Vault-13

SIMPLIFY EXCHANGE TRADED FUN TUA

SHORT TERM TREA · ETP · CUSIP 82889N657

84 institutional holders +13 vs Q3 2024
16,552,18616.6m shares reported held*
$351.2mreported value*
17 new 30 added 20 reduced 15 sold out net bought ≈ $62.0m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.21. Options: 2 managers hold calls ($517.8k notional), 2 hold puts ($819.1k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 15Q1 23: 20Q2 23: 34Q3 23: 37Q4 23: 79Q1 24: 80Q2 24: 78Q3 24: 71Q4 24: 8484Q4 22Q2 23Q4 23Q2 24Q4 24
Numbers
QuarterHolders
Q4 202215
Q1 202320
Q2 202334
Q3 202337
Q4 202379
Q1 202480
Q2 202478
Q3 202471
Q4 202484

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 17 bought or addedQ1 23: 6 cut or sold outQ2 23: 22 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 17 cut or sold outQ4 23: 60 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 46 bought or addedQ1 24: 51 cut or sold outQ2 24: 49 bought or addedQ2 24: 37 cut or sold outQ2 24Q3 24: 45 bought or addedQ3 24: 40 cut or sold outQ4 24: 47 bought or addedQ4 24: 35 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023176
Q2 20232211
Q3 20232317
Q4 20236019
Q1 20244651
Q2 20244937
Q3 20244540
Q4 20244735

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 24 calls: $1.3mQ1 24 puts: $5.4mQ1 24P/C 4.05Q2 24 calls: $189.7kQ2 24 puts: $2.6mQ2 24P/C 13.92Q3 24 calls: $687.4kQ3 24 puts: $786.3kQ3 24P/C 1.14Q4 24 calls: $517.8kQ4 24 puts: $819.1kQ4 24P/C 1.58
Numbers
QuarterCallsPutsP/C
Q1 2024$1.3m$5.4m4.05
Q2 2024$189.7k$2.6m13.92
Q3 2024$687.4k$786.3k1.14
Q4 2024$517.8k$819.1k1.58

Biggest buyers

SOUTHERN FARM BUREAU LIFE INSURANCE New +2,967,492+3.0m
Financial Enhancement Group LLC New +1,013,970+1.0m
CITADEL ADVISORS LLC Added +410,732+410.7k
Mid-American Wealth Advisory Group, Inc. Added +280,744+280.7k
Heck Capital Advisors, LLC New +241,953+242.0k
AE Wealth Management LLC Added +224,576+224.6k
Ethos Financial Group, LLC New +167,815+167.8k
B.O.S.S. Retirement Advisors, LLC Added +167,137+167.1k
Aprio Wealth Management, LLC Added +150,852+150.9k
Lloyd Advisory Services, LLC. Added +144,027+144.0k

Biggest sellers

HOLLENCREST CAPITAL MANAGEMENT Reduced -1,249,848-1.2m
Private Advisor Group, LLC Reduced -404,071-404.1k
WJ Interests, LLC Sold out -313,386-313.4k
Longview Financial Advisors, Inc. Reduced -275,462-275.5k
Gladstone Institutional Advisory LLC Reduced -191,042-191.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -151,102-151.1k
LPL Financial LLC Reduced -141,946-141.9k
Ferguson Shapiro LLC Reduced -138,288-138.3k
HighTower Advisors, LLC Reduced -103,854-103.9k
Mariner, LLC Sold out -75,178-75.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $454.1k21.4k shares
Belvedere Trading LLC New $63.7k3.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $649.3k30.6k shares
Belvedere Trading LLC New $169.8k8.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SOUTHERN FARM BUREAU LIFE INSURANCE 8.95% of their portfolio JACKSON, MS 2,967,4923.0m $63.0m $63.0m 8.95% New
2 AE Wealth Management LLC 0.29% of their portfolio TOPEKA, KS 1,609,3581.6m $34.2m $34.2m 0.29% Added +224.6k +224,576
3 Ferguson Shapiro LLC 10.30% of their portfolio DECATUR, GA 1,310,1491.3m $27.8m $27.8m 10.30% Reduced -138.3k -138,288
4 Aprio Wealth Management, LLC 3.73% of their portfolio ATLANTA, GA 1,205,9941.2m $25.6m $25.6m 3.73% Added +150.9k +150,852
5 HOLLENCREST CAPITAL MANAGEMENT 0.96% of their portfolio NEWPORT BEACH, CA 1,119,0841.1m $23.7m $23.7m 0.96% Reduced -1.2m -1,249,848
6 Financial Enhancement Group LLC 3.25% of their portfolio ANDERSON, IN 1,013,9701.0m $21.2m $21.2m 3.25% New
7 Ancora Advisors LLC 0.37% of their portfolio Cleveland, OH 786,290786.3k $16.7m $16.7m 0.37% Added +120.0k +120,000
8 Mid-American Wealth Advisory Group, Inc. 8.62% of their portfolio KANSAS CITY, MO 690,564690.6k $14.7m $14.7m 8.62% Added +280.7k +280,744
9 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 579,263579.3k $12.3m $12.3m 0.01% Added +410.7k +410,732
10 Lloyd Advisory Services, LLC. 5.48% of their portfolio SUWANEE, GA 544,870544.9k $11.6m $11.6m 5.48% Added +144.0k +144,027
11 EVERGREEN CAPITAL MANAGEMENT LLC 0.25% of their portfolio Bellevue, WA 360,858360.9k $7.7m $7.7m 0.25% Added +1.6k +1,596
12 Magnolia Private Wealth, LLC 5.62% of their portfolio PHILADELPHIA, PA 297,317297.3k $6.3m $6.3m 5.62% First filing
13 Gladstone Institutional Advisory LLC 0.26% of their portfolio Bedminster, NJ 265,795265.8k $5.6m $5.6m 0.26% Reduced -191.0k -191,042
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 248,172248.2k $5.3m $5.3m 0.00% Reduced -141.9k -141,946
15 ALTFEST L J & CO INC 0.66% of their portfolio NEW YORK, NY 243,918243.9k $5.2m $5.2m 0.66% Added +10.7k +10,707
16 Heck Capital Advisors, LLC 0.59% of their portfolio Rhinelander, WI 241,953242.0k $5.1m $5.1m 0.59% New
17 Cumberland Partners Ltd 0.29% of their portfolio TORONTO, A6 198,382198.4k $4.2m $4.2m 0.29% Added +14.3k +14,277
18 B.O.S.S. Retirement Advisors, LLC 1.12% of their portfolio Lehi, UT 189,722189.7k $4.0m $4.0m 1.12% Added +167.1k +167,137
19 PRIVATE CLIENT SERVICES, LLC 2.09% of their portfolio LOUISVILLE, KY 183,665183.7k $3.9m $3.9m 2.09% Added +9.4k +9,394
20 Simplify Asset Management Inc. 0.25% of their portfolio Las Vegas, NV 170,383170.4k $3.6m $3.6m 0.25% Added +4.9k +4,857
21 Almanack Investment Partners, LLC. 0.55% of their portfolio WAYNE, PA 167,815167.8k $3.6m $3.6m 0.55% Added +7.7k +7,708
22 Ethos Financial Group, LLC 0.46% of their portfolio KING OF PRUSSIA, PA 167,815167.8k $3.6m $3.6m 0.46% New
23 Elevated Capital Advisors, LLC 0.72% of their portfolio SANDY, UT 125,019125.0k $2.7m $2.7m 0.72% Added +31.8k +31,801
24 Belpointe Asset Management LLC 0.17% of their portfolio RENO, NV 124,587124.6k $2.8m $2.8m 0.17% Reduced -102 -102
25 Hilltop Holdings Inc. 0.16% of their portfolio DALLAS, TX 122,065122.1k $2.6m $2.6m 0.16% Added +12.3k +12,301
26 Longview Financial Advisors, Inc. 1.92% of their portfolio HUNTSVILLE, AL 114,611114.6k $2.4m $2.4m 1.92% Reduced -275.5k -275,462
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 113,558113.6k $2.4m $2.4m 0.00% Added +9.2k +9,195
28 Great Lakes Retirement, Inc. 0.30% of their portfolio SANDUSKY, OH 110,984111.0k $2.4m $2.4m 0.30% Added +22.9k +22,862
29 Pekin Hardy Strauss, Inc. 0.29% of their portfolio CHICAGO, IL 108,436108.4k $2.3m $2.3m 0.29% Reduced -25.2k -25,172
30 HOWARD BAILEY SECURITIES, LLC 0.83% of their portfolio FORT WAYNE, IN 105,308105.3k $2.2m $2.2m 0.83% Added +6.3k +6,325
31 LifeWealth Investments, LLC 1.30% of their portfolio WINTER GARDEN, FL 92,19592.2k $2.0m $2.0m 1.30% First filing
32 COMPASS CAPITAL CORP /MA/ /ADV 0.70% of their portfolio BRAINTREE, MA 84,03984.0k $1.8m $1.8m 0.70% First filing
33 M Holdings Securities, Inc. 0.26% of their portfolio PORTLAND, OR 76,00076.0k $1.6m $1.6m 0.26% New
34 Authentikos Wealth Advisory, LLC 1.44% of their portfolio MORGAN HILL, CA 68,42268.4k $1.5m $1.5m 1.44% Added +8.2k +8,221
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 65,60065.6k $1.4m $1.4m 0.00% New
36 Trek Financial, LLC 0.10% of their portfolio Scottsdale, AZ 60,90760.9k $1.3m $1.3m 0.10% Added +8.2k +8,189
37 BlackDiamond Wealth Management, LLC 0.69% of their portfolio NEW YORK, NY 56,60856.6k $1.2m $1.2m 0.69% Added +1.4k +1,392
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,29645.3k $961.0k $961.0k 0.00% Reduced -151.1k -151,102
39 Cambridge Advisors Inc. 0.17% of their portfolio OMAHA, NE 34,95235.0k $741.7k $741.7k 0.17% Added +1.3k +1,268
40 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 33,80333.8k $717.3k $717.3k 0.02% Added +16.2k +16,233
41 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 32,73932.7k $694.7k $694.7k 0.02% New
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,14932.1k $682.2k $682.2k 0.00% Reduced -103.9k -103,854
43 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 28,48928.5k $604.5k $604.5k 0.00% New
44 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 27,13527.1k $575.8k $575.8k 0.01% Reduced -51.3k -51,345
45 Straight Path Wealth Management 0.21% of their portfolio Jenison, MI 25,30025.3k $536.9k $536.9k 0.21% Added +7.6k +7,575
46 Csenge Advisory Group 0.03% of their portfolio CLEARWATER, FL 24,16224.2k $512.7k $512.7k 0.03% Added +6.2k +6,220
47 Bolthouse Investments, LLC 0.47% of their portfolio Bakersfield, CA 24,11924.1k $511.8k $511.8k 0.47% First filing
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,09420.1k $426.4k $426.4k 0.00% Reduced -12.5k -12,542
49 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 20,01520.0k $424.7k $424.7k 0.01% Added +682 +682
50 J.Safra Asset Management Corp 0.03% of their portfolio NEW YORK, NY 18,33318.3k $389.4k $389.4k 0.03% New
51 SMART Wealth LLC 0.14% of their portfolio Omaha, NE 18,13618.1k $384.8k $384.8k 0.14% Added +2.4k +2,443
52 Professional Financial Advisors, LLC 0.10% of their portfolio NORTH PLATTE, NE 17,93917.9k $380.7k $380.7k 0.10% Added +1.3k +1,344
53 Anchor Investment Management, LLC 0.03% of their portfolio COLUMBIA, SC 17,11917.1k $363.3k $363.3k 0.03% Reduced -2.5k -2,494
54 Kingdom Financial Group LLC. 0.22% of their portfolio PEORIA, AZ 15,49015.5k $328.7k $328.7k 0.22% Added +4.2k +4,228
55 CWC Advisors, LLC. 0.27% of their portfolio LAKE OSWEGO, OR 12,85512.9k $272.8k $272.8k 0.27% Reduced -450 -450
56 Wellment Financial 0.34% of their portfolio ELMHURST, IL 12,66512.7k $268.7k $268.7k 0.34% First filing
57 FSA Advisors, Inc. 0.32% of their portfolio TROY, MI 12,43412.4k $263.9k $263.9k 0.32% New
58 Lord & Richards Wealth Management, LLC 0.55% of their portfolio HIGHLANDS RANCH, CO 12,32812.3k $261.6k $261.6k 0.55% First filing
59 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,56410.6k $224.2k $224.2k 0.00% Reduced -404.1k -404,071
60 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,30410.3k $219.0k $219.0k 0.00% Reduced -23.2k -23,154
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,9149.9k $210.4k $210.4k 0.00% Reduced -5.8k -5,775
62 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,5869.6k $203.0k $203.0k 0.00% New
63 GFS Advisors, LLC 0.03% of their portfolio HOUSTON, TX 9,4509.4k $201.0k $201.0k 0.03% New
64 POM Investment Strategies, LLC 0.08% of their portfolio RALEIGH, NC 4,9835.0k $105.7k $105.7k 0.08% New
65 Transce3nd, LLC 0.03% of their portfolio BUDA, TX 4,1714.2k $88.5k $88.5k 0.03% First filing
66 Capital A Wealth Management, LLC 0.14% of their portfolio CRANBERRY TWP, PA 4,0264.0k $85.4k $85.4k 0.14% First filing
67 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,5062.5k $53.2k $53.2k 0.00% Unchanged
68 Colonial Trust Co / SC 0.01% of their portfolio SPARTANBURG, SC 2,0002.0k $42.4k $42.4k 0.01% Unchanged
69 Park Square Financial Group, LLC 0.02% of their portfolio ROSWELL, GA 1,5041.5k $31.9k $31.9k 0.02% First filing
70 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,4311.4k $30.4k $30.4k 0.00% New
71 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,3841.4k $29.0k $29.0k 0.00% Reduced -5.3k -5,318
72 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 948948 $20.1k $20.1k 0.00% New
73 Pineridge Advisors LLC 0.01% of their portfolio ST. CHARLES, MO 869869 $18.4k $18.4k 0.01% Reduced -390 -390
74 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 864864 $18.3k $18.3k 0.02% First filing
75 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 861861 $18.3k $18.3k 0.00% Reduced -228 -228
76 Decker Retirement Planning Inc. 0.01% of their portfolio LEVI, UT 485485 $10.3k $10.3k 0.01% First filing
77 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 180180 $3.8k $3.8k 0.00% Added +21 +21
78 Painted Porch Advisors LLC 0.00% of their portfolio SANTA BARBARA, CA 150150 $3.2k $3.2k 0.00% Unchanged
79 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 100100 $2.1k $2.1k 0.00% New
80 CWM, LLC 0.00% of their portfolio OMAHA, NE 4848 $1.0k $1.0k 0.00% Unchanged
81 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $15 $15 0.00% Unchanged
82 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $21 $21 0.00% Reduced -1 -1
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
84 Rosenberg Matthew Hamilton 0.00% of their portfolio GRAND JUNCTION, CO 00 $0 $0 0.00% New