.42% Added +1.8k +1,772
9 Simplify Asset Management Inc. 0.19% of their portfolio Las Vegas, NV 79,88379.9k $2.2m $2.2m 0.19% Reduced -49.2k -49,159
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 78,40978.4k $2.1m $2.1m 0.00% Reduced -7.3k -7,340
11 New York Life Investment Management LLC 0.02% of their portfolio New York, NY 59,00159.0k $1.6m $1.6m 0.02% Added +23.0k +22,961
12 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 56,35356.4k $1.5m $1.5m 0.02% New
13 SFG Wealth Management, LLC. 0.78% of their portfolio TOWSON, MD 51,07451.1k $1.4m $1.4m 0.78% New
14 ORG Partners LLC 0.15% of their portfolio ROANOKE, IN 43,82943.8k $1.2m $1.2m 0.15% New
15 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 42,65642.7k $1.1m $1.1m 0.01% New
16 Sharp Wealth Advisory, LLC 0.97% of their portfolio HORSHAM, PA 41,80041.8k $1.1m $1.1m 0.97% Reduced -10.8k -10,800
17 Aries Wealth Management 0.35% of their portfolio PORTLAND, ME 40,73540.7k $1.1m $1.1m 0.35% Added +1.3k +1,330
18 Andina Capital Management, LLC 0.82% of their portfolio LOGAN, UT 40,36440.4k $1.1m $1.1m 0.82% New
19 MONEY CONCEPTS CAPITAL CORP 0.09% of their portfolio PALM BEACH GARDENS, FL 39,67339.7k $1.1m $1.1m 0.09% New
20 CSS LLC/IL 0.08% of their portfolio CHICAGO, IL 38,73038.7k $1.0m $1.0m 0.08% Added +14.0k +14,000
21 FMA Wealth Management, LLC 0.79% of their portfolio DUXBURY, MA 36,08936.1k $971.5k $971.5k 0.79% Added +7.3k +7,296
22 Optivise Advisory Services LLC 0.44% of their portfolio FRANKLIN, TN 30,35030.4k $817.0k $817.0k 0.44% First filing
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,58623.6k $635.0k $635.0k 0.00% Added +15.2k +15,161
24 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 21,59521.6k $581.0k $581.0k 0.03% Added +8.7k +8,684
25 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 19,64919.6k $529.0k $529.0k 0.00% Reduced -4.8k -4,814
26 BRIGHTON JONES LLC 0.02% of their portfolio SEATTLE, WA 19,32019.3k $520.1k $520.1k 0.02% Added +8.2k +8,192
27 Cambridge Advisors Inc. 0.12% of their portfolio OMAHA, NE 18,86818.9k $507.9k $507.9k 0.12% Added +494 +494
28 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,83617.8k $480.1k $480.1k 0.00% Reduced -4.7k -4,718
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,06817.1k $459.5k $459.5k 0.00% Added +14.3k +14,259
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,82116.8k $452.8k $452.8k 0.00% Reduced -209 -209
31 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 16,72716.7k $448.6k $448.6k 0.00% Added +1.2k +1,236
32 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 16,39316.4k $441.3k $441.3k 0.01% Added +2.0k +1,990
33 Fermata Advisors, LLC 0.09% of their portfolio SONOMA, CA 15,03315.0k $404.7k $404.7k 0.09% Added +270 +270
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,05713.1k $351.5k $351.5k 0.00% New
35 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 12,86912.9k $346.4k $346.4k 0.02% Added +388 +388
36 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 11,57211.6k $311.5k $311.5k 0.00% New
37 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 11,05311.1k $297.5k $297.5k 0.01% Reduced -471 -471
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,27310.3k $276.5k $276.5k 0.00% Reduced -56.9k -56,885
39 Ferguson Shapiro LLC 0.10% of their portfolio DECATUR, GA 9,5499.5k $257.1k $257.1k 0.10% New
40 Ironsides Asset Advisors, LLC 0.08% of their portfolio ROCKY MOUNT, NC 8,9909.0k $242.0k $242.0k 0.08% Reduced -1.6k -1,600
41 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 7,8507.8k $211.3k $211.3k 0.01% Reduced -11.2k -11,200
42 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,6407.6k $206.0k $206.0k 0.00% Added +1.7k +1,700
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,0215.0k $135.2k $135.2k 0.00% Added +2.1k +2,069
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,0185.0k $135.1k $135.1k 0.00% Added +4.0k +3,997
45 Hobbs Group Advisors, LLC 0.05% of their portfolio COLUMBIA, SC 4,7804.8k $128.7k $128.7k 0.05% First filing
46 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,7753.8k $101.6k $101.6k 0.00% Added +509 +509
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,0003.0k $78.3k $78.3k 0.00% New
48 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,5752.6k $69.3k $69.3k 0.01% Unchanged
49 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 1,2571.3k $33.8k $33.8k 0.00% Added +258 +258
50 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 787787 $21.2k $21.2k 0.00% Added +750 +750
51 Deane Retirement Strategies, Inc. 0.01% of their portfolio NEW ORLEANS, LA 759759 $20.4k $20.4k 0.01% Added +329 +329
52 Solstein Capital, LLC 0.01% of their portfolio Menlo Park, CA 680680 $18.3k $18.3k 0.01% Unchanged
53 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 500500 $13.5k $13.5k 0.00% Unchanged
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 375375 $10.0k $10.0k 0.00% New
55 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 158158 $4.3k $4.3k 0.00% Reduced -212 -212
56 WFA of San Diego, LLC 0.00% of their portfolio SAN DIEGO, CA 9898 $2.6k $2.6k 0.00% First filing
57 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 9191 $2.5k $2.5k 0.00% Unchanged
58 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2727 $727 $727 0.00% Reduced -33 -33
59 COMERICA BANK 0.00% of their portfolio DALLAS, TX 22 $60 $60 0.00% Reduced -924 -924
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged