Vault-13

SIMPLIFY EXCHANGE TRADED FUN TUA

SHORT TERM TREA · ETP · CUSIP 82889N657

82 institutional holders -12 vs Q2 2025
17,403,96917.4m shares reported held*
$380.5mreported value*
9 new 35 added 29 reduced 19 sold out net sold ≈ $23.2m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.86. Options: 1 managers hold calls ($678.0k notional), 1 hold puts ($1.3m).

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 15Q1 23: 20Q2 23: 34Q3 23: 37Q4 23: 79Q1 24: 80Q2 24: 78Q3 24: 71Q4 24: 84Q1 25: 89Q2 25: 94Q3 25: 8282Q4 22Q3 23Q2 24Q1 25Q3 25
Numbers
QuarterHolders
Q4 202215
Q1 202320
Q2 202334
Q3 202337
Q4 202379
Q1 202480
Q2 202478
Q3 202471
Q4 202484
Q1 202589
Q2 202594
Q3 202582

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 60 bought or addedQ4 23: 19 cut or sold outQ1 24: 46 bought or addedQ1 24: 51 cut or sold outQ1 24Q2 24: 49 bought or addedQ2 24: 37 cut or sold outQ3 24: 45 bought or addedQ3 24: 40 cut or sold outQ3 24Q4 24: 47 bought or addedQ4 24: 35 cut or sold outQ1 25: 64 bought or addedQ1 25: 34 cut or sold outQ1 25Q2 25: 51 bought or addedQ2 25: 50 cut or sold outQ3 25: 44 bought or addedQ3 25: 48 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20236019
Q1 20244651
Q2 20244937
Q3 20244540
Q4 20244735
Q1 20256434
Q2 20255150
Q3 20254448

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 24 calls: $517.8kQ4 24 puts: $819.1kQ4 24P/C 1.58Q1 25 calls: $692.1kQ1 25 puts: $26.4kQ1 25P/C 0.04Q2 25 calls: $2.2mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $678.0kQ3 25 puts: $1.3mQ3 25P/C 1.95
Numbers
QuarterCallsPutsP/C
Q4 2024$517.8k$819.1k1.58
Q1 2025$692.1k$26.4k0.04
Q2 2025$2.2m$00.00
Q3 2025$678.0k$1.3m1.95

Biggest buyers

Proficio Capital Partners LLC New +225,250+225.2k
PRIVATE CLIENT SERVICES, LLC Added +183,461+183.5k
Park Edge Advisors, LLC Added +146,756+146.8k
Whalen Wealth Management Inc. Added +107,793+107.8k
Encompass More Asset Management New +89,937+89.9k
Summit Financial, LLC New +66,549+66.5k
FOURPATH CAPITAL MANAGEMENT, LLC Added +61,552+61.6k
Mid-American Wealth Advisory Group, Inc. Added +54,268+54.3k
AE Wealth Management LLC Added +46,385+46.4k
Magnolia Private Wealth, LLC Added +24,133+24.1k

Biggest sellers

CITADEL ADVISORS LLC Reduced -696,447-696.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -460,933-460.9k
LPL Financial LLC Reduced -216,146-216.1k
JANE STREET GROUP, LLC Reduced -160,803-160.8k
Pekin Hardy Strauss, Inc. Reduced -98,247-98.2k
Authentikos Wealth Advisory, LLC Reduced -95,985-96.0k
ROYAL BANK OF CANADA Reduced -80,467-80.5k
GeoWealth Management, LLC Sold out -60,371-60.4k
Cambridge Advisors Inc. Sold out -30,579-30.6k
Cambridge Investment Research Advisors, Inc. Sold out -27,401-27.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $678.0k31.0k shares

Biggest puts

CITADEL ADVISORS LLC New $1.3m60.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SOUTHERN FARM BUREAU LIFE INSURANCE 7.66% of their portfolio JACKSON, MS 2,967,4923.0m $65.0m $65.0m 7.66% Unchanged
2 AE Wealth Management LLC 0.28% of their portfolio TOPEKA, KS 1,976,8022.0m $43.2m $43.2m 0.28% Added +46.4k +46,385
3 Ferguson Shapiro LLC 13.48% of their portfolio DECATUR, GA 1,904,3331.9m $41.6m $41.6m 13.48% Added +24.0k +23,975
4 FOURPATH CAPITAL MANAGEMENT, LLC 3.47% of their portfolio OKLAHOMA CITY, OK 1,116,9131.1m $24.4m $24.4m 3.47% Added +61.6k +61,552
5 Mid-American Wealth Advisory Group, Inc. 10.73% of their portfolio KANSAS CITY, MO 1,098,7901.1m $24.0m $24.0m 10.73% Added +54.3k +54,268
6 ALTFEST L J & CO INC 2.05% of their portfolio NEW YORK, NY 840,646840.6k $18.4m $18.4m 2.05% Added +20.7k +20,704
7 Ancora Advisors LLC 0.36% of their portfolio Cleveland, OH 821,290821.3k $18.0m $18.0m 0.36% Unchanged
8 Lloyd Advisory Services, LLC. 6.43% of their portfolio SUWANEE, GA 624,548624.5k $13.7m $13.7m 6.43% Added +2.7k +2,662
9 Park Edge Advisors, LLC 1.95% of their portfolio Cleveland, OH 385,828385.8k $8.4m $8.4m 1.95% Added +146.8k +146,756
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 373,274373.3k $8.2m $8.2m 0.00% Reduced -216.1k -216,146
11 EVERGREEN CAPITAL MANAGEMENT LLC 0.18% of their portfolio Bellevue, WA 341,208341.2k $7.5m $7.5m 0.18% Reduced -1.8k -1,818
12 Magnolia Private Wealth, LLC 4.92% of their portfolio PHILADELPHIA, PA 317,275317.3k $6.7m $6.7m 4.92% Added +24.1k +24,133
13 Authentikos Wealth Advisory, LLC 4.56% of their portfolio MORGAN HILL, CA 315,324315.3k $6.9m $6.9m 4.56% Reduced -96.0k -95,985
14 LifeWealth Investments, LLC 1.04% of their portfolio WINTER GARDEN, FL 312,723312.7k $6.8m $6.8m 1.04% Added +16.8k +16,773
15 Aprio Wealth Management, LLC 0.66% of their portfolio ATLANTA, GA 303,909303.9k $6.6m $6.6m 0.66% Reduced -10.2k -10,225
16 Heck Capital Advisors, LLC 0.45% of their portfolio Rhinelander, WI 267,408267.4k $5.8m $5.8m 0.45% Added +2.9k +2,878
17 B.O.S.S. Retirement Advisors, LLC 1.35% of their portfolio Lehi, UT 258,021258.0k $5.6m $5.6m 1.35% Reduced -8.0k -8,014
18 Proficio Capital Partners LLC 0.34% of their portfolio NEWTON, MA 225,250225.2k $4.9m $4.9m 0.34% New
19 Cumberland Partners Ltd 0.31% of their portfolio TORONTO, A6 217,780217.8k $4.8m $4.8m 0.31% Added +11.0k +10,977
20 HOLLENCREST CAPITAL MANAGEMENT 0.16% of their portfolio NEWPORT BEACH, CA 202,062202.1k $4.4m $4.4m 0.16% Reduced -3.1k -3,087
21 PRIVATE CLIENT SERVICES, LLC 1.45% of their portfolio LOUISVILLE, KY 197,515197.5k $4.3m $4.3m 1.45% Added +183.5k +183,461
22 HOWARD BAILEY SECURITIES, LLC 1.09% of their portfolio FORT WAYNE, IN 175,429175.4k $3.8m $3.8m 1.09% Added +12.5k +12,496
23 Whalen Wealth Management Inc. 2.05% of their portfolio LAS VEGAS, NV 160,129160.1k $3.5m $3.5m 2.05% Added +107.8k +107,793
24 Great Lakes Retirement, Inc. 0.34% of their portfolio SANDUSKY, OH 142,810142.8k $3.1m $3.1m 0.34% Reduced -6.8k -6,783
25 Gladstone Institutional Advisory LLC 0.11% of their portfolio Bedminster, NJ 133,317133.3k $2.9m $2.9m 0.11% Reduced -26.2k -26,175
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 117,300117.3k $2.6m $2.6m 0.00% Reduced -696.4k -696,447
27 Elevated Capital Advisors, LLC 0.62% of their portfolio SANDY, UT 114,700114.7k $2.5m $2.5m 0.62% Reduced -14.1k -14,104
28 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 103,622103.6k $2.3m $2.3m 0.04% Added +18.7k +18,688
29 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 92,99793.0k $2.0m $2.0m 0.07% Added +17.6k +17,612
30 Hilltop Holdings Inc. 0.11% of their portfolio DALLAS, TX 92,97093.0k $2.0m $2.0m 0.11% Reduced -13.8k -13,776
31 Encompass More Asset Management 0.38% of their portfolio Danville, CA 89,93789.9k $2.0m $2.0m 0.38% New
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 80,46780.5k $1.8m $1.8m 0.00% Reduced -80.5k -80,467
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 78,56078.6k $1.7m $1.7m 0.00% Reduced -711 -711
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 73,95974.0k $1.6m $1.6m 0.00% Reduced -5.7k -5,686
35 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 66,54966.5k $1.5m $1.5m 0.02% New
36 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 58,49358.5k $1.3m $1.3m 0.02% Added +1.0k +1,029
37 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 58,34558.3k $1.3m $1.3m 0.03% Added +3.6k +3,557
38 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 55,21055.2k $1.2m $1.2m 0.05% Added +3.9k +3,908
39 WESPAC Advisors, LLC 0.68% of their portfolio ORINDA, CA 53,48353.5k $1.2m $1.2m 0.68% Added +1.2k +1,204
40 Csenge Advisory Group 0.05% of their portfolio CLEARWATER, FL 45,07245.1k $985.7k $985.7k 0.05% Added +2.3k +2,312
41 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 39,88239.9k $872.2k $872.2k 0.01% Added +812 +812
42 SMART Wealth LLC 0.29% of their portfolio Omaha, NE 34,82934.8k $761.7k $761.7k 0.29% Added +7.7k +7,686
43 Pekin Hardy Strauss, Inc. 0.07% of their portfolio CHICAGO, IL 32,96533.0k $720.9k $720.9k 0.07% Reduced -98.2k -98,247
44 Family Manage LLC 0.10% of their portfolio NEW YORK, NY 32,72732.7k $715.7k $715.7k 0.10% Reduced -532 -532
45 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 31,99532.0k $699.7k $699.7k 0.03% Reduced -626 -626
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,56431.6k $690.3k $690.3k 0.00% Reduced -160.8k -160,803
47 4WEALTH ADVISORS, INC. 0.61% of their portfolio Burr Ridge, IL 30,37330.4k $664.3k $664.3k 0.61% Reduced -761 -761
48 Straight Path Wealth Management 0.18% of their portfolio Jenison, MI 29,81229.8k $652.0k $652.0k 0.18% Added +229 +229
49 Professional Financial Advisors, LLC 0.12% of their portfolio NORTH PLATTE, NE 25,29825.3k $553.3k $553.3k 0.12% Added +2.8k +2,840
50 Kingdom Financial Group LLC. 0.33% of their portfolio PEORIA, AZ 24,45524.5k $534.8k $534.8k 0.33% Reduced -2.0k -2,026
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 23,83223.8k $521.2k $521.2k 0.00% Added +1.3k +1,258
52 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 21,10521.1k $461.6k $461.6k 0.01% Reduced -26.3k -26,278
53 Anchor Investment Management, LLC 0.04% of their portfolio COLUMBIA, SC 20,17320.2k $441.2k $441.2k 0.04% Unchanged
54 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,23517.2k $376.9k $376.9k 0.00% Reduced -1.4k -1,422
55 Magnus Financial Group LLC 0.03% of their portfolio NEW YORK, NY 16,40916.4k $358.9k $358.9k 0.03% Reduced -752 -752
56 CWC Advisors, LLC. 0.17% of their portfolio LAKE OSWEGO, OR 15,76815.8k $344.8k $344.8k 0.17% Added +1.4k +1,385
57 Wellment Financial 0.39% of their portfolio ELMHURST, IL 14,98315.0k $327.7k $327.7k 0.39% Reduced -633 -633
58 EVOLUTION WEALTH MANAGEMENT INC. 0.33% of their portfolio FORT MYERS, FL 14,55514.6k $318.3k $318.3k 0.33% Added +9.5k +9,452
59 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 12,63412.6k $276.3k $276.3k 0.00% Reduced -6.1k -6,136
60 BRIGHTON JONES LLC 0.01% of their portfolio SEATTLE, WA 10,45210.5k $228.6k $228.6k 0.01% Added +114 +114
61 Longview Financial Advisors, Inc. 0.16% of their portfolio HUNTSVILLE, AL 10,24810.2k $224.1k $224.1k 0.16% Reduced -338 -338
62 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 9,2859.3k $203.1k $203.1k 0.00% New
63 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 8,6978.7k $190.0k $190.0k 0.00% Reduced -5.3k -5,323
64 Quest 10 Wealth Builders, Inc. 0.16% of their portfolio Fuquay-Varina, VA 7,7307.7k $169.1k $169.1k 0.16% Added +357 +357
65 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,5555.6k $121.3k $121.3k 0.00% Added +2.3k +2,315
66 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5,3375.3k $116.7k $116.7k 0.00% Reduced -1.7k -1,720
67 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,9462.9k $64.4k $64.4k 0.00% Added +183 +183
68 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,5062.5k $54.8k $54.8k 0.00% Unchanged
69 Colonial Trust Co / SC 0.01% of their portfolio SPARTANBURG, SC 2,0002.0k $43.7k $43.7k 0.01% Unchanged
70 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,3851.4k $30.3k $30.3k 0.00% New
71 Decker Retirement Planning Inc. 0.01% of their portfolio LEVI, UT 1,0241.0k $22.4k $22.4k 0.01% Added +15 +15
72 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 903903 $19.8k $19.8k 0.00% Added +43 +43
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 900900 $19.7k $19.7k 0.00% New
74 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 820820 $17.9k $17.9k 0.00% Reduced -108 -108
75 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 469469 $10.3k $10.3k 0.00% New
76 VIRTUS ADVISERS, LLC 0.01% of their portfolio HARTFORD, CT 449449 $9.8k $9.8k 0.01% New
77 Financial Life Planners 0.01% of their portfolio TEMPE, AZ 353353 $7.7k $7.7k 0.01% New
78 Painted Porch Advisors LLC 0.00% of their portfolio SANTA BARBARA, CA 285285 $6.2k $6.2k 0.00% Unchanged
79 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 263263 $5.7k $5.7k 0.00% Added +30 +30
80 Aspect Partners, LLC 0.00% of their portfolio FAIRFAX, VA 239239 $5.2k $5.2k 0.00% Unchanged
81 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 9797 $2.1k $2.1k 0.00% Unchanged
82 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $12 $12 0.00% Unchanged