Vault-13

SIMPLIFY EXCHANGE TRADED FUN TUA

SHORT TERM TREA · ETP · CUSIP 82889N657

83 institutional holders -5 vs Q4 2025
26,517,91426.5m shares reported held*
$558.8mreported value*
13 new 30 added 31 reduced 19 sold out net bought ≈ $123.8m (+5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($207.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.07. Options: 2 managers hold calls ($979.0k notional), 1 hold puts ($483.2k).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 15Q1 23: 20Q2 23: 34Q3 23: 37Q4 23: 79Q1 24: 80Q2 24: 78Q3 24: 71Q4 24: 84Q1 25: 89Q2 25: 94Q3 25: 82Q4 25: 88Q1 26: 8383Q4 22Q3 23Q2 24Q1 25Q1 26
Numbers
QuarterHolders
Q4 202215
Q1 202320
Q2 202334
Q3 202337
Q4 202379
Q1 202480
Q2 202478
Q3 202471
Q4 202484
Q1 202589
Q2 202594
Q3 202582
Q4 202588
Q1 202683

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 49 bought or addedQ2 24: 37 cut or sold outQ3 24: 45 bought or addedQ3 24: 40 cut or sold outQ3 24Q4 24: 47 bought or addedQ4 24: 35 cut or sold outQ1 25: 64 bought or addedQ1 25: 34 cut or sold outQ1 25Q2 25: 51 bought or addedQ2 25: 50 cut or sold outQ3 25: 44 bought or addedQ3 25: 48 cut or sold outQ3 25Q4 25: 44 bought or addedQ4 25: 45 cut or sold outQ1 26: 43 bought or addedQ1 26: 50 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20244937
Q3 20244540
Q4 20244735
Q1 20256434
Q2 20255150
Q3 20254448
Q4 20254445
Q1 20264350

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 25 calls: $2.2mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $678.0kQ3 25 puts: $1.3mQ3 25P/C 1.95Q4 25 calls: $773.2kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $979.0kQ1 26 puts: $483.2kQ1 26P/C 0.49
Numbers
QuarterCallsPutsP/C
Q2 2025$2.2m$00.00
Q3 2025$678.0k$1.3m1.95
Q4 2025$773.2k$00.00
Q1 2026$979.0k$483.2k0.49

Biggest buyers

Simplify Asset Management Inc. New +5,528,700+5.5m
GenTrust, LLC New +2,883,134+2.9m
HighTower Advisors, LLC Added +261,328+261.3k
Financial Enhancement Group LLC Added +224,173+224.2k
Ancora Advisors LLC Added +168,959+169.0k
Heck Capital Advisors, LLC Added +143,276+143.3k
Ferguson Shapiro LLC Added +90,738+90.7k
Elevated Capital Advisors, LLC Added +53,876+53.9k
AE Wealth Management LLC Added +39,118+39.1k
EVOKE WEALTH, LLC New +33,045+33.0k

Biggest sellers

Private Advisor Group, LLC Sold out -873,195-873.2k
FOURPATH CAPITAL MANAGEMENT, LLC Sold out -872,303-872.3k
Lloyd Advisory Services, LLC. Reduced -653,155-653.2k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -289,826-289.8k
Cumberland Partners Ltd Reduced -246,627-246.6k
ALTFEST L J & CO INC Reduced -189,826-189.8k
Encompass More Asset Management Sold out -92,398-92.4k
Hilltop Holdings Inc. Reduced -88,008-88.0k
Aprio Wealth Management, LLC Reduced -62,507-62.5k
Proficio Capital Partners LLC Sold out -61,713-61.7k

Biggest calls

JANE STREET GROUP, LLC Added $542.3k25.7k shares
CITADEL ADVISORS LLC Added $436.8k20.7k shares

Biggest puts

CITADEL ADVISORS LLC New $483.2k22.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 1.80% of their portfolio Las Vegas, NV 5,528,7005.5m $116.7m $116.7m 1.80% New
2 SOUTHERN FARM BUREAU LIFE INSURANCE 6.60% of their portfolio JACKSON, MS 2,967,4923.0m $62.6m $62.6m 6.60% Unchanged
3 GenTrust, LLC 2.60% of their portfolio MIAMI, FL 2,883,1342.9m $60.8m $60.8m 2.60% New
4 Ferguson Shapiro LLC 14.95% of their portfolio DECATUR, GA 2,326,5222.3m $49.1m $49.1m 14.95% Added +90.7k +90,738
5 AE Wealth Management LLC 0.22% of their portfolio TOPEKA, KS 1,917,6681.9m $40.5m $40.5m 0.22% Added +39.1k +39,118
6 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 1,181,5341.2m $24.9m $24.9m 0.03% Added +261.3k +261,328
7 Mid-American Wealth Advisory Group, Inc. 10.54% of their portfolio KANSAS CITY, MO 1,139,4431.1m $25.0m $25.0m 10.54% Unchanged
8 Ancora Advisors LLC 0.45% of their portfolio Cleveland, OH 990,249990.2k $20.9m $20.9m 0.45% Added +169.0k +168,959
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 765,074765.1k $16.1m $16.1m 0.00% Reduced -60.7k -60,744
10 Insight Wealth Strategies, LLC 1.57% of their portfolio SAN RAMON, CA 666,189666.2k $14.1m $14.1m 1.57% Added +25.8k +25,833
11 ALTFEST L J & CO INC 1.50% of their portfolio NEW YORK, NY 663,501663.5k $14.0m $14.0m 1.50% Reduced -189.8k -189,826
12 Financial Enhancement Group LLC 1.68% of their portfolio ANDERSON, IN 633,652633.7k $13.5m $13.5m 1.68% Added +224.2k +224,173
13 Heck Capital Advisors, LLC 0.67% of their portfolio Rhinelander, WI 428,759428.8k $9.0m $9.0m 0.67% Added +143.3k +143,276
14 Park Edge Advisors, LLC 1.85% of their portfolio Cleveland, OH 380,176380.2k $8.0m $8.0m 1.85% Reduced -717 -717
15 Broussard Financial Group LLC 6.28% of their portfolio KAPLAN, LA 372,250372.2k $7.9m $7.9m 6.28% Added +26.1k +26,108
16 Magnolia Private Wealth, LLC 3.02% of their portfolio PHILADELPHIA, PA 298,645298.6k $4.5m $4.5m 3.02% Added +31.0k +30,976
17 Authentikos Wealth Advisory, LLC 3.55% of their portfolio MORGAN HILL, CA 249,065249.1k $5.3m $5.3m 3.55% Added +7.2k +7,248
18 Aprio Wealth Management, LLC 0.27% of their portfolio ATLANTA, GA 233,128233.1k $4.9m $4.9m 0.27% Reduced -62.5k -62,507
19 HOLLENCREST CAPITAL MANAGEMENT 0.16% of their portfolio NEWPORT BEACH, CA 201,303201.3k $4.2m $4.2m 0.16% Reduced -759 -759
20 PRIVATE CLIENT SERVICES, LLC 1.26% of their portfolio LOUISVILLE, KY 199,112199.1k $4.2m $4.2m 1.26% Reduced -9.1k -9,082
21 Professional Financial Management, Inc. 4.35% of their portfolio APPLETON, WI 198,092198.1k $4.2m $4.2m 4.35% Added +14.2k +14,197
22 Elevated Capital Advisors, LLC 0.88% of their portfolio SANDY, UT 165,802165.8k $3.5m $3.5m 0.88% Added +53.9k +53,876
23 LifeWealth Investments, LLC 1.03% of their portfolio WINTER GARDEN, FL 163,258163.3k $3.4m $3.4m 1.03% Added +10.2k +10,216
24 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 152,411152.4k $3.2m $3.2m 0.05% Added +22.8k +22,756
25 HOWARD BAILEY SECURITIES, LLC 1.29% of their portfolio FORT WAYNE, IN 148,154148.2k $3.1m $3.1m 1.29% Reduced -3.2k -3,226
26 B.O.S.S. Retirement Advisors, LLC 0.87% of their portfolio Lehi, UT 135,491135.5k $2.9m $2.9m 0.87% Reduced -8.8k -8,849
27 Great Lakes Retirement, Inc. 0.27% of their portfolio SANDUSKY, OH 123,290123.3k $2.6m $2.6m 0.27% Reduced -11.3k -11,323
28 Gladstone Institutional Advisory LLC 0.09% of their portfolio Bedminster, NJ 112,466112.5k $2.4m $2.4m 0.09% Reduced -10.5k -10,469
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 82,16382.2k $1.7m $1.7m 0.02% Added +21.4k +21,408
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 79,46779.5k $1.7m $1.7m 0.00% Unchanged
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 75,73775.7k $1.6m $1.6m 0.00% Added +3.6k +3,610
32 Aegis Wealth Management, Inc. 1.17% of their portfolio Guthrie Center, IA 70,33770.3k $1.5m $1.5m 1.17% Reduced -5.2k -5,215
33 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 67,17467.2k $1.4m $1.4m 0.03% Added +6.0k +6,033
34 Integrated Wealth Management 1.41% of their portfolio UNIONTOWN, OH 58,24558.2k $1.2m $1.2m 1.41% Reduced -1.2k -1,205
35 Hilltop Holdings Inc. 0.11% of their portfolio DALLAS, TX 57,30257.3k $1.2m $1.2m 0.11% Reduced -88.0k -88,008
36 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 56,78056.8k $1.2m $1.2m 0.03% Reduced -289.8k -289,826
37 Centennial Advisors, LLC 1.40% of their portfolio AUSTIN, TX 52,16852.2k $1.1m $1.1m 1.40% Reduced -2.0k -1,965
38 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 43,48043.5k $917.4k $917.4k 0.04% Reduced -597 -597
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 41,00041.0k $865.1k $865.1k 0.00% Added +27.2k +27,199
40 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 38,38838.4k $810.0k $810.0k 0.03% Reduced -28.4k -28,371
41 Lloyd Advisory Services, LLC. 0.23% of their portfolio SUWANEE, GA 38,26138.3k $807.3k $807.3k 0.23% Reduced -653.2k -653,155
42 Kingdom Financial Group LLC. 0.23% of their portfolio PEORIA, AZ 38,26138.3k $807.3k $807.3k 0.23% Reduced -2.4k -2,387
43 SMART Wealth LLC 0.21% of their portfolio Omaha, NE 33,99334.0k $717.3k $717.3k 0.21% Added +410 +410
44 EVOKE WEALTH, LLC 0.01% of their portfolio Los Angeles, CA 33,04533.0k $697.3k $697.3k 0.01% New
45 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 32,60132.6k $687.0k $687.0k 0.00% New
46 Straight Path Wealth Management 0.18% of their portfolio Jenison, MI 32,44732.4k $684.6k $684.6k 0.18% Added +1.0k +1,000
47 Golden Reserve Retirement LLC 0.13% of their portfolio DUBLIN, OH 30,38130.4k $641.0k $641.0k 0.13% Added +17.5k +17,508
48 Pekin Hardy Strauss, Inc. 0.07% of their portfolio CHICAGO, IL 29,90229.9k $630.9k $630.9k 0.07% Added +1.8k +1,773
49 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 26,03526.0k $570.2k $570.2k 0.00% Added +27 +27
50 4WEALTH ADVISORS, INC. 0.40% of their portfolio Burr Ridge, IL 22,47122.5k $473.0k $473.0k 0.40% Reduced -7.1k -7,086
51 Legacy PCG, LLC 2.53% of their portfolio IRVINE, CA 22,00422.0k $464.3k $464.3k 2.53% New
52 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 20,92720.9k $440.7k $440.7k 0.00% Reduced -15.5k -15,537
53 Anchor Investment Management, LLC 0.03% of their portfolio COLUMBIA, SC 19,87319.9k $419.3k $419.3k 0.03% Unchanged
54 Cumberland Partners Ltd 0.03% of their portfolio TORONTO, A6 19,16819.2k $404.4k $404.4k 0.03% Reduced -246.6k -246,627
55 EVOLUTION WEALTH MANAGEMENT INC. 0.28% of their portfolio FORT MYERS, FL 18,10818.1k $382.1k $382.1k 0.28% Reduced -871 -871
56 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,06716.1k $339.0k $339.0k 0.00% Added +6.6k +6,616
57 CWC Advisors, LLC. 0.15% of their portfolio LAKE OSWEGO, OR 14,62214.6k $308.5k $308.5k 0.15% Reduced -1.5k -1,526
58 KPP Advisory Services LLC 0.04% of their portfolio Louisville, KY 13,63613.6k $287.7k $287.7k 0.04% New
59 FSA Advisors, Inc. 0.19% of their portfolio TROY, MI 13,43113.4k $283.4k $283.4k 0.19% Added +1.2k +1,229
60 Welch Group, LLC 0.01% of their portfolio BIRMINGHAM, AL 12,75812.8k $269.2k $269.2k 0.01% New
61 Wellment Financial 0.31% of their portfolio ELMHURST, IL 11,78111.8k $248.6k $248.6k 0.31% Added +506 +506
62 BRIGHTON JONES LLC 0.00% of their portfolio SEATTLE, WA 10,59210.6k $223.5k $223.5k 0.00% New
63 Longview Financial Advisors, Inc. 0.13% of their portfolio HUNTSVILLE, AL 10,27110.3k $216.7k $216.7k 0.13% Added +8 +8
64 Clarity Financial LLC 0.02% of their portfolio Houston, TX 10,03010.0k $211.6k $211.6k 0.02% Reduced -3.2k -3,250
65 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 9,0399.0k $190.7k $190.7k 0.01% Added +3.0k +3,017
66 Networth Advisors, LLC 0.13% of their portfolio CANONSBURG, PA 8,7638.8k $184.9k $184.9k 0.13% Reduced -1.1k -1,101
67 Quest 10 Wealth Builders, Inc. 0.15% of their portfolio Fuquay-Varina, VA 7,9307.9k $167.3k $167.3k 0.15% Reduced -54 -54
68 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,0416.0k $127.5k $127.5k 0.00% New
69 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,6444.6k $98.0k $98.0k 0.00% New
70 Key Capital Management, INC 0.05% of their portfolio HENDERSONVILLE, TN 37075, TN 3,7313.7k $78.7k $78.7k 0.05% Added +514 +514
71 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,2643.3k $68.9k $68.9k 0.00% Reduced -2.7k -2,707
72 Colonial Trust Co / SC 0.01% of their portfolio SPARTANBURG, SC 2,0002.0k $42.2k $42.2k 0.01% Unchanged
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 900900 $19.0k $19.0k 0.00% Unchanged
74 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 820820 $17.3k $17.3k 0.00% Unchanged
75 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 785785 $16.6k $16.6k 0.00% Added +4 +4
76 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 634634 $13.4k $13.4k 0.00% Unchanged
77 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 500500 $10.6k $10.6k 0.00% New
78 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 351351 $7.4k $7.4k 0.00% Reduced -2 -2
79 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 315315 $7.0k $7.0k 0.00% Not comparable
80 VIRTUS ADVISERS, LLC 0.00% of their portfolio HARTFORD, CT 258258 $5.4k $5.4k 0.00% Reduced -173 -173
81 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 211211 $4.5k $4.5k 0.00% New
82 Mosley Wealth Management 0.00% of their portfolio ANAHEIM, CA 9393 $2.0k $2.0k 0.00% New
83 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $23 $23 0.00% Reduced -1 -1