SIMPLIFY EXCHANGE TRADED FUN CTA
MANAGED FUTURES · ETP · CUSIP 82889N699
50
institutional holders
+24 vs Q3 2022
2.8m
shares reported held*
$72.2mreported value*
32 new
7 added
10 reduced
8 sold out
net bought ≈ $15.2m (+583.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.00.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 26 |
| Q4 2022 | 50 |
Biggest buyers
| Gratus Capital, LLC | New | +566.5k |
| JANE STREET GROUP, LLC | New | +381.3k |
| PEAK FINANCIAL ADVISORS LLC | New | +267.4k |
| Ameritas Advisory Services, LLC | New | +62.7k |
| Proficio Capital Partners LLC | New | +57.1k |
| CIBC WORLD MARKET INC. | New | +54.0k |
| WEALTHSOURCE PARTNERS, LLC | New | +52.7k |
| Dakota Wealth Management | Added | +39.7k |
| AE Wealth Management LLC | New | +36.4k |
| Mutual Advisors, LLC | New | +30.0k |
Biggest sellers
| RAYMOND JAMES & ASSOCIATES | Sold out | -329.1k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -270.5k |
| Arlington Capital Management, Inc. | Sold out | -141.7k |
| Stegent Equity Advisors, Inc. | Reduced | -99.9k |
| Orion Porfolio Solutions, LLC | Reduced | -73.7k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -62.6k |
| Janney Montgomery Scott LLC | Sold out | -57.8k |
| ROYAL BANK OF CANADA | Reduced | -51.8k |
| Trek Financial, LLC | Reduced | -30.3k |
| Private Advisor Group, LLC | Reduced | -29.6k |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Gratus Capital, LLC 1.22% of their portfolio | 566.5k $14.7m | New |
| JANE STREET GROUP, LLC 0.02% of their portfolio | 381.3k $9.9m | New |
| PEAK FINANCIAL ADVISORS LLC 6.34% of their portfolio | 267.4k $7.0m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 198.0k $5.2m | Reduced -270.5k |
| Destiny Wealth Partners, LLC 0.96% of their portfolio | 171.2k $4.5m | Added +6.0k |
| Simplify Asset Management Inc. 0.70% of their portfolio | 159.6k $4.2m | Reduced -20.4k |
| Dakota Wealth Management 0.21% of their portfolio | 111.1k $2.9m | Added +39.7k |
| Trek Financial, LLC 0.24% of their portfolio | 90.8k $2.4m | Reduced -30.3k |
| Ameritas Advisory Services, LLC 0.08% of their portfolio | 62.7k $1.6m | New |
| Proficio Capital Partners LLC 0.28% of their portfolio | 57.1k $1.5m | New |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 56.8k $1.5m | Added +1.4k |
| CIBC WORLD MARKET INC. 0.01% of their portfolio | 54.0k $1.4m | New |
| WEALTHSOURCE PARTNERS, LLC 0.10% of their portfolio | 52.7k $1.4m | New |
| Private Advisor Group, LLC 0.04% of their portfolio | 52.4k $1.4m | Reduced -29.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 45.2k $1.2m | Reduced -51.8k |
| AE Wealth Management LLC 0.01% of their portfolio | 36.4k $945.5k | New |
| Stegent Equity Advisors, Inc. 1.11% of their portfolio | 35.7k $928.5k | Reduced -99.9k |
| IFP Advisors, Inc 0.02% of their portfolio | 30.8k $779.0k | Added +29.2k |
| Mutual Advisors, LLC 0.03% of their portfolio | 30.0k $779.9k | New |
| Omnia Family Wealth, LLC 0.55% of their portfolio | 26.3k $683.0k | New |
| Smith Anglin Financial, LLC 0.12% of their portfolio | 24.1k $626.8k | Added +7.1k |
| Aries Wealth Management 0.27% of their portfolio | 23.7k $617.3k | Added +4.1k |
| Sigma Planning Corp 0.02% of their portfolio | 22.4k $582.5k | New |
| Solstein Capital, LLC 0.42% of their portfolio | 19.2k $500.6k | Added +2.2k |
| AJ WEALTH STRATEGIES, LLC 0.03% of their portfolio | 19.0k $494.0k | New |
| FLOW TRADERS U.S. LLC 0.02% of their portfolio | 18.3k $475.0k | New |
| ProVise Management Group, LLC 0.04% of their portfolio | 16.9k $440.3k | New |
| Fermata Advisors, LLC 0.11% of their portfolio | 13.8k $357.8k | New |
| Financial Architects, Inc 0.06% of their portfolio | 13.4k $347.6k | Reduced -10.8k |
| Capasso Planning Partners LLC 0.21% of their portfolio | 12.9k $335.6k | New |
| WealthShield Partners, LLC 0.06% of their portfolio | 12.5k $325.1k | New |
| Ironsides Asset Advisors, LLC 0.14% of their portfolio | 11.5k $298.0k | New |
| StoneX Group Inc. 0.04% of their portfolio | 11.4k $295.3k | New |
| INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio | 11.2k $291.6k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 10.1k $261.7k | Reduced -3.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 8.3k $216.8k | New |
| Orion Porfolio Solutions, LLC 0.00% of their portfolio | 7.9k $206.3k | Reduced -73.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 7.9k $205.0k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 7.8k $204.0k | New |
| UBS Group AG 0.00% of their portfolio | 6.8k $177.7k | New |
| NFSG Corp 0.09% of their portfolio | 5.8k $150.5k | New |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 4.8k $125.2k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 637 $16.6k | New |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 459 $11.9k | New |
| Cribstone Capital Management, LLC 0.00% of their portfolio | 127 $3.3k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 30 $780 | New |
| MORGAN STANLEY 0.00% of their portfolio | 11 $286 | New |
| Luken Investment Analytics, LLC 0.00% of their portfolio | 4 $104 | First filing |
| FMR LLC 0.00% of their portfolio | 1 $26 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Reduced -1.5k |