Vault-13

SIMPLIFY EXCHANGE TRADED FUN TUA

SHORT TERM TREA · ETP · CUSIP 82889N657

89 institutional holders +5 vs Q4 2024
19,106,30719.1m shares reported held*
$416.3mreported value*
22 new 42 added 16 reduced 18 sold out net bought ≈ $52.4m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($48.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.79. Options: 2 managers hold calls ($692.1k notional), 1 hold puts ($26.4k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 15Q1 23: 20Q2 23: 34Q3 23: 37Q4 23: 79Q1 24: 80Q2 24: 78Q3 24: 71Q4 24: 84Q1 25: 8989Q4 22Q2 23Q4 23Q2 24Q4 24Q1 25
Numbers
QuarterHolders
Q4 202215
Q1 202320
Q2 202334
Q3 202337
Q4 202379
Q1 202480
Q2 202478
Q3 202471
Q4 202484
Q1 202589

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 22 bought or addedQ2 23: 11 cut or sold outQ3 23: 23 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 19 cut or sold outQ1 24: 46 bought or addedQ1 24: 51 cut or sold outQ1 24Q2 24: 49 bought or addedQ2 24: 37 cut or sold outQ3 24: 45 bought or addedQ3 24: 40 cut or sold outQ3 24Q4 24: 47 bought or addedQ4 24: 35 cut or sold outQ1 25: 64 bought or addedQ1 25: 34 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232211
Q3 20232317
Q4 20236019
Q1 20244651
Q2 20244937
Q3 20244540
Q4 20244735
Q1 20256434

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 24 calls: $189.7kQ2 24 puts: $2.6mQ2 24P/C 13.92Q3 24 calls: $687.4kQ3 24 puts: $786.3kQ3 24P/C 1.14Q4 24 calls: $517.8kQ4 24 puts: $819.1kQ4 24P/C 1.58Q1 25 calls: $692.1kQ1 25 puts: $26.4kQ1 25P/C 0.04
Numbers
QuarterCallsPutsP/C
Q2 2024$189.7k$2.6m13.92
Q3 2024$687.4k$786.3k1.14
Q4 2024$517.8k$819.1k1.58
Q1 2025$692.1k$26.4k0.04

Biggest buyers

FOURPATH CAPITAL MANAGEMENT, LLC New +807,454+807.5k
Trek Financial, LLC Added +767,255+767.3k
ALTFEST L J & CO INC Added +592,878+592.9k
AE Wealth Management LLC Added +394,652+394.7k
Mid-American Wealth Advisory Group, Inc. Added +288,480+288.5k
LPL Financial LLC Added +288,231+288.2k
Authentikos Wealth Advisory, LLC Added +263,715+263.7k
Fortis Group Advisors, LLC New +244,229+244.2k
Park Edge Advisors, LLC New +243,868+243.9k
Magnolia Private Wealth, LLC Added +172,757+172.8k

Biggest sellers

Financial Enhancement Group LLC Sold out -1,013,970-1.0m
CITADEL ADVISORS LLC Reduced -374,327-374.3k
Aprio Wealth Management, LLC Reduced -304,252-304.3k
Simplify Asset Management Inc. Sold out -170,383-170.4k
PRIVATE CLIENT SERVICES, LLC Reduced -168,523-168.5k
Almanack Investment Partners, LLC. Sold out -167,815-167.8k
Ethos Financial Group, LLC Reduced -143,049-143.0k
Longview Financial Advisors, Inc. Reduced -103,133-103.1k
M Holdings Securities, Inc. Sold out -76,000-76.0k
GOLDMAN SACHS GROUP INC Sold out -65,600-65.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $452.6k20.6k shares
JANE STREET GROUP, LLC New $239.5k10.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $26.4k1.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SOUTHERN FARM BUREAU LIFE INSURANCE 9.55% of their portfolio JACKSON, MS 2,967,4923.0m $65.0m $65.0m 9.55% Unchanged
2 AE Wealth Management LLC 0.37% of their portfolio TOPEKA, KS 2,004,0102.0m $44.0m $44.0m 0.37% Added +394.7k +394,652
3 Ferguson Shapiro LLC 10.53% of their portfolio DECATUR, GA 1,287,2161.3m $28.3m $28.3m 10.53% Reduced -22.9k -22,933
4 HOLLENCREST CAPITAL MANAGEMENT 1.08% of their portfolio NEWPORT BEACH, CA 1,124,3121.1m $24.7m $24.7m 1.08% Added +5.2k +5,228
5 Mid-American Wealth Advisory Group, Inc. 11.54% of their portfolio KANSAS CITY, MO 979,044979.0k $21.5m $21.5m 11.54% Added +288.5k +288,480
6 Aprio Wealth Management, LLC 2.48% of their portfolio ATLANTA, GA 901,742901.7k $19.8m $19.8m 2.48% Reduced -304.3k -304,252
7 ALTFEST L J & CO INC 2.31% of their portfolio NEW YORK, NY 836,796836.8k $18.4m $18.4m 2.31% Added +592.9k +592,878
8 Trek Financial, LLC 1.32% of their portfolio Scottsdale, AZ 828,162828.2k $18.2m $18.2m 1.32% Added +767.3k +767,255
9 Ancora Advisors LLC 0.40% of their portfolio Cleveland, OH 821,290821.3k $18.0m $18.0m 0.40% Added +35.0k +35,000
10 FOURPATH CAPITAL MANAGEMENT, LLC 3.09% of their portfolio OKLAHOMA CITY, OK 807,454807.5k $17.7m $17.7m 3.09% New
11 Lloyd Advisory Services, LLC. 7.20% of their portfolio SUWANEE, GA 652,580652.6k $14.3m $14.3m 7.20% Added +107.7k +107,710
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 536,403536.4k $11.8m $11.8m 0.00% Added +288.2k +288,231
13 Magnolia Private Wealth, LLC 5.89% of their portfolio PHILADELPHIA, PA 470,074470.1k $7.0m $7.0m 5.89% Added +172.8k +172,757
14 EVERGREEN CAPITAL MANAGEMENT LLC 0.27% of their portfolio Bellevue, WA 360,268360.3k $7.9m $7.9m 0.27% Reduced -590 -590
15 Authentikos Wealth Advisory, LLC 5.70% of their portfolio MORGAN HILL, CA 332,137332.1k $7.3m $7.3m 5.70% Added +263.7k +263,715
16 B.O.S.S. Retirement Advisors, LLC 1.71% of their portfolio Lehi, UT 267,770267.8k $5.9m $5.9m 1.71% Added +78.0k +78,048
17 Heck Capital Advisors, LLC 0.63% of their portfolio Rhinelander, WI 256,909256.9k $5.6m $5.6m 0.63% Added +15.0k +14,956
18 Gladstone Institutional Advisory LLC 0.25% of their portfolio Bedminster, NJ 247,711247.7k $5.4m $5.4m 0.25% Reduced -18.1k -18,084
19 Fortis Group Advisors, LLC 1.04% of their portfolio WESTWOOD, NJ 244,229244.2k $5.4m $5.4m 1.04% New
20 Park Edge Advisors, LLC 1.49% of their portfolio Cleveland, OH 243,868243.9k $5.4m $5.4m 1.49% New
21 LifeWealth Investments, LLC 1.10% of their portfolio WINTER GARDEN, FL 226,337226.3k $5.0m $5.0m 1.10% Added +134.1k +134,142
22 Cumberland Partners Ltd 0.35% of their portfolio TORONTO, A6 206,132206.1k $4.5m $4.5m 0.35% Added +7.8k +7,750
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 204,936204.9k $4.5m $4.5m 0.00% Reduced -374.3k -374,327
24 Great Lakes Retirement, Inc. 0.48% of their portfolio SANDUSKY, OH 166,847166.8k $3.7m $3.7m 0.48% Added +55.9k +55,863
25 HOWARD BAILEY SECURITIES, LLC 1.20% of their portfolio FORT WAYNE, IN 164,278164.3k $3.6m $3.6m 1.20% Added +59.0k +58,970
26 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 1.90% of their portfolio DUNMORE, PA 151,560151.6k $3.3m $3.3m 1.90% New
27 Belpointe Asset Management LLC 0.15% of their portfolio RENO, NV 131,956132.0k $2.9m $2.9m 0.15% Added +7.4k +7,369
28 Elevated Capital Advisors, LLC 0.79% of their portfolio SANDY, UT 128,804128.8k $2.8m $2.8m 0.79% Added +3.8k +3,785
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 127,219127.2k $2.8m $2.8m 0.01% New
30 Hilltop Holdings Inc. 0.16% of their portfolio DALLAS, TX 113,078113.1k $2.5m $2.5m 0.16% Reduced -9.0k -8,987
31 Pekin Hardy Strauss, Inc. 0.25% of their portfolio CHICAGO, IL 92,21792.2k $2.0m $2.0m 0.25% Reduced -16.2k -16,219
32 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 89,57589.6k $2.0m $2.0m 0.08% New
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 88,64088.6k $1.9m $1.9m 0.00% Reduced -24.9k -24,918
34 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 87,13487.1k $1.9m $1.9m 0.06% New
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 81,24081.2k $1.8m $1.8m 0.00% Added +49.1k +49,091
36 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 80,52280.5k $1.8m $1.8m 0.01% Added +70.2k +70,218
37 COMPASS CAPITAL CORP /MA/ /ADV 0.69% of their portfolio BRAINTREE, MA 58,77058.8k $1.3m $1.3m 0.69% Reduced -25.3k -25,269
38 GeoWealth Management, LLC 0.05% of their portfolio CHICAGO, IL 53,50853.5k $1.2m $1.2m 0.05% Added +19.7k +19,705
39 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 52,89352.9k $1.2m $1.2m 0.04% New
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 42,27842.3k $929.0k $929.0k 0.00% Reduced -3.0k -3,018
41 Csenge Advisory Group 0.05% of their portfolio CLEARWATER, FL 38,56438.6k $856.5k $856.5k 0.05% Added +14.4k +14,402
42 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 33,64433.6k $739.2k $739.2k 0.00% New
43 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 32,82632.8k $721.2k $721.2k 0.05% New
44 Kingdom Financial Group LLC. 0.49% of their portfolio PEORIA, AZ 30,60030.6k $672.3k $672.3k 0.49% Added +15.1k +15,110
45 Cambridge Advisors Inc. 0.15% of their portfolio OMAHA, NE 30,39330.4k $667.7k $667.7k 0.15% Reduced -4.6k -4,559
46 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 30,19930.2k $663.5k $663.5k 0.01% Added +10.2k +10,184
47 Straight Path Wealth Management 0.25% of their portfolio Jenison, MI 27,88327.9k $612.6k $612.6k 0.25% Added +2.6k +2,583
48 SMART Wealth LLC 0.22% of their portfolio Omaha, NE 27,51327.5k $604.5k $604.5k 0.22% Added +9.4k +9,377
49 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 27,13527.1k $575.8k $575.8k 0.01% Unchanged
50 Ethos Financial Group, LLC 0.05% of their portfolio KING OF PRUSSIA, PA 24,76624.8k $544.1k $544.1k 0.05% Reduced -143.0k -143,049
51 Professional Financial Advisors, LLC 0.12% of their portfolio NORTH PLATTE, NE 21,09821.1k $463.5k $463.5k 0.12% Added +3.2k +3,159
52 Anchor Investment Management, LLC 0.04% of their portfolio COLUMBIA, SC 20,37320.4k $447.6k $447.6k 0.04% Added +3.3k +3,254
53 GROUP ONE TRADING LLC 0.02% of their portfolio CHICAGO, IL 19,18719.2k $421.5k $421.5k 0.02% Added +18.2k +18,239
54 TOUNJIAN ADVISORY PARTNERS, LLC 0.07% of their portfolio FORT MYERS, FL 17,79017.8k $390.8k $390.8k 0.07% First filing
55 Lord & Richards Wealth Management, LLC 0.42% of their portfolio HIGHLANDS RANCH, CO 16,92016.9k $371.7k $371.7k 0.42% Added +4.6k +4,592
56 Wellment Financial 0.48% of their portfolio ELMHURST, IL 16,50716.5k $362.7k $362.7k 0.48% Added +3.8k +3,842
57 PRIVATE CLIENT SERVICES, LLC 0.16% of their portfolio LOUISVILLE, KY 15,14215.1k $332.7k $332.7k 0.16% Reduced -168.5k -168,523
58 FSA Advisors, Inc. 0.24% of their portfolio TROY, MI 14,01614.0k $307.9k $307.9k 0.24% Added +1.6k +1,582
59 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 13,95214.0k $306.8k $306.8k 0.01% New
60 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 13,67213.7k $300.4k $300.4k 0.03% New
61 CWC Advisors, LLC. 0.17% of their portfolio LAKE OSWEGO, OR 13,31213.3k $292.5k $292.5k 0.17% Added +457 +457
62 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 11,68211.7k $256.7k $256.7k 0.01% New
63 Longview Financial Advisors, Inc. 0.22% of their portfolio HUNTSVILLE, AL 11,47811.5k $252.2k $252.2k 0.22% Reduced -103.1k -103,133
64 BRIGHTON JONES LLC 0.01% of their portfolio SEATTLE, WA 10,21710.2k $224.5k $224.5k 0.01% New
65 Signal Advisors Wealth, LLC 0.02% of their portfolio DETROIT, MI 9,8089.8k $215.5k $215.5k 0.02% New
66 GFS Advisors, LLC 0.04% of their portfolio HOUSTON, TX 9,4509.4k $208.0k $208.0k 0.04% Unchanged
67 POM Investment Strategies, LLC 0.22% of their portfolio RALEIGH, NC 8,6238.6k $189.4k $189.4k 0.22% Added +3.6k +3,640
68 Quest 10 Wealth Builders, Inc. 0.17% of their portfolio Fuquay-Varina, VA 7,1747.2k $157.6k $157.6k 0.17% Added +6.3k +6,310
69 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,0536.1k $132.0k $132.0k 0.00% Added +4.7k +4,669
70 Transce3nd, LLC 0.06% of their portfolio BUDA, TX 5,6215.6k $123.5k $123.5k 0.06% Added +1.4k +1,450
71 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,5944.6k $100.9k $100.9k 0.00% New
72 Park Square Financial Group, LLC 0.07% of their portfolio ROSWELL, GA 3,9123.9k $85.9k $85.9k 0.07% Added +2.4k +2,408
73 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 3,7503.8k $82.4k $82.4k 0.00% New
74 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,5062.5k $55.0k $55.0k 0.00% Unchanged
75 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,4582.5k $54.0k $54.0k 0.00% New
76 Colonial Trust Co / SC 0.01% of their portfolio SPARTANBURG, SC 2,0002.0k $43.9k $43.9k 0.01% Unchanged
77 Capital A Wealth Management, LLC 0.04% of their portfolio CRANBERRY TWP, PA 1,8051.8k $39.7k $39.7k 0.04% Reduced -2.2k -2,221
78 Pineridge Advisors LLC 0.01% of their portfolio ST. CHARLES, MO 1,2531.3k $27.5k $27.5k 0.01% Added +384 +384
79 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 858858 $18.9k $18.9k 0.00% Reduced -3 -3
80 Decker Retirement Planning Inc. 0.01% of their portfolio LEVI, UT 693693 $15.2k $15.2k 0.01% Added +208 +208
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 677677 $15.0k $15.0k 0.00% New
82 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 312312 $6.9k $6.9k 0.00% Added +311 +311
83 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 244244 $5.4k $5.4k 0.00% Added +64 +64
84 Painted Porch Advisors LLC 0.00% of their portfolio SANTA BARBARA, CA 150150 $3.3k $3.3k 0.00% Unchanged
85 Copia Wealth Management 0.00% of their portfolio BEND, OR 121121 $2.7k $2.7k 0.00% New
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 120120 $2.6k $2.6k 0.00% New
87 CWM, LLC 0.00% of their portfolio OMAHA, NE 4848 $1.0k $1.0k 0.00% Unchanged
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1010 $220 $220 0.00% New
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged