Vault-13

SIMPLIFY EXCHANGE TRADED FUN TUA

SHORT TERM TREA · ETP · CUSIP 82889N657

88 institutional holders +6 vs Q3 2025
20,618,70020.6m shares reported held*
$451.5mreported value*
14 new 30 added 31 reduced 14 sold out net bought ≈ $54.5m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($179.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.90. Options: 2 managers hold calls ($773.2k notional), 0 hold puts (—).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 15Q1 23: 20Q2 23: 34Q3 23: 37Q4 23: 79Q1 24: 80Q2 24: 78Q3 24: 71Q4 24: 84Q1 25: 89Q2 25: 94Q3 25: 82Q4 25: 8888Q4 22Q3 23Q2 24Q1 25Q4 25
Numbers
QuarterHolders
Q4 202215
Q1 202320
Q2 202334
Q3 202337
Q4 202379
Q1 202480
Q2 202478
Q3 202471
Q4 202484
Q1 202589
Q2 202594
Q3 202582
Q4 202588

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 46 bought or addedQ1 24: 51 cut or sold outQ2 24: 49 bought or addedQ2 24: 37 cut or sold outQ2 24Q3 24: 45 bought or addedQ3 24: 40 cut or sold outQ4 24: 47 bought or addedQ4 24: 35 cut or sold outQ4 24Q1 25: 64 bought or addedQ1 25: 34 cut or sold outQ2 25: 51 bought or addedQ2 25: 50 cut or sold outQ2 25Q3 25: 44 bought or addedQ3 25: 48 cut or sold outQ4 25: 44 bought or addedQ4 25: 45 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20244651
Q2 20244937
Q3 20244540
Q4 20244735
Q1 20256434
Q2 20255150
Q3 20254448
Q4 20254445

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 25 calls: $692.1kQ1 25 puts: $26.4kQ1 25P/C 0.04Q2 25 calls: $2.2mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $678.0kQ3 25 puts: $1.3mQ3 25P/C 1.95Q4 25 calls: $773.2kQ4 25 puts: $0Q4 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2025$692.1k$26.4k0.04
Q2 2025$2.2m$00.00
Q3 2025$678.0k$1.3m1.95
Q4 2025$773.2k$00.00

Biggest buyers

Private Advisor Group, LLC New +873,195+873.2k
HighTower Advisors, LLC Added +841,646+841.6k
Insight Wealth Strategies, LLC New +640,356+640.4k
LPL Financial LLC Added +452,544+452.5k
Financial Enhancement Group LLC New +409,479+409.5k
Ferguson Shapiro LLC Added +331,451+331.5k
Lloyd Advisory Services, LLC. Added +66,868+66.9k
Hilltop Holdings Inc. Added +52,340+52.3k
Cumberland Partners Ltd Added +48,015+48.0k
Mid-American Wealth Advisory Group, Inc. Added +40,653+40.7k

Biggest sellers

FOURPATH CAPITAL MANAGEMENT, LLC Reduced -244,610-244.6k
Proficio Capital Partners LLC Reduced -163,537-163.5k
Whalen Wealth Management Inc. Sold out -160,129-160.1k
LifeWealth Investments, LLC Reduced -159,681-159.7k
CITADEL ADVISORS LLC Sold out -117,300-117.3k
B.O.S.S. Retirement Advisors, LLC Reduced -113,681-113.7k
AE Wealth Management LLC Reduced -98,252-98.3k
OLD MISSION CAPITAL LLC Reduced -74,263-74.3k
Authentikos Wealth Advisory, LLC Reduced -73,507-73.5k
Magnolia Private Wealth, LLC Reduced -49,606-49.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $444.6k20.3k shares
JANE STREET GROUP, LLC New $328.5k15.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SOUTHERN FARM BUREAU LIFE INSURANCE 6.71% of their portfolio JACKSON, MS 2,967,4923.0m $65.0m $65.0m 6.71% Unchanged
2 Ferguson Shapiro LLC 15.07% of their portfolio DECATUR, GA 2,235,7842.2m $49.0m $49.0m 15.07% Added +331.5k +331,451
3 AE Wealth Management LLC 0.24% of their portfolio TOPEKA, KS 1,878,5501.9m $41.1m $41.1m 0.24% Reduced -98.3k -98,252
4 Mid-American Wealth Advisory Group, Inc. 10.54% of their portfolio KANSAS CITY, MO 1,139,4431.1m $25.0m $25.0m 10.54% Added +40.7k +40,653
5 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 920,206920.2k $20.2m $20.2m 0.02% Added +841.6k +841,646
6 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 873,195873.2k $19.1m $19.1m 0.09% New
7 FOURPATH CAPITAL MANAGEMENT, LLC 2.61% of their portfolio OKLAHOMA CITY, OK 872,303872.3k $19.1m $19.1m 2.61% Reduced -244.6k -244,610
8 ALTFEST L J & CO INC 2.05% of their portfolio NEW YORK, NY 853,327853.3k $18.7m $18.7m 2.05% Added +12.7k +12,681
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 825,818825.8k $18.1m $18.1m 0.00% Added +452.5k +452,544
10 Ancora Advisors LLC 0.37% of their portfolio Cleveland, OH 821,290821.3k $18.0m $18.0m 0.37% Unchanged
11 Lloyd Advisory Services, LLC. 5.88% of their portfolio SUWANEE, GA 691,416691.4k $15.1m $15.1m 5.88% Added +66.9k +66,868
12 Insight Wealth Strategies, LLC 1.61% of their portfolio SAN RAMON, CA 640,356640.4k $14.0m $14.0m 1.61% New
13 Financial Enhancement Group LLC 1.15% of their portfolio ANDERSON, IN 409,479409.5k $8.9m $8.9m 1.15% New
14 Park Edge Advisors, LLC 1.89% of their portfolio Cleveland, OH 380,893380.9k $8.3m $8.3m 1.89% Reduced -4.9k -4,935
15 EVERGREEN CAPITAL MANAGEMENT LLC 0.17% of their portfolio Bellevue, WA 346,606346.6k $7.6m $7.6m 0.17% Added +5.4k +5,398
16 Broussard Financial Group LLC 6.15% of their portfolio KAPLAN, LA 346,142346.1k $7.6m $7.6m 6.15% First filing
17 Aprio Wealth Management, LLC 0.37% of their portfolio ATLANTA, GA 295,635295.6k $6.5m $6.5m 0.37% Reduced -8.3k -8,274
18 Heck Capital Advisors, LLC 0.47% of their portfolio Rhinelander, WI 285,483285.5k $6.3m $6.3m 0.47% Added +18.1k +18,075
19 Magnolia Private Wealth, LLC 4.10% of their portfolio PHILADELPHIA, PA 267,669267.7k $5.9m $5.9m 4.10% Reduced -49.6k -49,606
20 Cumberland Partners Ltd 0.36% of their portfolio TORONTO, A6 265,795265.8k $5.8m $5.8m 0.36% Added +48.0k +48,015
21 Authentikos Wealth Advisory, LLC 3.50% of their portfolio MORGAN HILL, CA 241,817241.8k $5.3m $5.3m 3.50% Reduced -73.5k -73,507
22 PRIVATE CLIENT SERVICES, LLC 1.43% of their portfolio LOUISVILLE, KY 208,194208.2k $4.6m $4.6m 1.43% Added +10.7k +10,679
23 HOLLENCREST CAPITAL MANAGEMENT 0.15% of their portfolio NEWPORT BEACH, CA 202,062202.1k $4.4m $4.4m 0.15% Unchanged
24 Professional Financial Management, Inc. 4.57% of their portfolio APPLETON, WI 183,895183.9k $4.0m $4.0m 4.57% First filing
25 LifeWealth Investments, LLC 1.06% of their portfolio WINTER GARDEN, FL 153,042153.0k $3.4m $3.4m 1.06% Reduced -159.7k -159,681
26 HOWARD BAILEY SECURITIES, LLC 1.31% of their portfolio FORT WAYNE, IN 151,380151.4k $3.3m $3.3m 1.31% Reduced -24.0k -24,049
27 Hilltop Holdings Inc. 0.19% of their portfolio DALLAS, TX 145,310145.3k $3.2m $3.2m 0.19% Added +52.3k +52,340
28 B.O.S.S. Retirement Advisors, LLC 1.00% of their portfolio Lehi, UT 144,340144.3k $3.2m $3.2m 1.00% Reduced -113.7k -113,681
29 Great Lakes Retirement, Inc. 0.31% of their portfolio SANDUSKY, OH 134,613134.6k $2.9m $2.9m 0.31% Reduced -8.2k -8,197
30 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 129,655129.7k $2.8m $2.8m 0.04% Added +26.0k +26,033
31 Gladstone Institutional Advisory LLC 0.10% of their portfolio Bedminster, NJ 122,935122.9k $2.7m $2.7m 0.10% Reduced -10.4k -10,382
32 Elevated Capital Advisors, LLC 0.57% of their portfolio SANDY, UT 111,926111.9k $2.5m $2.5m 0.57% Reduced -2.8k -2,774
33 Encompass More Asset Management 0.37% of their portfolio Danville, CA 92,39892.4k $2.0m $2.0m 0.37% Added +2.5k +2,461
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 79,46779.5k $1.7m $1.7m 0.00% Reduced -1.0k -1,000
35 Aegis Wealth Management, Inc. 1.30% of their portfolio Guthrie Center, IA 75,55275.6k $1.7m $1.7m 1.30% First filing
36 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 72,12772.1k $1.6m $1.6m 0.00% Reduced -1.8k -1,832
37 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 66,75966.8k $1.5m $1.5m 0.05% Added +11.5k +11,549
38 Proficio Capital Partners LLC 0.09% of their portfolio NEWTON, MA 61,71361.7k $1.4m $1.4m 0.09% Reduced -163.5k -163,537
39 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 61,14161.1k $1.3m $1.3m 0.03% Added +2.8k +2,796
40 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 60,75560.8k $1.3m $1.3m 0.02% Added +2.3k +2,262
41 Integrated Wealth Management 1.46% of their portfolio UNIONTOWN, OH 59,45059.5k $1.3m $1.3m 1.46% First filing
42 Centennial Advisors, LLC 1.54% of their portfolio AUSTIN, TX 54,13354.1k $1.2m $1.2m 1.54% First filing
43 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 53,83653.8k $1.2m $1.2m 0.02% Reduced -12.7k -12,713
44 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 44,07744.1k $965.4k $965.4k 0.04% Reduced -995 -995
45 WESPAC Advisors, LLC 0.50% of their portfolio ORINDA, CA 42,33842.3k $927.3k $927.3k 0.50% Reduced -11.1k -11,145
46 Kingdom Financial Group LLC. 0.28% of their portfolio PEORIA, AZ 40,64840.6k $890.3k $890.3k 0.28% Added +16.2k +16,193
47 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 36,46436.5k $798.7k $798.7k 0.01% Reduced -3.4k -3,418
48 SMART Wealth LLC 0.22% of their portfolio Omaha, NE 33,58333.6k $735.6k $735.6k 0.22% Reduced -1.2k -1,246
49 Straight Path Wealth Management 0.19% of their portfolio Jenison, MI 31,44731.4k $688.8k $688.8k 0.19% Added +1.6k +1,635
50 4WEALTH ADVISORS, INC. 0.56% of their portfolio Burr Ridge, IL 29,55729.6k $647.4k $647.4k 0.56% Reduced -816 -816
51 Pekin Hardy Strauss, Inc. 0.06% of their portfolio CHICAGO, IL 28,12928.1k $616.1k $616.1k 0.06% Reduced -4.8k -4,836
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,38126.4k $577.8k $577.8k 0.00% Added +2.5k +2,549
53 Professional Financial Advisors, LLC 0.12% of their portfolio NORTH PLATTE, NE 26,25026.2k $574.9k $574.9k 0.12% Added +952 +952
54 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 26,00826.0k $569.7k $569.7k 0.00% New
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,04020.0k $438.9k $438.9k 0.00% New
56 Anchor Investment Management, LLC 0.04% of their portfolio COLUMBIA, SC 19,87319.9k $435.3k $435.3k 0.04% Reduced -300 -300
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,45119.5k $426.0k $426.0k 0.00% Added +2.2k +2,216
58 EVOLUTION WEALTH MANAGEMENT INC. 0.34% of their portfolio FORT MYERS, FL 18,97919.0k $415.7k $415.7k 0.34% Added +4.4k +4,424
59 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 18,73418.7k $410.3k $410.3k 0.02% Reduced -74.3k -74,263
60 CWC Advisors, LLC. 0.17% of their portfolio LAKE OSWEGO, OR 16,14816.1k $353.7k $353.7k 0.17% Added +380 +380
61 Magnus Financial Group LLC 0.02% of their portfolio NEW YORK, NY 13,91013.9k $304.7k $304.7k 0.02% Reduced -2.5k -2,499
62 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 13,80113.8k $302.3k $302.3k 0.00% New
63 Clarity Financial LLC 0.03% of their portfolio Houston, TX 13,28013.3k $290.9k $290.9k 0.03% New
64 Golden Reserve Retirement LLC 0.05% of their portfolio DUBLIN, OH 12,87312.9k $282.0k $282.0k 0.05% New
65 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 12,74612.7k $279.2k $279.2k 0.00% Added +3.5k +3,461
66 FSA Advisors, Inc. 0.19% of their portfolio TROY, MI 12,20212.2k $267.3k $267.3k 0.19% New
67 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 11,86811.9k $259.9k $259.9k 0.02% New
68 Wellment Financial 0.29% of their portfolio ELMHURST, IL 11,27511.3k $247.0k $247.0k 0.29% Reduced -3.7k -3,708
69 Longview Financial Advisors, Inc. 0.15% of their portfolio HUNTSVILLE, AL 10,26310.3k $224.8k $224.8k 0.15% Added +15 +15
70 Networth Advisors, LLC 0.16% of their portfolio CANONSBURG, PA 9,8649.9k $216.1k $216.1k 0.16% First filing
71 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,4519.5k $207.0k $207.0k 0.00% Added +3.9k +3,896
72 Quest 10 Wealth Builders, Inc. 0.16% of their portfolio Fuquay-Varina, VA 7,9848.0k $174.9k $174.9k 0.16% Added +254 +254
73 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 6,0226.0k $131.9k $131.9k 0.00% Reduced -15.1k -15,083
74 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5,9716.0k $130.8k $130.8k 0.00% Added +634 +634
75 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,6033.6k $78.9k $78.9k 0.00% Added +657 +657
76 Key Capital Management, INC 0.07% of their portfolio HENDERSONVILLE, TN 37075, TN 3,2173.2k $70.5k $70.5k 0.07% First filing
77 Colonial Trust Co / SC 0.01% of their portfolio SPARTANBURG, SC 2,0002.0k $43.8k $43.8k 0.01% Unchanged
78 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 900900 $19.7k $19.7k 0.00% Unchanged
79 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 820820 $18.0k $18.0k 0.00% Unchanged
80 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 781781 $17.1k $17.1k 0.00% Reduced -604 -604
81 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 634634 $13.9k $13.9k 0.00% Reduced -1.9k -1,872
82 FLAGSHIP HARBOR ADVISORS, LLC 0.00% of their portfolio BOSTON, MA 550550 $12.1k $12.1k 0.00% New
83 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 550550 $12.0k $12.0k 0.00% New
84 VIRTUS ADVISERS, LLC 0.00% of their portfolio HARTFORD, CT 431431 $9.4k $9.4k 0.00% Reduced -18 -18
85 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 353353 $7.7k $7.7k 0.00% Reduced -550 -550
86 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5858 $1.3k $1.3k 0.00% New
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $40 $40 0.00% Added +1 +1
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11 $22 $22 0.00% New